Neutrino masses and Double Beta Decay Andrea Giuliani University of - - PowerPoint PPT Presentation

neutrino masses and double beta decay
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Neutrino masses and Double Beta Decay Andrea Giuliani University of - - PowerPoint PPT Presentation

Neutrino masses and Double Beta Decay Andrea Giuliani University of Insubria (Como) and INFN Milano-Bicocca Italy 21 July: introduction and discussion of the experimental approaches 22 July: status and prospects of the experimental


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SLIDE 1

Andrea Giuliani

University of Insubria (Como) and INFN Milano-Bicocca Italy

Neutrino masses and Double Beta Decay

  • 21 July: introduction and discussion of the experimental approaches
  • 22 July: status and prospects of the experimental searches
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SLIDE 2

Outline of the lectures

  • Neutrino mass and neutrino properties
  • Double beta decay: introduction
  • Single beta decay: introduction
  • Overview of the experimental status
  • The experiments in preparation
  • Prospects and conclusions

21 July 22 July

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SLIDE 3

Neutrino flavor oscillations

  • scillations do occur

neutrinos are massive 

Premise

Flavor eigenstates ≠ Mass eigenstates

Weak interaction Propagation

Neutrino flavor oscillations what we presently know from neutrino flavor oscillations

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SLIDE 4

Neutrino mixing and masses

 given the three ν mass eigenvalues M1, M2, M3 we have approximate measurements of two ∆Mij

2

∆M12

2 ~ (9 meV)2 Solar

|∆M23

2 | ~ (50 meV)2

Atmospheric

(∆Mij

2 ≡ Mi 2 – Mj 2)

ν1 ν2 ν3 νe νµ ντ

approximate measurements and/or constraints on Ulj 

elements of the ν mixing matrix

< 0.2 TBM mixing

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SLIDE 5

Summary of our present knowledge

Nσ solar atmospheric < 0.031 = 1/3 = 0 = 1/2 TBM: cij=cosθij sij=sinθij δ: CP violating phase Majorana CP violating phases

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SLIDE 6

…in another form

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SLIDE 7

Neutrino flavor oscillations and mass scale

what we do not know from neutrino flavor oscillations: neutrino mass hierarchy 

direct inverted

absolute neutrino mass scale 

degeneracy ?

(M1~M2~M3 )

DIRAC or MAJORANA nature of neutrinos 

ν ≠ ν ν ≡ ν

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SLIDE 8

Tools for the investigation of the ν mass scale

0.5 - 1 eV 0.5 eV 2.2 eV 0.1 eV 0.05 eV 0.2 eV

Present sensitivity Future sensitivity (a few year scale)

Cosmology (CMB + LSS) Neutrinoless Double Beta Decay Single Beta Decay

Tools

Model dependent Direct determination Laboratory measurements

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SLIDE 9

Complementarity of cosmology, single and double β decay

Cosmology, single and double β decay measure different combinations

  • f the neutrino mass eigenvalues, constraining the neutrino mass scale

In a standard three active neutrino scenario:

Σ Mi

i=1 3

Σ ≡

cosmology simple sum pure kinematical effect

Σ Mi

2 |Uei|2

i=1 3 1/2

〈Mβ〉 ≡

beta decay incoherent sum real neutrino

|Σ Mi |Uei|2 eiα |

i

i=1 3

〈Mββ〉 ≡

double beta decay coherent sum virtual neutrino Majorana phases

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SLIDE 10

Present bounds Σ [eV] 〈Mββ〉 [eV] 〈Mβ〉 [eV]

The three constrained parameters can be plot as a function of the lightest neutrino mass Two bands appear in each plot, corresponding to inverted and direct hierarchy The two bands merge in the degenerate case (the only one presently probed)

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SLIDE 11

Combined information

For simplicity, a two neutrino scenario with degenerate masses The two masses are over-constrained ⇒ Majorana phases

M1 [meV] M2 [meV] ∆m2

solar

right value

  • f the Majorana

phase

S.R. Elliott, J. Engel, J.Phys. G30 (2004) R183

M2 [meV] M1 [meV] ∆m2

solar

wrong value

  • f the Majorana

phase

S.R. Elliott, J. Engel, J.Phys. G30 (2004) R183

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SLIDE 12

Combined information: three neutrinos

M1 M2 M3

S.R. Elliott, J. Engel, J.Phys. G30 (2004) R183

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SLIDE 13

Neutrino: some basic ingredients Neutrinos and antineutrinos look distinct particles

