FERPA: AN OVERVI EW Bart Quinet Assist ant Provost and - - PowerPoint PPT Presentation

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FERPA: AN OVERVI EW Bart Quinet Assist ant Provost and - - PowerPoint PPT Presentation

FERPA: AN OVERVI EW Bart Quinet Assist ant Provost and University Regist rar 1 FERPA OVERVI EW Background Key Concept s Annual Not if icat ion Educat ion Records Public v. Privat e I nform at ion Except ions


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FERPA: AN OVERVI EW

Bart Quinet Assist ant Provost and University Regist rar

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FERPA OVERVI EW

  • Background
  • Key Concept s
  • Annual Not if icat ion
  • Educat ion Records
  • Public v. Privat e I nform at ion
  • Except ions
  • School Off icials
  • Rest raint of Public Disclosure
  • FERPA in YES
  • Let t ers of Recom mendat ion
  • FERPA and Access
  • Your Role as a Dat a Manager
  • Point s of I nt erest
  • Best Pract ices
  • Tools and Resources
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FAMI LY EDUCATI ONAL RI GHTS AND PRI VACY ACT OF 1 9 7 4

  • FERPA is a federal law designed t o:
  • 1. Prot ect t he privacy of educat ion records
  • 2. Est ablish t he right of st udent s t o inspect and review t heir educat ion records
  • 3. Provide guidelines for t he correct ion of inaccurat e and m isleading dat a t hrough

inform al and form al hearings

  • FERPA is enforced by t he Family Policy Compliance Office,

U.S. Depart ment of Educat ion, Washingt on, D.C.

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KEY CONCEPTS

  • St udent s’ right s t o access t heir educat ion records as out lined in t he Annual

Not ificat ion of St udent Right s under FERPA

  • Educat ion record defined
  • Public vs. privat e informat ion
  • School Official defined
  • Requirement s for disclosure of st udent educat ion records
  • Except ions t o t hose requirement s as described in t he

Vanderbilt St udent Privacy St at ement

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ANNUAL NOTI FI CATI ON

  • Vanderbilt University provides t he Annual Not ificat ion of St udent Right s under

FERPA t o st udent s t o inform t hem of t heir right t o:

  • inspect and review t heir educat ion records ( w it hin 45 days of a request ) ;
  • request an am endm ent t o t heir educat ion records;
  • request a hearing if t he request for an am endm ent is unsat isfact ory;
  • request t hat t he inst it ut ion not disclose t heir direct ory inform at ion;
  • f ile a com plaint w it h t he U.S. Depart m ent of Educat ion.
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ANNUAL NOTI FI CATI ON ( CONT.)

  • I nforms st udent s of:
  • w hat t he crit eria are for det erm ining w ho w ill be considered school off icials;
  • w hat inform at ion from educat ion records school off icials w it hin t he inst it ut ion

can obt ain w it hout obt aining prior w rit t en consent ;

  • exam ples of perm issible disclosure of educat ion records w it hout t he st udent ’s

consent ;

  • w hat inform at ion t he inst it ut ion has designat ed as public or direct ory

inform at ion.

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EDUCATI ON RECORDS

Educat ion records are defined as records t hat cont ain informat ion direct ly relat ed t o a st udent and t hat are maint ained by Vanderbilt or it s agent act ing on behalf of t he university.

Education records include: Education records do not include:

  • Graded papers
  • Sole possession (lap drawer) records
  • Exams
  • Peer graded papers
  • Transcripts
  • Online forums (e.g., Brightspace chats)
  • Class list on your desktop
  • Law enforcement unit records
  • Student’s current class schedule
  • Medical records
  • Computer screen displaying student information
  • Records maintained by the Office of Alumni Relations
  • Database containing uniquely identifiable

student data

  • Employment records (unless employment is based on

student status)

  • Email containing information about a student
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PUBLI C VS. PRI VATE I NFORMATI ON

Direct ory/ public informat ion: I nformat ion cont ained in t he record w hich w ould

not generally be considered harmful or an invasion of privacy if disclosed.

  • At Vanderbilt , t his includes nam e, address, e-m ail address, phone num ber,

m aj or, dat es of at t endance, adm ission or enrollm ent st at us, school, class st anding, degrees and aw ards, act ivit ies, sport s and at hlet ic inform at ion, st udent I D phot os, and t he m ost recent previous educat ional agency.

  • Disclosure of st udent direct ory informat ion is discret ionary.

I nst it ut ions are not required t o release direct ory inform at ion.

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PUBLI C VS. PRI VATE I NFORMATI ON

Personally ident ifiable/ privat e informat ion: I nformat ion cont ained in t he

record w hich w ould generally be considered more sensit ive or an invasion of privacy if disclosed.

  • At Vanderbilt , t his t his includes Social Securit y num ber, dat e of birt h, grades,

hours com plet ed, GPA, current class schedule, parent nam e and address, race/ et hnicit y, gender, and count ry of cit izenship.

  • Personally ident if iable informat ion cont ained in t he educat ion record

m ay not be released w it hout st udent consent .

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EXCEPTI ONS: ACCESS TO STUDENT RECORDS

  • Legit imat e educat ional int erest / need t o know
  • School officials may require t he informat ion t o perform t heir dut ies.
  • Faculty are considered advisers w it h legit imat e educat ional need for t heir

enrolled st udent s, t hose seeking t o enroll, or t hose t hey advise.

