Growth issues and optical properties of nonpolar (Al,In,Ga)N films - - PowerPoint PPT Presentation
Growth issues and optical properties of nonpolar (Al,In,Ga)N films - - PowerPoint PPT Presentation
Growth issues and optical properties of nonpolar (Al,In,Ga)N films and quantum wells Shigefusa F. Chichibu Center for Advanced Nitride Technology Institute of Multidisciplinary Research for Advanced Materials Tohoku University Koji Hazu and
Chichibu Laboratory (IMRAM, Tohoku Univ.)
Quantum well laser structure
Optoelectronic devices
Epitaxial growth Material Science
Wide bandgap semiconductor quantum nanostructures
GaN, ZnO etc
New functional and planet conscious semiconductor optoelectronic devices, material growth, and material engineering MOVPE NH3-MBE Femtosecond Ti:sapphire laser HWPSE for ZnO/MgZnO heterostructures SEM / CL HR XRD Bruker D8
Contributors & Acknowledgments
Laboratory members MOVPE Growth and Characterization:
- T. Onuma, K. Hazu, T. Koyama, T. Koida, M. Kubota, L. Zhao, H. Yamaguchi
Samples m-plane GaN substrate : K. Fujito, H. Namita, T. Nagao (Mitsubishi Chemical) Quantum wells and Devices :
- S. Nakamura, S. P. DenBaars, J. S. Speck, U. K. Mishra, S. Keller, P. Fini,
- B. Haskell, A. Chakraborty, H. Masui (UCSB & ERATO-JST),
- H. Ohta, K. Okamoto, H. Takasu (RHOM)
Budgets Nakamura Inhomogeneous Crystal Project-ERATO-JST, Grant-in-Aid for Scientific Research in Priority Areas No. 18069001 under MEXT, AOARD/AFOSR, ROHM, Mitsubishi Chemical, NGK etc.
Outline
- 1. Introduction
- 2. Issues on heteroepitaxial nonpolar (Al,In,Ga)N [UCSB samples]
√ Planar growth and lateral epitaxial overgrowth of GaN √ Optical properties of InGaN/GaN and AlGaN/GaN quantum wells
- 3. Homoepitaxial nonpolar (In,Ga)N
[Tohoku-films ROHM-devices] √ Low defect density freestanding (FS) m-plane GaN substrate √ GaN and InGaN growth by MOVPE √ Device performance Digest -- m-plane LEDs and LDs
- 4. Summary
papers available from http://www.tagen.tohoku.ac.jp/labo/chichibu/SHIGEFUSA/paper/GaN.html
Outline
- 1. Introduction
- 2. Issues on heteroepitaxial nonpolar (Al,In,Ga)N [UCSB samples]
√ Planar growth and lateral epitaxial overgrowth of GaN √ Optical properties of InGaN/GaN and AlGaN/GaN quantum wells
- 3. Homoepitaxial nonpolar (In,Ga)N
[Tohoku-films ROHM-devices] √ Low defect density freestanding (FS) m-plane GaN substrate √ GaN and InGaN growth by MOVPE √ Device performance Digest -- m-plane LEDs and LDs
- 4. Summary
papers available from http://www.tagen.tohoku.ac.jp/labo/chichibu/SHIGEFUSA/paper/GaN.html
Group-III Nitride Semiconductors
400 800 600 500 300 200 250 (nm)
0.30 0.34 0.38 1 2 3 4 5 6 7 BANDGAP ENERGY Eg (eV)
LATTICE PARAMETER a (nm)
IR UV DEEP UV InN GaN AlN Group-III Nitride Semiconductors (Al, Ga, In)N Wide Direct Bandgap range √ AlN 6.01 eV √ GaN 3.43 eV √ InN 0.67 eV From deep UV to IR Hard material High-power, high-frequency Electronic Devices
Blue, green, white LEDs and 400nm LDs
Group-III Nitride Semiconductors
400 800 600 500 300 200 250 (nm)
0.30 0.34 0.38 1 2 3 4 5 6 7 BANDGAP ENERGY Eg (eV)
LATTICE PARAMETER a (nm)
IR UV DEEP UV InN GaN AlN
Practical devices exclusively use c-plane (0001) InGaN quantum well active region
Issues on EQE vs wavelength (c-plane)
200 300 400 500 600 AlInGaP
~ 54% maximum value for AllnGaP LEDs Increase in InN molar fraction (1) point defects (low Tg of InGaN)
Blue AlGaN InGaN-base Green
G a N t e m p l a t e G a N
- f
r e e e t c .