Two ways to explain this phenomenology:

νe produces electrons when interacting with matter via charge currents

νe e-

target fermion

νe produces positrons when interacting with matter via charge currents

νe e+

target fermion

 νe and νe have different lepton numbers: L(νe,e-) = 1; L(νe,e+) = -1

lepton number, like charge, is rigorously conserved

νe is a DIRAC particle → νe ≠ νe  νe and νe have different helicities: H(νe) = -1; H(νe) = +1

p s p s

νe is a MAJORANA particle → νe ≡ νe

νe

RH

νe

LH

preferred by theorists

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SLIDE 14

Dirac and Majorana neutrinos, neutrinos and antineutrinos

Probability to produce a charged lepton

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SLIDE 15

Neutrino: DIRAC or MAJORANA particle? (1) “gedanken” experiment: DIRAC and MAJORANA neutrinos have different behaviors mν ≠ 0 Helicity depends on the reference frame, while Lepton number does not.

1 GeV, 1 eV mass RH antineutrino Interacts with a rest proton a positron is produced via charge currents

rest proton 1 GeV antineutrino

 will an electron or will a positron be produced ? MAJORANA’s answer: H counts. DIRAC’s answer: L counts.

High energy proton

The same antineutrino is pursued by a very energetic proton It is seen as a 1 Gev, LH particle by the fast proton

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SLIDE 16

(2) “gedanken” experiment s

νµ

Let’s put a muon neutrino at rest in the middle of the room with spin down

Ceiling Floor If accelerated at relativistic energy upwards, it will produce a negative muon interacting with the wall

µ− µ+

If accelerated at relativistic energy downwards, it will produce

  • a positive muon interacting

with the wall if Majorana

  • it will never interact if Dirac

Majorana Dirac

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SLIDE 17

Why most physicists think that MAJORANA is better…

Origin of the charged fermion masses in the Standard Model

M

Particles bump on the Higgs field pervading all the empty space and acquire a mass

  • Photons do not have a mass

because they are neutral and do not interact with the Higgs field

  • Neutrinos do not have a

mass because they do not have a right-handed component and the left-handed component propagate freely

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SLIDE 18

How can we give a mass to neutrinos?

Following what is done with the other fermions in a straight-forward way Dirac mass where νR are new fields insensitive to the gauge interactions Destroy RH neutrino – create LH neutrino Create LH neutrino – destroy RH neutrino

x νR νL

However, we are authorised to add a new mass term: Majorana mass which involves fields of equal chiralities possible only for neutral particles! Destroy RH neutrino – create LH neutrino Destroy RH antineutrino – create LH antineutrino

x (ν)R νL

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SLIDE 19

In matrix notation:

νR νR νL νL

Provides the Dirac and Majorana mass terms defined before

Neutrino mass matrix

In order to find the physical states and masses, this matrix must be diagonalized in order to put the Lagrangian in the form:

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SLIDE 20

See-saw mechanism Eigenvalues:

m1 ~ - mD

2 / MR

mD must be of the same order of the charged lepton masses (Higgs mechanism) MR can be everywhere (GUT scale) → the condition MR >> mD can naturally explain the small neutrino masses

m2 ~ MR + mD

2 / MR

Eigenvectors:

ν1 ~ νL+νL

c- (mD / MR)(νR+νR c)

ν2 ~ νR+νR

c+(mD / MR)(νL+νL c)

Light Majorana neutrinos Heavy Majorana neutrinos, usually named N

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SLIDE 21

Leptogenesis

If there is a source of CP violation in the lepton sector (δ or Majorana phases), the heavy Majorana neutrinos N can violate CP too and decay with different rates to e+ and e-

Different rates Unequal number of leptons and anti-leptons in the early Universe Sphaleron process (violate B and L, but conserves B-L)

The asymmetry is transferred to baryons

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SLIDE 22

Decay modes for Double Beta Decay (A,Z) → (A,Z+2) + 2e- + 2νe

2ν Double Beta Decay allowed by the Standard Model already observed – τ ≥ 1019 y

 (A,Z) → (A,Z+2) + 2e-

neutrinoless Double Beta Decay (0ν-DBD) never observed (except a discussed claim) τ > 1025 y

 (A,Z) → (A,Z+2) + 2e- + χ

Double Beta Decay with Majoron (light neutral boson) never observed – τ > 1022 y

Three decay modes are usually discussed: Processes  and  would imply new physics beyond the Standard Model violation of total lepton number conservation They are very sensitive tests to new physics since the phase space term is much larger for them than for the standard process (in particular for ) interest for 0ν-DBD lasts for 70 years !