  • Law fully issued subpoenas
  • Various aut horized represent at ives of government ent it ies ( audit s or evaluat ion of

educat ion programs, compliance w it h SEVI S, Solomon Amendment , et c.)

  • Parent s of dependent st udent s ( as claimed w it h t he I RS)
  • I nst it ut ions may release st udent informat ion w hen t here are healt h and safety
  • concerns. Except ions for healt h concerns include serious communicable diseases,

serious infect ious diseases, and suicidal ideat ion. I nformat ion released should be document ed.

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SCHOOL OFFI CI ALS

A school official is

  • a person em ployed by t he universit y in an adm inist rat ive, supervisory, academ ic,

research, or support posit ion ( including law enforcem ent personnel and healt h st aff ) ;

  • a person or com pany w it h w hom t he universit y has cont ract ed ( at t orney,

audit or, collect ion agent , t hird-part y vendor) ;

  • a person serving on t he Board of Trust ;
  • a st udent serving on an off icial com m it t ee ( e.g., Honor Council, St udent

Conduct Council, a grievance com m it t ee) or assist ing a school off icial in com plet ing his or her t asks;

  • a st udent em ployed by t he universit y in a posit ion t hat requires access

t o st udent records.

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RESTRAI NT OF PUBLI C DI SCLOSURE

  • I f a st udent does not want her or his direct ory informat ion released t o any

person ot her t han officials w it h legit imat e need, she or he may complet e and submit a rest rict ion form t o t he Office of t he University Regist rar.

  • This rest rict ion w ill also block informat ion from appearing in People Finder.
  • To remove t he rest rict ion, t he st udent must complet e a removal form and submit

it t o t he Office of t he University Regist rar.

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FERPA I N YES

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COMPLETE RESTRI CTI ON AS VI EW ED I N YES

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NO PARENTAL RELEASE AS VI EW ED I N YES

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PARENTAL RELEASE AS VI EW ED I N YES

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LETTERS OF RECOMMENDATI ON

  • St at ement s made from personal observat ion or know ledge do not require w rit t en

consent from t he st udent .

  • I f personally ident ifiable informat ion is included in t he let t er of recommendat ion

( e.g. grades, GPA) , t he w rit er is required t o obt ain w rit t en consent from t he st udent specifying: 1. That t he personally ident ifiable informat ion may be disclosed 2. The purpose of t he disclosure 3. To w hom t he disclosure may be made

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FERPA AND ACCESS

  • Access t o st udent records at Vanderbilt is based on t he school official’s

“ legit imat e need t o know.”

  • Technical measures are used t o rest rict dat a based on legit imat e need ( row-level

security) .

  • Access t o t he Vanderbilt St udent I nformat ion Syst em ( PeopleSoft ) requires

successful complet ion of t he FERPA Tut orial.

  • Access t o t he YES environment is assigned based on j ob role ( faculty, adviser,

administ rat or, t echnical/ syst ems) .

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YOUR ROLE AS A DATA MANAGER

I f you handle st udent informat ion, you have a dat a management role.

  • Do you share st udent informat ion w it h int ernal or ext ernal individuals on behalf
  • f t he university?
  • I s t he recipient of t hat inform at ion aw are of st udent privacy law s?
  • I s t he recipient a school off icial, and do t hey have a legit im at e need t o access t he

inform at ion?

  • Are safe dat a-handling pract ices in place w hen sharing t he inform at ion?
  • Do you manage a depart ment syst em cont aining st udent informat ion?
  • Are users aw are of st udent privacy law s?
  • Have users t aken t he FERPA t ut orial?
  • Does t heir t raining include safe pract ices for handling dat a?
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POI NTS OF I NTEREST

  • Direct ory exclusions do not give st udent s t he right t o remain anonymous in class
  • r impede class communicat ion.
  • I nst it ut ions are now required t o use “ reasonable met hods” t o ensure t hat school
  • fficials ( including out side service providers) obt ain access t o only t hose

educat ion records – paper and elect ronic – in w hich t hey have legit imat e educat ional int erest s ( role-based security) .

  • Biomet ric records have been added t o t he list of personal ident ifiers.
  • FERPA prohibit s t he use of t he Social Security number as an ident ificat ion

element w hen disclosing or confirming direct ory informat ion.

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BEST PRACTI CES

  • Use secure t ools ( YES, YES Message Cent er, Bright space, Box for Vanderbilt , Online

Grading, et c.) provided by t he universit y

  • Do not send rest rict ed informat ion via email ( grades, SSN, et c.)
  • Do not st ore st udent educat ion dat a on personal comput ers or flash drives
  • Use VPN for secure remot e access
  • Access only t he inform at ion needed t o do your j ob
  • Ask quest ions
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ERR ON THE SI DE OF CAUTI ON

I f you are unsure . . . . . . Don’t do it !

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TOOLS AND RESOURCES

  • FERPA I nformation

ht t ps: / / regist rar.vanderbilt .edu/ ferpa/

  • I nformation Security at Vanderbilt

ht t ps: / / it .vanderbilt .edu/ services/ cat alog/ cat egory/ I T+ Security

  • Box for Vanderbilt

ht t ps: / / it .vanderbilt .edu/ services/ cat alog/ collaborat ion_and_communicat ion/ coll aborat ion/ box_collaborat ion_t ool.php

  • Virtual Private Network (VPN)

ht t ps: / / it .vanderbilt .edu/ services/ cat alog/ end- point _comput ing/ net work_access/ remot e-access/ index.php

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QUESTI ONS?