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Heat Transport Across a Small Gap: Transition from Radiation to Conductance Bair V. Budaev and David B. Bogy Computer Mechanics Laboratory, UC Berkeley CML Sponsors Meeting 2014 Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to


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SLIDE 1

Heat Transport Across a Small Gap: Transition from Radiation to Conductance

Bair V. Budaev and David B. Bogy

Computer Mechanics Laboratory, UC Berkeley

CML Sponsors Meeting 2014

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 1 / 12

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SLIDE 2

A typical Problem

Find K(H) = Q TA − TB for the structure:

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 2 / 12

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SLIDE 3

A typical Problem

Find K(H) = Q TA − TB for the structure: Textbooks: Only EM radiation carries heat in vacuum Radiative heat transport is H-independent

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 2 / 12

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SLIDE 4

A typical Problem

Find K(H) = Q TA − TB for the structure: Textbooks: Only EM radiation carries heat in vacuum Radiative heat transport is H-independent Common Sense: As gap collapses (H → 0), heat transport SHOULD increase

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 2 / 12

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SLIDE 5

Physics behind heat transport across vacuum gap

◮ Heat flows because electric charges interact through electric fields

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 3 / 12

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SLIDE 6

Physics behind heat transport across vacuum gap

◮ Heat flows because electric charges interact through electric fields ◮ The field of a moving charge has three terms:

  • E = −q

4πǫ r r3 + r c d dt r r3

  • Conduction terms

+ 1 c2 d2 dt2

  • r

r

  • Radiation term
  • ,

◮ Conduction terms ∼ 1/r2

( r is a retarded vector)

◮ Radiation term ∼ 1/r

  • Because d2

dt2

  • r

r

  • =

a r − 2 v ˙ r r2 + . . .

  • Budaev, Bogy (CML, UC Berkeley)

Transition from Heat Radiation to Conduction January, 2014 3 / 12

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SLIDE 7

Physics behind heat transport across vacuum gap

◮ Heat flows because electric charges interact through electric fields ◮ The field of a moving charge has three terms:

  • E = −q

4πǫ r r3 + r c d dt r r3

  • Conduction terms

+ 1 c2 d2 dt2

  • r

r

  • Radiation term
  • ,

◮ Conduction terms ∼ 1/r2

( r is a retarded vector) Dominates the “near-field”. Provides “heat conduction by phonons”

◮ Radiation term ∼ 1/r

  • Because d2

dt2

  • r

r

  • =

a r − 2 v ˙ r r2 + . . .

  • Dominates the “far-field”. Provides “heat radiation by photons”

Both mechanisms work at all distances, both work in vacuum

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 3 / 12

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SLIDE 8

A model for radiative transport

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 4 / 12

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SLIDE 9

A model for radiative transport

Reflection coefficient R ∼

  • H,

H ≪ wavelength const,

  • therwise

Energy transport K ∼ 1 R2 ∼

  • 1/H2,

H ≪ wavelength const,

  • therwise

For narrow gaps, radiative transport is not constant !

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 4 / 12

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SLIDE 10

Models for conductance through vacuum

In solids heat is carried by lattice vibrations (phonons) Lattices can be modeled by mass-spring chains: One body: Isolated bodies:

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 5 / 12

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SLIDE 11

Models for conductance through vacuum

In solids heat is carried by lattice vibrations (phonons) Lattices can be modeled by mass-spring chains: One body: Isolated bodies: Interacting bodies:

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 5 / 12

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SLIDE 12

Models for conductance through vacuum

In solids heat is carried by lattice vibrations (phonons) Lattices can be modeled by mass-spring chains: One body: Isolated bodies: Interacting bodies: Continuum model (p = pressure): Reflection coefficient R ∼ Hǫ, ǫ ≥ 4 Energy transport K ∼ 1/H2ǫ, (at least ∼ 1/H8 ) Phonons contribute to heat transport across NARROW gaps

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 5 / 12

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First Conclusions

◮ Both radiation and conduction carry heat through vacuum

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 6 / 12

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First Conclusions

◮ Both radiation and conduction carry heat through vacuum ◮ Both mechanisms are described by similar mathematics:

◮ wave equations ◮ interface conditions ◮ reflection coefficients Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 6 / 12

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SLIDE 15

First Conclusions

◮ Both radiation and conduction carry heat through vacuum ◮ Both mechanisms are described by similar mathematics:

◮ wave equations ◮ interface conditions ◮ reflection coefficients

◮ Both radiation and conduction across narrow gaps should

be studied by similar methods

◮ The classical theory may not be used, because:

◮ predicts H-independence of radiative transport ◮ does not admit conductance through vacuum Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 6 / 12

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SLIDE 16

Classical theory of radiation breaks down because:

It assumes that:

◮ Only radiation carries heat across vacuum gap ◮ Each body radiates as if there are no other bodies ◮ Each body radiates as if it is in equilibrium

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 7 / 12

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SLIDE 17

Classical theory of radiation breaks down because:

It assumes that:

◮ Only radiation carries heat across vacuum gap ◮ Each body radiates as if there are no other bodies ◮ Each body radiates as if it is in equilibrium

Classical scheme is inconsistent:

◮ It does not comply with conservation of energy ◮ For a vanishing gap the flux remains finite, instead of diverging

These inconsistencies are not negligible in nanoscale

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 7 / 12

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SLIDE 18

Self-consistent approach

New scheme: connects two temperatures with the heat flux

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 8 / 12

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SLIDE 19

Self-consistent approach

New scheme: connects two temperatures with the heat flux New problem: How to get QA→B(T, Q) ?

◮ In the classical theory,

QA→B(T) is computed using Planck’s spectrum of thermal radiation in equilibrium.

◮ We generalize Planck’s spectrum to systems with a heat flux !

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 8 / 12

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SLIDE 20

Spectrum of thermal radiation with a heat flux

P(ω, θ, T, Q) = P

  • ω

1 − Q cos θ/cE , T

  • T – temperature

P(ω, T) – equilibrium spectrum ω – frequency θ – angle between the flux and the wave vector Q – heat flux E – energy density Annalen der Phyzik, 2011, v. 523, no. 10, pp. 791–804

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 9 / 12

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SLIDE 21

Spectrum of thermal radiation with a heat flux

P(ω, θ, T, Q) = P

  • ω

1 − Q cos θ/cE , T

  • T – temperature

P(ω, T) – equilibrium spectrum ω – frequency θ – angle between the flux and the wave vector Q – heat flux E – energy density Explanation:

◮ Q is the flux in the reference frame R

Annalen der Phyzik, 2011, v. 523, no. 10, pp. 791–804

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 9 / 12

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SLIDE 22

Spectrum of thermal radiation with a heat flux

P(ω, θ, T, Q) = P

  • ω

1 − Q cos θ/cE , T

  • T – temperature

P(ω, T) – equilibrium spectrum ω – frequency θ – angle between the flux and the wave vector Q – heat flux E – energy density Explanation:

◮ Q is the flux in the reference frame R ◮ No flux in the frame M with v = Q/E

Annalen der Phyzik, 2011, v. 523, no. 10, pp. 791–804

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 9 / 12

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SLIDE 23

Spectrum of thermal radiation with a heat flux

P(ω, θ, T, Q) = P

  • ω

1 − Q cos θ/cE , T

  • T – temperature

P(ω, T) – equilibrium spectrum ω – frequency θ – angle between the flux and the wave vector Q – heat flux E – energy density Explanation:

◮ Q is the flux in the reference frame R ◮ No flux in the frame M with v = Q/E ◮ In M radiation has Planck’s spectrum ◮ Spectra in R and M are related by

Doppler shift Annalen der Phyzik, 2011, v. 523, no. 10, pp. 791–804

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 9 / 12

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SLIDE 24

The self-consistent scheme in action:

  • Get an equation for TA, TB, Q

Q = 1 2π2c2 ∞ π/2

  • 2 − R2

⊥(θ) − R2 (θ)

  • × {P (ω, θ, TA, Q) − P (ω, θ, TB, −Q)} ω2dωdθ
  • Fix TA and TB
  • Solve for Q
  • Compute

K =

Q TB−TA

10

1

10

2

10

3

10

4

10 10

1

10

2

10

3

10

4

Width of the vacuum gap (nm) Heat transport coefficient (W/K/m2) Adjusted to a half−space and a sphere with c=0.45c0 Two half−spaces with c=0.45c0 Experiments with a plate and a sphere from silica Classical limit adjusted to a half−space and a sphere

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 10 / 12

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SLIDE 25

Two mechanisms of heat transport across vacuum gap

  • Both radiation and conduction carry heat across vacuum
  • Both mechanisms are described by the self-consistent approach

For most vacuum gaps one mechanism dominates For H ∼ 5 nm both mechanisms are comparable.

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 11 / 12

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SLIDE 26

Conclusion

◮ Both, conduction and radiation carry heat across any gap

Usually, one mechanism dominates, but they may be comparable

◮ Any study of heat transport in nanoscale must be based on

the extension of Planck’s law to systems with a heat flux

◮ Heat transport in nanoscale needs a new theory,

not relying on conventional methods of thermal sciences “Nay, it is obvious that when a man runs the wrong way, the more active and swift he is the further he will go astray.”

  • Francis Bacon (1561–1626), “Novum Organum”

Thank you!

Budaev, Bogy (CML, UC Berkeley) Transition from Heat Radiation to Conduction January, 2014 12 / 12