Goeppert-Meyer proposed the standard process in 1935 Racah proposed the neutrinoless process in 1937

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Double Beta Decay and elementary nuclear physics

Weiszaecker’s formula for the binding energy of a nucleus MASS Z DBD

βX

Even-even Odd-odd Nuclear mass as a function of Z, with fixed A (even) Odd-odd Even-even Q-value

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SLIDE 24

How many nuclei in this condition?

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SLIDE 25

Double Beta Decay to excited states

Less probable but experimentally interesting

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SLIDE 26

Double Beta Decay and neutrino physics

Diagrams for the three processes discussed above: Standard process two “simultaneous” beta decays 0ν-DBD a virtual neutrino is exchanged between the two electroweak lepton vertices DBD with Majoron emission A Majoron couples to the exchanged virtual neutrino

DBD is a second order weak transition

very low rates

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SLIDE 27

Neutrino properties and 0ν-DBD d d u u e- e-

W- W-

νe

a LH neutrino (L=-1) is absorbed at this vertex

νe

a RH antineutrino (L=1) is emitted at this vertex

in pre-oscillations standard particle physics (massless neutrinos), the process is forbidden because neutrino has not the correct helicity / lepton number to be absorbed at the second vertex

  • IF neutrinos are massive DIRAC particles:

Helicities can be accommodated thanks to the finite mass, BUT Lepton number is rigorously conserved

0ν-DBD is forbidden

  • IF neutrinos are massive MAJORANA particles:

Helicities can be accommodated thanks to the finite mass, AND Lepton number is not relevant

0ν-DBD is allowed

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SLIDE 28

SUSY λ’111,λ’113λ’131,….. (V+A) current <mν>,<λ>,<η>

Other more exotic processes for 0ν-DBD

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SLIDE 29

mν ≠ 0 ν ≡ ν

Observation of 0ν-DBD

Schechter-Valle theorem

Generic process inducing neutrinoless double beta decay Majorana mass term

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SLIDE 30

Electron sum energy spectra in DBD

The shape of the two electron sum energy spectrum enables to distinguish among the three different discussed decay modes

The Majoron spectrum is a continuum with maximum close to Q

(phase space for a particle decaying to three light objects)

Q ~ 2-3 MeV for the most promising nuclides

additional signatures:

  • single electron energy distribution
  • angular distribution

sum electron energy / Q

two neutrino DBD continuum with maximum at ~1/3 Q neutrinoless DBD

peak enlarged only by the detector energy resolution

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SLIDE 31

Majoron signature

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SLIDE 32

Light neutrino exchange V+A current

Electron minimum energy spectrum Angular distribution between the 2 electrons

MeV MeV

Cosθ Cosθ

Other observables

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SLIDE 33

parameter containing the physics what the nuclear theorists try to calculate what the experimentalists try to measure

0ν-DBD: parameters determining the rate 1/τ = G(Q,Z) |Mnucl|2〈Mββ〉 2

neutrinoless Double Beta Decay rate Phase space Nuclear matrix elements Effective Majorana mass

how 0ν-DBD is connected to neutrino mixing matrix and masses in case of process induced by mass mechanism 〈Mββ〉 = ||Ue1 | 2M1 + eiα1 | Ue2 | 2M2 + eiα2 |Ue3 | 2M3 | < 0.2

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SLIDE 34

1 2

〈Mββ〉 = ||Ue1 | 2M1 + eiα1 | Ue2 | 2M2 + eiα2 |Ue3 | 2M3 | Effects of the Majorana phases: graphic representation

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SLIDE 35
  • S. Pascoli, S. T. Petcov and T. Schwetz, hep-ph/0505226

From where we start…

76Ge claim

excluded by CUORICINO , NEMO3

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SLIDE 36
  • S. Pascoli, S. T. Petcov and T. Schwetz, hep-ph/0505226

