Ethical considerations in handling HIV prevention research protocols - - PowerPoint PPT Presentation

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Ethical considerations in handling HIV prevention research protocols - - PowerPoint PPT Presentation

Ethical considerations in handling HIV prevention research protocols Brandon Brown Director of GHREAT UC Irvine Program in Public Health Irvine, CA USA 1 Discussion Points Issues in engaging participants in HIV 1. prevention research


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Ethical considerations in handling HIV prevention research protocols

Brandon Brown

Director of GHREAT UC Irvine Program in Public Health Irvine, CA USA

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Discussion Points

1.

Issues in engaging participants in HIV prevention research

  • Historic events and challenges
  • Mistrust and coercion

2.

Considerations in managing multisite HIV prevention research protocols

  • Gold standard treatment
  • incentives
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Engaging participants-barriers

All heard-Historic events

Nazi experiments-no consent

  • World War II-prisoners

Trovan Trial-no consent

  • Epidemic of meningitis 1996
  • Standard drug ceftriaxone for treatment
  • Pfizer tested a drug Trovan on 200 children

Tuskegee study-withholding information

(www.hopkinsmedicine.org)

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Engaging Participants-Mistrust and Benefits in HIV prevention research

Previous HIV vaccine studies did not work

‘you are just testing on me’

Experience-researchers taking advantage

Collect data and take away

Question of sustainability and impact

Tested here, but not available here

10-20 years for item to reach LMIC after approval

PrEP (iPrEx) tested in Peru, not there HPV vaccine

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Recruiting Participants-free choice

CIOMS Guideline 7

Council for International Organizations of. Medical

Sciences

“Payment in money or in kind to research subjects

should not be so large as to persuade them to take undue risks or volunteer against their better

  • judgment. Payments or rewards that undermine

a person’s capacity to exercise free choice invalidate consent.”

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Challenges conducting trials-one country

Growing sample size of HIV prevention

research protocols

efficacious treatments and prevention activities

HIV testing, microbicides, PrEP, PEP, prevention with

positives, circumcision, new condoms, needle exchange, counseling and testing, MTC prevention

Limits on what can be used as a control

group vs. what can be used as an intervention in a RCT

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Considerations in managing a multisite HIV prevention research protocol

Gold standard for comparison

Intervention arm at one site is standard of care in

another

Gold standard not available

Research protocol including PrEP uptake in USA

and Nigeria

PrEP is approved and provided for the site in USA Not available in Nigeria or part of guidelines Demonstration project here may be necessary

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Considerations in multisite study cont.

What happens when you don’t meet your

efficacy goal?

Intervention deemed ineffective

  • Even with proof of some efficacy

Conflicts of interest

Multiple players with multiple conflicts

  • sponsor, investigators, community advisory board, study site,

study team, IRBs

Site may need study to keep afloat In debt to sponsor

How are you going to pay participants

Different amounts in different places?

  • What’s fair?

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The issue

Incentives often necessary to obtain study

participants and offset lost expenses

may jeopardize voluntary participation Economic pressure Non-monetary goods/services otherwise

unavailable

Medical care

Little work on incentives

No parameters/rules/guidelines exist

When, how much, what kind to give?

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US Policies and Procedures on Incentives

Dickert and Grady 1999 ‘Price of a research subject’

Ethical issues on payment remain unresolved

  • The amount may be too high and an undue inducement

Dickert et al.2002 ‘Paying research subjects’

20% of groups knew what % of their studies paid

participants.

Grady et al. 2005 ‘Analysis of US Practices’

467 clinical studies with range of payment $5-$2000

  • Unexplained variation across similar studies
  • Variation in same study at different sites

Incentive amounts are haphazard

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Global policies

Where are they?

Very difficult to collect incentive info from intl. sites

Most don’t appear on www.clinicaltrials.gov

Little work done around the world and in

marginalized groups

No international classifications of incentives Is some consistency needed on payment in

studies by country, type of study, risk?