AlN ~ 63%4) 10-6 %
6)
EQE of (Al, In, Ga)N QW LEDs1-6)
10-6 10-5 10-2 10-1
EQE (%)
10-4 10-3
5)
1) Khan et al., Nat. Photon. 2, 77 (2008). 2) Shur et al., Proc. SPIE 6894, 689419 (2008). 3) Yasan et al., APL 83, 4701 (2003). 4) Narukawa et al., JJAP 45, L1084 (2006). 5) Hirayama et al., APEX 1, 051101 (2008). 6) Taniyasu et al., Nature 441, 325 (2006).
√ Substrate absorption √ Increase in TDD and point defects
WAVELENGTH (nm)
- 10 -5
5 10 Z (nm) ENERGY (arb. units) [0001]
c-plane polarization fields [0001] [0001]
(2) polarization effects (increased lattice mismatch → increased QCSEs) Chichibu et al. APL 69, 4188 (1996). Takeuchi et al. JJAP 36, L382 (1997). 102 101 100
Polarization discontinuity at heterointerfaces
- E. Hellman, MRS Internet J.
Nitride Semicond. Res. 3,11 (1998).
Low crystal symmetry : No inversion symmetry along the c-axis →spontaneous polarization (PSP) Lattice mismatched STRAINED heterostructures →piezoelectric polarization (PPZ)
C6v
4: uniaxial anisotropy
(0001) Ga-polar case
C/m2 strain Spontaneous polarization Piezoelectric polarization relaxed PSP PSP PSP PPZ relaxed
compressive
PSP PSP PSP PPZ
+σ +σ
- σ
- σ
- F. Bernardini, V. Fiorentini, and D. Vanderbilt,
- Phys. Rev. B 56, R10024 (1997).
tensile
Polarization discontinuity produces immobile charges (±σ)at the interfaces
Wurtzite lattice
no inversion symmetry along the c-axis
* T. Takeuchi et al., Jpn. J. Appl. Phys. 39, L413 (2000). and U. Schwarz and M. Kneissl, PSS (PRL) 1, A44 (2007).
*
(1013)
Avoid polarization fields - off c-axis semipolar -
(1011) [0001] [1120] [1010] [0001] [1010] [1120]
m-plane a-plane nonpolar planes
m-plane GaN and AlGaN/GaN / γ-LiAlO2
- P. Waltereit et al., Nature 406, 865 (2000).
Nonpolar m- and a-plane InGaN/GaN
<0001> PPZ
InGaN QW
GaN barrier GaN barrier PSP PSP PSP Fpol polar (0001) In0.15Ga0.85N (3nm)/GaN(15nm)
- 10
- 5
5 10
- 4.5
- 4.0
- 3.5
- 3.0
- 1.0
- 0.5
0.0 0.5 2.60eV 1.74MV/cm Z (nm) Energy (eV) ΔEC:ΔEV=5:1 <1120> <0001>
InGaN QW
GaN barrier GaN barrier PSP PSP PSP PPZ
- 10
- 5
5 10
- 3.5
- 3.0
- 2.5
- 2.0
0.0 0.5 1.0 1.5 ΔEC:ΔEV=5:1 2.81eV Energy (eV) Z (nm)
Nonpolar (1120), (1100), (001)
In0.15Ga0.85N (3nm)/GaN(15nm)
[0001] [1120] [1010] [0001] [1010] [1120]
SFC et al., Nat. Mater. 5, 810 (2006)
Nonpolar light-emitting diodes (LEDs)
- C. Q. Chen, V.
- C. Q. Chen, V. Adivarahan
Adivarahan, J. W. Yang, M. , J. W. Yang, M. Shatalov Shatalov, E. , E. Kuokstis Kuokstis and M. A. Khan: and M. A. Khan: Jpn
- Jpn. J. Appl. Phys. 42, L1039 (2003).