…and where we want to go

Approach the inverted hierarchy region in a first phase (〈m〉>50 meV) Exclude the inverted hierarchy region in a second phase (〈m〉>15 meV) There are techniques and experiments in preparation which have the potential to reach these sensitivities

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SLIDE 37
  • S. Pascoli, S. T. Petcov and T. Schwetz, hep-ph/0505226

The size of the challenge

∼ 100 - ∼ 1000 counts / y ton ∼ 1 - ∼ 10 counts / y ton ∼ 0.1 - ∼ 1 counts / y ton

76Ge claim

50 meV 20 meV

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SLIDE 38

Background requirements

To start to explore the inverted hierarchy region

Sensitivity at the level of 1-10 counts / y ton

To cover the inverted hierarchy region

Sensitivity at the level of 0.1 -1 counts / y ton

The order of magnitude of the target bakground is ~ 1 counts / y ton

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SLIDE 39

Common to all tecnhiques and experiments Cooperation

Background sources

  • Natural radioactivity of materials

(source itself, surrounding structures)

  • Neutrons
  • Cosmogenic induced activity (long living)
  • 2 ν Double Beta Decay

Levels of < 1 µBq / kg are required for some materials at the ton scale Understanding U/Th and 210Pb contamination Purification techniques Quality control procedure to establish: diagnostic is a problem by itself (traditional gamma counting not sufficient) Improve alternative techniques:

  • ICPMS
  • Neutron Activation Analysis
  • “Ad hoc” bolometers for alpha self-counting
  • Full prototype used to measure contamination

(BiPo detector) Two main sources

  • Activity in the rock and in surrounding materials

(α, n) processes ⇒ [0,10] MeV spectrum ⇒ can be shielded

  • High-energy µ induced

complicated problem ⇒ depth ⇒ appropriate shielding / coincidence techniques ⇒ reliable simulations ⇒ “Ad hoc” experiments at muon accelerators could be useful Choice of materials Storage of materials underground Partial or full detector realization underground (Ge diodes) Crucial for all experiments and techniques cooperation (in Europe, ILIAS) Critical in the low energy resolution techniques

100 100 Mo

Mo

136 136 Xe

Xe

76 76 Ge

Ge

130 130 T e

T e

energy resolution [%] 1000 100 10 1 0.1 0.01 0.001 sensitivity to 〈m〉 [meV] 1 2 3 4 present sensitivity Inverted hierarchy

A challenge for the space-resolving techniques, which normally have low energy resolution (~ 10 %) δ=∆E/Q

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SLIDE 40

Experimental strategies

 Detect and identify the daughter nuclei (indirect search) geochemical experiments radiochemical experiments

it is not possible to distinguish the decay channel important in the 70s-80s – no more pursued now

 Detect the two electrons with a proper nuclear detector (direct search) desirable features

  • high energy resolution
  • low background
  • large source (many nuclides under control)
  • event reconstruction method

a peak must be revealed over background (0ν-DBD) shield cosmic rays (direct interactions and activations) underground very radio-pure materials

238U – 232Th ⇒ τ ~ 1010 y

signal rate ⇒ τ > 1025 y present more sensitive experiments: 10 - 100 kg future goals: ~ 1000 kg ⇒ 1027 – 1028 nuclides

  • reject background
  • study electron energy and angular distributions
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SLIDE 41

Experimental approaches to direct searches

Two approaches:

e- e-

Source ≡ Detector (calorimetric technique)

  • scintillation
  • phonon-mediated detection
  • solid-state devices
  • gaseous detectors

 very large masses are possible demonstrated: up to ~ 50 kg proposed: up to ~ 1000 kg  with proper choice of the detector, very high energy resolution

Ge-diodes bolometers

 in gaseous/liquid xenon detector, indication of event topology  constraints on detector materials  in contradiction  neat reconstruction of event topology  it is difficult to get large source mass  several candidates can be studied with the same detector

e- e-

source detector detector

Source ≠ Detector

  • scintillation
  • gaseous TPC
  • gaseous drift chamber
  • magnetic field and TOF
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SLIDE 42

Experimental sensitivity to 0ν-DBD

sensitivity F: lifetime corresponding to the minimum detectable number

  • f events over background at a given confidence level

background level

F ∝ (MT / b∆E)1/2

energy resolution live time source mass

F ∝ MT

b ≠ 0 b = 0

b: specific background coefficient [counts/(keV kg y)] importance of the nuclide choice

