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Enhancing participation in the Confidence Building Measure system, in terms of both quantity and quality WUXI WORKSHOP 5-7 September 2016 Julia Nordmann Germany CBMs CBMs were agreed upon in 1986 promote transparency increase confidence


  1. Enhancing participation in the Confidence Building Measure system, in terms of both quantity and quality WUXI WORKSHOP 5-7 September 2016 Julia Nordmann Germany

  2. CBMs… CBMs were agreed upon in 1986 promote transparency increase confidence in compliance Goal is to demonstrate political commitment in the absence of a verification protocol provide a useful review of the status of national implementation  bottom line: we depend on this alternative way of demonstrating compliance.

  3. Advantages of CBMs • CBMs are a familiar aspect of the BWC, having existed for over twenty years; • most information requested on CBM forms is still relevant in the BWC context; • CBMs are state-led, adaptable and promote openness; • CBMs are synergistic; • provide a bridge between diverse reporting structures at the national, international and civil society level, and, finally, • CBMs can be improved at a low cost with positive impacts.

  4. Disadvantages of CBMs • CBMs were intended to be an interim solution, not a permanent fixture of the BWC; • the CBM mechanism maintains an ambiguous relationship between Article V, on compliance, and Article X, on cooperation; • CBMs are a bolted on “extra,” having not been integrated into accountability, compliance or implementation frameworks, and, • finally, CBMs provide partial transparency between states and are opaque to the outside world.

  5. Challenges • submission rate is low • value of information • no follow-up / analysis of CBMs provided  Key question: how can we make more effective use of CBMs?

  6. Positive indicators for change • an interest on behalf of States Parties in CBMs and their further development; • contributions made by civil society in preparation for the RevCons • room for creativity and scope for improvement.

  7. Key Question • How can we make better use of this tool and improve quality and quantity of CBMs? • Quality: • Is the information relevant? Is it useful? • Quantity: • What are obstacles in the CBM submission process? How can we overcome them?

  8. Position of the EU relating to the Eighth Review Conference of the EU WEOG BWC BWC/CONF.VIII/PC/WP.5 Strengthening the ability to take action: an essential agenda for USA WEOG the Eighth RevCon BWC/CONF.VIII/PC/WP.9 Strengthening the ability to take action: A realistic agenda for the USA WEOG Eighth Review Conference BWC/MSP/2015/WP.3 Strengthening confidence-building and consultative mechanisms USA WEOG under the BWC BWC/CONF.VIII/PC/WP.6 USA WEOG Strengthening confidence building and consultative mechanisms under the Biological Weapons Convention BWC/CONF.VIII/PC/WP.6/Rev.1 Strengthening confidence-building measures in regard to dual use DEU WEOG materials BWC/CONF.VIII/PC/WP.35 AUS CAN CHL COL CRI ECU GHA JPN GS MYS NOR PHL KOR CHE THA Working Paper on providing reassurance on Biological Weapons Convention (BWC) implementation BWC/CONF.VIII/PC/WP.34 AUS CAN JPN MYS KOR GS CHE Step-by-step approach in CBM participation (2016) BWC/CONF.VIII/PC/WP.36

  9. CBM Quantity • both ISU and States Parties have offered assistance related to the CBM process • Guide to Participating in the CBMs (UNODA 2015) • submission rate remains below the states parties political commitments and therefore our expectations. • open dialogue in order to find out how implementation of this provision of the Convention could be enhanced . • CBM submission requires effort and coordination among internal ministries and agencies • efforts of all member states are required.

  10. Sources of advice and assistance • Biological Weapons Convention Implementation Support Unit, Geneva • WMD Strategy and Council Decisions in support of BWC and biosafety and biosecurity, Brussels • CBRN risks and threats mitigation, Brussels • Instrument for Stability, Nuclear Safety, Brussels

  11. Proposals to improve quantity • increase ISU support (WP.5 by the EU) • CBM guide (WP.5) • step by step submission (WP.36) • CBM assistance network coordinated by ISU (WP.6) • training, translation, workshops and electronic submission(WP.6) • formalize ISU role (receiving CBMs) (WP.21)

  12. CBM Quality • Does the information provided correspond to relevant S&T developments? • Is it useful? • Dual use capabilities of hazardous biological materials = key items of discussion in BTWC context • CBMs however do not yet include information on the export control of genetically modified organisms  (German proposal: amend Form E of CBMs to include this.)

  13. Proposals to improve quality • examine and analyze submissions • expand functionality of electronic platform to enable analysis • revise Form A and Form E (WP.6): military and civilian, implementation measures • informal procedures to clarify information (WP.6)

  14. German Proposal • Amend Form E to include information on the export control of genetically modified organism and specific genetic elements linked to export controlled microorganisms and toxins • Why? • Genetically modified organism and synthesized genetic sequences were not on the screen when drafting form E. • Today: major dual use risk.

  15. Outlook • CBMs have a huge potential that is not yet fully explored. • Eighth RevCon = opportunity to improve the CBM system in order to provide better data, of more member states, to the use of States Parties • Germany is looking forward to an inclusive and dynamic dialogue on this subject. • Thank you for your attention.

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