. J. Appl. Phys. 42, L1039 (2003).
a-plane
MOCVD, GaN / Al0.12Ga0.88N (3x), on r-plane Al2O3 MOCVD, In0.17Ga0.83N / GaN (5x), on HVPE LEO a-plane GaN template
- A. Chakraborty, B. Haskell, S. Keller, J. S. Speck, S. P. DenBaars, S. Nakamura and
- U. K. Mishra: Appl. Phys. Lett. 85, 5143 (2004).
UCSB University of South Carolina MOCVD, In0.15Ga0.85N / GaN (3x), on r-plane Al2O3 A.
- A. Chitnis
Chitnis, C. Chen, V. , C. Chen, V. Adivarahan Adivarahan, M. , M. Shatalov Shatalov, E. , E. Kuokstis Kuokstis, V. , V. Mandavilli Mandavilli, J. Yang and , J. Yang and
- M. A. Khan: Appl. Phys. Lett. 84, 3663 (2004).
- M. A. Khan: Appl. Phys. Lett. 84, 3663 (2004).
University of South Carolina
m-plane
MOCVD, InGaN / GaN, on m-plane 4H-SiC
- N. F. Gardner, J. C. Kim, J. J. Wierer, Y. C. Shen, and M. R. Krames:
- Appl. Phys. Lett. 86, 111101 (2005).
- A. Chakraborty, B. Haskell, S. Keller, J. S. Speck, S. P. DenBaars, S. Nakamura and
- U. K. Mishra: Jpn. J. Appl. Phys. 44, L173 (2004).
MOCVD, In0.17Ga0.83N / GaN (5x), on free-standing m-plane GaN template UCSB Lumileds Lighting
- A. Chakraborty, B. Haskell, H. Masui, S. Keller, J. S. Speck, S. P. DenBaars, S. Nakamura
and U. K. Mishra: Jpn. J. Appl. Phys. 45, 739 (2006). MOCVD, In0.16Ga0.84N / GaN (5x), on free-standing m-plane GaN template UCSB
Outline
- 1. Introduction
- 2. Issues on heteroepitaxial nonpolar (Al,In,Ga)N [UCSB samples]
√ Planar growth and lateral epitaxial overgrowth of GaN √ Optical properties of InGaN/GaN and AlGaN/GaN quantum wells
- 3. Homoepitaxial nonpolar (In,Ga)N
[Tohoku-films ROHM-devices] √ Low defect density freestanding (FS) m-plane GaN substrate √ GaN and InGaN growth by MOVPE √ Device performance Digest -- m-plane LEDs and LDs
- 4. Summary
papers available from http://www.tagen.tohoku.ac.jp/labo/chichibu/SHIGEFUSA/paper/GaN.html
Issues in nonpolar GaN heteroepitaxy
SFs
PV-TEM 200nm SF density 3.8x105cm-1 g=1010
TDs
1μm g=0002 TDD 2.6x1010cm-2 X-TEM r r-
- plane Al
plane Al2
2O
O3
3
NL NL-
- GaN
GaN a a-
- plane GaN
plane GaN
MOVPE MOVPE
GaN 1100°C NL-GaN 600°C
1) Craven et al., APL 81, 469 (2002).
TDD (cm-2) SFD (cm-1)
m-plane GaN template
2×109 1×105 5×106 3×103
2) Haskell et al., APL 86, 111917 (2005).
MBE
HVPE HVPE
m-plane 6H-SiC
LEO LEO-
- GaN
GaN GaN GaN SiO2mask
asymmetric LEO asymmetric LEO
m-plane GaN template
[0001] [1100] [1120]
SiO2mask Ga-polar Wing N-polar Wing Window
4×109 1×105 5×106 1×105 >> >> << << >> =
m-plane InGaN QWs grown on LEO GaN base
Plan-view SEM image
Ga-polar wing N-polar wing Window
2.6 2.8 3.0 3.2 3.4 450 400 WAVELENGTH (nm) INTENSITY (arb. units) PHOTON ENERGY (eV) PL 300K 8K B UV InN molar fraction: depends on the base structure CL (300K) wide B V spot UV P 10μm
5kV x2,000
In0.08Ga0.92N(3.1nm) / GaN(6.9nm) Ga-polar wing window N-polar [1100] [1120] [0001]
Onuma et al., JVST B 25, 1524 (2007).