(but large uncertainty due to nuclear physics)

sensitivity to 〈M〉 ∝ (F/Q |Mnucl|2)1/2 ∝

1 b∆E MT Q1/2

1/4

|Mnucl|

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SLIDE 43

Isotopic abundance (%)

48Ca 76Ge 82Se 96Zr 100Mo116Cd130Te136Xe150Nd

20 40 Transition energy (MeV)

48Ca 76Ge 82Se 96Zr 100Mo116Cd130Te136Xe150Nd

2 3 4 5

Choice of the nuclide

Nuclear Matrix Element Sign of convergence!

No super-favoured isotope !

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SLIDE 44

C [y-1]

82Se 100Mo 116Cd 130Te 136Xe 150Nd

C = |M0ν|2 • G0ν [y-1]

[ ]

2 2 1 2 / 1 e

m m C T

ββ ν

⋅ =

76Ge

The real figure of merit

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SLIDE 45

Basic ideas for direct neutrino mass measurement

 use dispersion in Time Of Flight of neutrinos from supernova explosion From SN1987A in Small Magellanic Cloud neutrinos were observed. Studying the spread in arrival times over 10 s leads to Mνe < 23 eV However, not better than 1 eV ⇐ uncertainties in time emission spectrum use only: E2 = M2c4 + p2c2  kinematics of processes involving neutrinos in the final state

π+ → µ+ + νµ for Mνµ τ- → m π± + n π0 + vτ for Mντ (A,Z) → (A,Z+1) + e- + νe for Mνe (A,Z) + e-

at→ (A,Z-1) + γ + νe

for Mνe

electron capture with inner bremmsstrahlung

not useful to reach the desired sub-eV sensitivity range, due to the high energy

  • f the decay products with respect to the expected neutrino mass scale

caveat it is meaningless to attribute a well defined mass to a flavor eigenstate

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SLIDE 46

The nuclear beta decay and the neutrino mass

Fermi theory of weak interaction (1932)

(A,Z) → (A,Z+1) + e- + νe

Q = Mat(A,Z) – Mat(A,Z+1) ≅ Ee + Eν

(Q – Ee) √ (Q – Ee)2 – Mν

2c4

finite neutrino mass

(Q – Ee)2

dN dp ∝ GF

2 |Mif|2

p2 (Q – Ee)2 F(Z,p) S(p,q) electron momentum distribution dN dE ∝ GF

2 |Mif|2 (Ee+mec2) (Q – Ee)2

F(Z,Ee) S(Ee) [1 + δR(Z,Ee)] electron kinetic energy distribution zero neutrino mass

  • nly a small spectral region very close to Q is affected
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SLIDE 47

Spectral effects of a finite neutrino mass

The more relevant part of the spectrum is a range of the order of [Q – Mνc2 , Q] The count fraction laying in this range is ∝ (Mν/Q)3

low Q are preferred

Q

E – Q [eV]

T

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SLIDE 48

Effects of a finite neutrino mass on the Kurie plot

The Kurie plot K(Ee) is a convenient linearization of the beta spectrum

Q

Q–Mνc2 Q

K(E)

zero neutrino mass finite neutrino mass effect of:

  • background
  • energy resolution
  • excited final states

K(E) ≡ dN dE GF |Mif|2 (Ee+mec2) F(Z,Ee) S(Ee) [1 + δR(Z,Ee)]

1/2

∝ (Q – Ee)√ (Q – Ee)2 – Mν

2c4

1/2

Q-δE Q

(dN/dE) dE ≅ 2(δE/Q)3

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SLIDE 49

Mass hierarchy

In case of mass hierarchy:

  • the Kurie plot ≡ superposition of three different sub - Kurie plots
  • each sub - Kurie plot corresponds to one of the three different mass eigenvalues

The weight of each sub – Kurie plot will be given by |Uej|2, where

|νe〉 = Σ Uei |νMi 〉

i=1 3

This detailed structure will not be resolved with present and planned experimental sensitivities (~ 0.3 eV)

K(Ee) Ee

Q – M3 Q – M2 Q – M1 Q Ee K(Ee)

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SLIDE 50

Mass degeneracy

In case of mass degeneracy: the Kurie-plot could be described in terms of a single mass parameter, a mean value of the three mass eigenstates