South Africa unofficial guidelines on payment per visit 150 Rand per trial visit=15 US Dollars

  • Citation: South African Medicines Control Council
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HIV Prevention Research Incentives

COUNTRY INTERVENTION INCENTIVE(S) Tanzania TESTING HIV blood test & counseling USA EDUCATION $20 for the first interview and HIV test & for the follow-up interview Kenya & Uganda PRE-EXPOSURE DRUG(S) 500-1000 (Kenyan) or 15,000-30,000 (Ugandan) shillings per visit & tea/soda/snacks* Chili EDUCATION 2,000 Chilean peseos ($5 US) each questionnaire for travel & refreshments Liberia EDUCATION $2 US per survey, $8 US total Uganda CIRCUMCISION/TESTING HIV testing* USA EDUCATION $50 Gift card for first session & $25 cash for the follow-up survey Uganda VOCATIONAL TRAINING Vocational training with local artisans in hairdressing, catering, tailoring etc.* USA COUPLE-BASED EDUCATION Monetary compensation for baseline & each follow-up assessment. Malawi WEANING 600 MK ($4 US) for transport & 1 kilogram fortified corn-soya Tajikistan EDUCATION A total of $20 for all three surveys. Japan EDUCATION Individual counseling sessions. USA EDUCATION After completion of each session, $25 was given for any expenses incurred. Bahamas PARENTAL EDUCATION No incentives were given for participation in the intervention.* USA PRE-EXPOSURE DRUG(S) Study medication, HIV test, counseling, condoms, & management of infections. USA PEER EDUCATION Index received $10 for each RNM who enrolled & $30 for baseline visit. India TESTING/EDUCATION Refreshments. South Africa MICROBICIDE None listed. USA & Puerto Rico PARENT EDUCATION Sites were compensated $5,000 & could determine what incentives to offer. Kazakhstan COUPLE-BASED EDUCATION Goods equal to US$1, US$5, & US$7 for screening, assessment, & intervention. Armenia EDUCATION $5 for each recruit, $20 for participation, & physician/attorney services. USA FEMALE CONDOM $5 for screening, $30 for baseline, & $15 for each follow-up assessment. USA EDUCATION $20 for the baseline, $25 for the 3-month, & $30 for the 6-month follow-up. Zimbabwe PAYMENT Food, school fees & supplies, uniforms & helpers received $15 US/term. Trinidad & Tobago EDUCATION TT $500/US$83 for intervention families & controls received TT $200/US$35 Bahamas CONDOM USE Monetary compensation for answering questionnaires.* USA CONDOM PROMOTION $10 GC/baseline, $5 GC/1-month, $5 bonus, $10 GC/follow-up & $5 bonus

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Range $0 to $83 per visit

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Practice in Global Context

HIV study incentives usually include more

than cash money

Gifts, services, food, transportation, medicine Attention for basic medical needs addressed in

studies may not be available elsewhere

Undue inducement may play a bigger role

Lack of resources Incentives may overshadow perceptions of risk

and doubts about study participation

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Ex: 3 pharmaceutical studies in Peru

Study 1 Study 2 Study 3 Type of clinical trial Vaccine Vaccine treatment Incentives

  • i. money
  • ii. gifts
  • iii. Health care
  • i. none
  • ii. Watch,

makeup, purse, wallet

  • iii. Birth control,

genital wart removal, condoms and lubricants, HIV testing

  • i. $7 per visit
  • ii. birthday present, watch,

perfume, makeup, purse, wallet, hair dryer, lunches

  • iii. Birth control, GW

removal, condoms and lubricants, STD treatment for participant and partner, free medical attention for participants, children, and partners, Pap smear, HIV testing

  • i. none
  • ii. nominal gifts
  • iii. Genital wart

removal, HIV testing, anal Pap smear, syndromic treatment

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Incentives Solution

1.

Ethics committee receives a research protocol

  • investigator proposed incentives in the study

2.

look at what incentives have already been approved in similar studies

  • Development of an incentive database
  • in the same region, country, population, disease, etc.

3.

Revisit if these are justified

4.

Make suggestions and develop incentive parameters for reference in future studies

  • Parameters=Reasonable or existing limits
  • suggested incentives can published online for different types
  • f studies for PIs and IRBs
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What should be involved in deciding Incentive Amounts

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Incentives Money Gifts Health services Other Features of Index Protocol Condition under study Study population Risks Prospect of direct benefit Recruitment strategies Features of Research Setting Locale Daily Income Major Causes of disease Availability of health services

Brown 2013, IRB