ΔEc ΔEv Eg(AlxGa1-xN) =6.138x+3.412(1-x)-0.82x(1-x) 3) ΔEc:ΔEv=3:1 me=0.18m0, mh=1.52m0
2)
2) M. Suzuki et al., PRB 52, 8132 (1995) . 3) T. Onuma et al., JAP 95, 2495 (2004).
Schrödinger eq. GaN WELL WIDTH (nm) 2 4 6 8 10 3.40 3.44 3.48 3.52 3.56 3.60 PL PEAK ENERGY (eV) 293K
- n (1120) GaN
- n (1120) LEO-GaN
Al0.16Ga0.84N/GaN Al0.2Ga0.8N/GaN
- n (1120) LEO-GaN
no QCSE !
PHOTON ENERGY (eV)
3.40 3.50 3.60 293K
L=6.2nm L=5.3nm L=3.4nm L=2.4nm
PL INTENSITY (arb. units) PHOTON ENERGY (eV)
strain-free (0001)LEO-GaN Koida et al., APL 84, 3768 (2004).
Nonpolar a-plane AlGaN/GaN QWs
Nonpolar a-plane AlGaN/GaN QWs
1 2
L=4.1nm L=9.3nm
- n GaN
8K
system
PL INTENSITY (arb. units) TIME (ns)
L=2.4nm L=6.2nm
- n LEO-GaN
2 4 6 8 10 100 103 8K PL lifetime (ns) GaN WELL WIDTH (nm)
- n GaN
- n LEO-GaN
τPL independent of L no polarization fields
Ti:sapphire 242nm 2mW
1) Im et al., PRB 57, R9435 (1998).
τPL ~ τR (L.T.) short τR comparable to (0001)AlGaN/GaN QW (L=1.3, 2.5nm)
AlGaN AlGaN GaN nonpolar AlGaN AlGaN GaN polar (0001)Al0.15Ga0.85N/GaN QW 1) F=350kV/cm APL 84, 3768 (2004).
Outline
- 1. Introduction
- 2. Issues on heteroepitaxial nonpolar (Al,In,Ga)N [UCSB samples]
√ Planar growth and lateral epitaxial overgrowth of GaN √ Optical properties of InGaN/GaN and AlGaN/GaN quantum wells
- 3. Homoepitaxial nonpolar (In,Ga)N
[Tohoku-films ROHM-devices] √ Low defect density freestanding (FS) m-plane GaN substrate √ GaN and InGaN growth by MOVPE √ Device performance Digest -- m-plane LEDs and LDs
- 4. Summary
papers available from http://www.tagen.tohoku.ac.jp/labo/chichibu/SHIGEFUSA/paper/GaN.html
m-plane free-standing (FS)-GaN substrates
cut from 10-mm-thick c-plane GaN grown by HVPE (Mitsubishi Chemical Co.) Fujito et al., pss(a) 205, 1056 (2008).
TDD<5×106 cm-2, SFD<1×103 cm-1 c-plane FS-GaN boule
m-plane FS-GaN wafers
<0001> <1120> <1010> 2
nm
1µm
ML step 0.26nm RMS ≅0.072nm SFC et al., APL 92, 091912 (2008).
407.4 Wavelength (nm) 435 Output power (mW) 23.7 EQE (%) 38.9
Schmidt et al., JJAP 46, L126 (2007).
1.79 3.1
Okamoto et al., JJAP 45, L1197 (2006).
Driving current 20mA
m-plane InGaN LEDs Progress of m-plane InGaN devices using low defect density FS-GaN substrates m-plane InGaN LDs
APEX 1, 011102 (2008).
405.5
Jth (kA/cm2) Lasing wavelength (nm)
404 7.5 4.0 Pulsed CW
Schmidt et al., JJAP 46, L190 (2007). JJAP 46, L187; L820 (2007).
451.8 22.3 Pulsed 459 5.0 CW
481
APEX 1, 072201 (2008).