Q – Mβ K(Ee) Q Ee

this is the only situation which can assure discovery potential to the direct measurement of neutrino mass with the present sensitivities, at least in the “standard” three light neutrino scenario

Mβ = (Σ Mi

2 |Uei|2)1/2

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SLIDE 51

Experimental searches based on nuclear beta decay

Requests:

  • high energy resolution ⇒ a tiny spectral distortion must be observed
  • high statistics in a very narrow region of the beta spectrum
  • well known response of the detector ⇒ spectral output for an energy δ function input
  • control of any systematic effect that could distort the spectral shape

Approximate approach to evaluate sensitivity to neutrino mass σ(Mν): Require that the deficit of counts close to the end point due to neutrino mass be equal to the Poissonian fluctuation of number of counts in the massless spectrum It underestimates the sensitivity, but it is very useful to understand the general trends and the difficulty

  • f this experimental search

σ(Mν) ≅ 1.6 Q3 ∆E A TM

4

energy resolution total source activity live time

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SLIDE 52

Two complementary experimental approaches

  • determine all the “visible” energy of the decay with a high resolution

low energy “nuclear” detector

  • bolometers
  • present achieved sensitivity: ∼ 10 eV
  • future planned sensitivity: ~2 eV in a first phase , then below 1 eV
  • measurement of the neutrino energy

source coincident with detector (calorimetric approach)

  • determine electron energy by means of a selection on the beta

electrons operated by proper electric and magnetic fields

  • measurement of the electron energy out of the source
  • present achieved sensitivity: ∼ 2 eV
  • future planned sensitivity: ∼ 0.2 eV
  • magnetic and electrostatic spectrometers

source separate from detector (the source is always T)

 completely different systematic uncertainties

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SLIDE 53

Beta spectroscopy with magnetic / electrostatic spectrometers

Source Electron analyzer Electron counter T2 high activity high luminosity L∝∆Ω/4π (fraction of transmitted solid angol) high energy resolution two types:

  • differential: select Ee window
  • integral: select Ee > Eth
  • high efficiency
  • low background

KATRIN

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SLIDE 54

The calorimetric approach to the measurement of the neutrino mass

187Re → 187Os + e- + νe

5/2+ → 1/2– unique first forbidden (computable S(Ee))

Calorimeters measure the entire spectrum at once

  • use low Q beta decaying isotopes to achieve enough statistic close to Q
  • best choice: 187Re – Q = 2.47 keV ⇒ fraction of events in the last 10 eV: 1.3x10-7
  • vs. 3x10-10 for T beta spectrum

Advantages of calorimetry

  • no backscattering
  • no energy loss in the source
  • no excited final state problem
  • no solid state excitation

Drawbacks of calorimetry

  • systematic induced by pile-up effects
  • energy dependent background

The neutrino energy is measured as a “missing energy”

(dN/dE)exp=[(dN/dE)theo+ Aτr(dN/dE)theo⊗ (dN/dE)theo] ⊗ R(E)

generates “background” at the end-point

K(E) Ee (keV) Ee (keV)

pile-up fraction ~ A x τr

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SLIDE 55

Bolometric detectors of particles: basic concepts

Energy absorber

crystal containing Re M ~ 0.25 mg basic parameter: C

Thermal coupling

µ−machined legs basic parameter: G G ≅ 0.02 pW / mK

Thermometer

Si-implanted thermistor basic parameters: R ≅ 1.5 MΩ Τ ≅ 100 mK dR/dT ≅ 50 kΩ/mK

Variable Range Hopping conduction regime exponential increase of R with decreasing T

Heat sink

T ~ 80 mK dilution refrigerator

  • Temperature signal: ∆T = E/C ≅ 1 mK for E = 2.5 keV
  • Bias: I ≅ 0.5 nA ⇒ Joule power ≅ 0.4 pW ⇒Temperature rise ≅ 20 mK
  • Voltage signal: ∆V = I × dR/dT × ∆T ⇒ ∆V ≅ 30 µV for E = 2.5 keV
  • Noise over signal bandwidth (≅ 1 kHz): Vrms = 0.2 µV
  • Signal recovery time: τ = C/G ≅ 20 ms

Advantages over conventional techniques:

  • high energy resolution
  • wide choice for absorber material

Energy resolution ≅ 10 eV

MARE