6.1 CW
Issues in (In,Ga)N growth on m-plane substrate
√ Is the m-plane substrate ready for homoepitaxy ? √ Are the growth conditions similar to c-plane growth ? √ Are InGaN alloys grown coherently ? √ Are the optical properties promising ? √ .... etc. Labor the issues in (In,Ga)N growth by MOVPE on the low DD m-plane FS-GaN substrates
Outline
- 1. Introduction
- 2. Issues on heteroepitaxial nonpolar (Al,In,Ga)N [UCSB samples]
√ Planar growth and lateral epitaxial overgrowth of GaN √ Optical properties of InGaN/GaN and AlGaN/GaN quantum wells
- 3. Homoepitaxial nonpolar (In,Ga)N
[Tohoku-films ROHM-devices] √ Low defect density freestanding (FS) m-plane GaN substrate √ GaN and InGaN growth by MOVPE √ Device performance Digest -- m-plane LEDs and LDs
- 4. Summary
papers available from http://www.tagen.tohoku.ac.jp/labo/chichibu/SHIGEFUSA/paper/GaN.html
Growth conditions
Horizontal MOVPE (Tohoku Univ.)
c-plane FS-GaN (TDD < 107 cm-2) and c-plane GaN/(0001)Al2O3 for comparison
TDD < 5x106 cm-2, SFD < 103 cm-1, Δω(10-10)≅90 arcsec
m-plane GaN substrate
325μm
m-plane GaN cut from 10mm-thick c-plane GaN substrate (Mitsubishi)
GaN 1.5μm Pgrowth : 5.3×104 Pa H2 carrier TMGa+NH3 Rg=1.5 μm/h Tg=1090 °C V/III =5000 GaN
APL 92, 091912 (2008); erratum 93, 129901 (2008). InGaN 200-250nm
InGaN Pgrowth : 6.6×104 Pa N2 carrier TMGa+TMIn+NH3 Rg=0.1 μm/h Tg=750-820 °C V/III =40000-1000000
APL 93, 151908 (2008).
MOVPE m-plane GaN homoepitaxy (1.5μm)
V/III RATIO 3000 5000 10000 Tg (°C) 1100 1090 1050 2
nm
1µm 3
nm
3
nm nm
2
nm
3 <0001> <1120> <1010>
substrate
2
nm
1µm
APL 92, 091912 (2008); erratum 93, 129901 (2008). ML step 0.26nm RMS ≅0.072nm
XRCs of GaN substrate and epilayer
INTENSITY (arb. units) Δω (°) 0.1 0.05
- 0.1
- 0.05
azimuth <0001> 31″ azimuth <11-20> 91″ (1-100)GaN Tg=1050°C V/III=5000
<(1010)XRC>
INTENSITY (arb. units) Δω (°) 0.1 0.05
- 0.1
- 0.05
azimuth <11-20> 122″ azimuth <0001> 36″
substrate epilayer
SFC et al., APL 92, 091912 (2008);erratum 93, 129901 (2008).
m-plane GaN : Polarized low temp. NBE PL
PL INTENSITY (arb. units) PHOTON ENERGY (eV) 3.45 3.50
- n GaN/Al2O3
E//c E⊥c I2
FXA FXB FXA,Bn=2
- n m-plane FS-GaN
I2
FXA FXB FXA,Bn=2,C
- n c-plane FS-GaN
A,Bn=2 I1 He-Cd 325.0 nm 38W/cm2 10K α-polarization (k//c) σ-polarization (k⊥c, E⊥c) π-polarization (k⊥c, E//c)
Paskov PR B 64, 115201(2001)
m-plane GaN homoepitaxy (1.5μm) - TRPL -
SFC et al., APL 92, 091912 (2008);erratum 93, 129901 (2008).
3ω-Al2O3:Ti (267nm, 120nJ/cm2) 293K
- n m-plane FS-GaN,
τPL,eff=302ps
- n GaN/Al2O3, 92ps
- n c-plane FS-GaN, 33ps
system PL INTENSITY (arb. units) TIME (ns) 1 2 3 4
m-plane InGaN (200nm) / GaN : x-ray analyses
q // [0001] (nm-1)
- 12
- 12.5
- 11.5
45 45.5 46 44.5 44
q // [1100] (nm-1)
GaN InGaN
(2201)
GaN InGaN
q // [1120] (nm-1)
- 40
- 39
- 38
(1320)
GaN InGaN
<Reciprocal Space Mapping (x=0.08)>
coherent growth (anisotropic strain)
Tg : 750°C V/III : 76000
<XRD>
XRD INTENSITY (arb. units)
30 31 32 33 34 35 (1010) GaN (1010) InxGa1-xN
2θ (°) 0.08 0.03 0.03 0.06 0.02
x=
11 zz xx yy
C C C ε ε ε
13 12
− − =
SFC et al., APL 93, 151908 (2008).
m-plane InGaN (200nm) / GaN : x-ray analyses
0.05 0.10 0.15 200 400
Δ2θ(10-10) Δω (10-10) <0001> Δω (10-10) <11-20> Δω (10-12) <11-20>
59" 81" 81" average
InxGa1-xN/GaN//FS-(10-10)GaN
XRD/XRC FWHM (") InN molar fraction x
Δω : tilt and twist similar to underlayer GaN Δ2θ-ω :plane distance inhomogeneity increases
SFC et al., APL 93, 151908 (2008).
m-plane InGaN films -- room temperature PL
WAVELENGTH (nm)
PHOTON ENERGY (eV) PL INTENSITY (arb. units)
400 350 InxGa1-xN x= 0.08 0.027 0.032 0.06 0.02 164meV 107meV 118meV 159meV 162meV FWHM 37meV 293 K He-Cd 325nm GaN 450
2.8 3.2 3.6 3.0 3.4 2.6
0.14 310meV 1) SFC et al., Nat. Mater. 6, 810 (2006). IPL(300K)/IPL(8K) (%) (b) InN MOLAR FRACTION x
- n m-plane FS-GaN
0.00 0.05 0.10 0.15 0.20 0.1 1 10 100
- n c-plane FS-GaN
a-plane InGaN (defective planar) after Ref.1
- n c-plane GaN/Al2O3
SFC et al., APL 93, 151908 (2008).
m-plane In0.06Ga0.94N film -- TRPL results vs T
1 2 3 4 5
2ω-Ti:Al
2O3
(361nm, 120nJ/cm2)
system
250K 200K 300K 150K 100K 50K 6K TIME (ns) PL INTENSITY (arb. units)
m-plane In0.06Ga0.94N film
20 40 10
- 3
10
- 2
10
- 1
10
He-Cd 325.0nm 38W/cm2
ηint(300K)=11% 1000/T (K-1) PL INTENSITY (arb. units)
Low temperature Radiative lifetime = 600 ps (nearly constant below 100 K) Room temperature Nonradiative lifetime 150 ps Radiative lifetime 1.2 ns
0.1 1 10 TEMPERATURE (K) LIFETIME (ns) 100 200 300 τPL,eff (c) τNR,eff τR,eff
SFC et al., APL 93, 151908 (2008).
Outline
- 1. Introduction
- 2. Issues on heteroepitaxial nonpolar (Al,In,Ga)N [UCSB samples]
√ Planar growth and lateral epitaxial overgrowth of GaN √ Optical properties of InGaN/GaN and AlGaN/GaN quantum wells
- 3. Homoepitaxial nonpolar (In,Ga)N
[Tohoku-films ROHM-devices] √ Low defect density freestanding (FS) m-plane GaN substrate √ GaN and InGaN growth by MOVPE √ Device performance Digest -- m-plane LEDs and LDs
- 4. Summary
papers available from http://www.tagen.tohoku.ac.jp/labo/chichibu/SHIGEFUSA/paper/GaN.html
Summary of Device Characteristics
300 400 500 600 5 10 0.01 0.1 1 10 100 Jth (kA/cm2) Wavelength (nm) CW nonpolar / semipolar GaN c-plane MCC m-plane GaN substrate Defective materials EQE (%) c-plane m-plane (Rohm) (b) (a) AlInGaP
EQE of LEDs Threshold current density
- f LDs
Outline
- 1. Introduction
- 2. Issues on heteroepitaxial nonpolar (Al,In,Ga)N [UCSB samples]
√ Planar growth and lateral epitaxial overgrowth of GaN √ Optical properties of InGaN/GaN and AlGaN/GaN quantum wells
- 3. Homoepitaxial nonpolar (In,Ga)N
[Tohoku-films ROHM-devices] √ Low defect density freestanding (FS) m-plane GaN substrate √ GaN and InGaN growth by MOVPE √ Device performance Digest -- m-plane LED and LD wafers
- 4. Summary