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Content Introduction Unitarity constraints Colour Dipole Cascades Saturation, Correlations, and Fluctuations in pp and pA collisions Gsta Gustafson Department of Theoretical Physics Lund University Multiple Partonic Interactions


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Content Introduction Unitarity constraintsˇ

Colour Dipole Cascades

Saturation, Correlations, and Fluctuations in pp and pA collisions

Gösta Gustafson

Department of Theoretical Physics Lund University

Multiple Partonic Interactions Trieste, 23-27 Nov., 2015

Work in coll. with L. Lönnblad, C. Bierlich and others

Colour Dipole Cascades 1 Gösta Gustafson Lund University

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/home/shakespeare/people/leif/person Content Introduction Unitarity constraintsˇ

Content

  • 1. Introduction.

The role of pertubation theory

  • 2. Unitarity constraints.

a) Eikonal approximation b) Diffractive excitation

  • 3. BFKL evolution in impact param. space

The Dipole Cascade model DIPSY

  • 4. pp scattering
  • 5. pA and AA collisions

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/home/shakespeare/people/leif/person Content Introduction Unitarity constraintsˇ

  • 6. Problems with the Glauber or Glauber–Gribov models

a) Glauber model and Gribov corrections b) Strikman et al. model c) DIPSY results

  • 7. Conclusions

Colour Dipole Cascades 3 Gösta Gustafson Lund University

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/home/shakespeare/people/leif/person Content Introduction Unitarity constraintsˇ

  • 1. Introduction

DIS at Hera: High parton density at small x grows ∼ 1/x1.3

Predicted by pert. BFKL pomeron

pp coll.: Models based on multiple pert. parton-parton

subcollisions very successful at high energies PYTHIA (Sjöstrand–van Zijl 1987) HERWIG also dominated by semihard subcollisions, although with soft underlying event May be understood from unitarity constraints:

CGC: Suppression of partons with k⊥ < Q2

s

When perturbative physics dominates, can the result be calculated from basic principles, without input pdf’s?

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/home/shakespeare/people/leif/person Introductionˆ Unitarity constraints Dipole evolutionˇ

  • 2. Unitarity constraints

Saturation most easily described in impact parameter space Rescattering ⇒ convolution in k⊥-space → product in b-space Unitarity ⇒ Optical theorem: Im Ael = 1

2{|Ael|2 + j |Aj|2}

Re App

el small ⇒ interaction driven by absorption

Rescattering exponentiates in impact param. space: Absorption probability in Born approx. = 2F(b) ⇒

dσinel/d2b = 1 − e−2F(b)

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/home/shakespeare/people/leif/person Introductionˆ Unitarity constraints Dipole evolutionˇ

a) Eikonal approximation

dσinel/d2b = 1 − e−2F(b) If NO diffractive excitation: Optical theorem ⇒ Im Ael ≡ T(b) = 1 − e−F

dσel/d2b = T 2 = (1 − e−F)2 dσtot/d2b = 2T = 2(1 − e−F) dσinel/d2b = (2T − T 2) = 1 − e−2F

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/home/shakespeare/people/leif/person Introductionˆ Unitarity constraints Dipole evolutionˇ

b) Diffractive excitation

Example: A photon in an optically active medium:

Righthanded and lefthanded photons move with different velocity; they propagate as particles with different mass. Study a beam of righthanded photons hitting a polarized target, which absorbs photons linearly polarized in the x-direction. The diffractively scattered beam is now a mixture of right- and lefthanded photons. If the righthanded photons have lower mass:

The diffractive beam contains also photons excited to a state with higher mass

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/home/shakespeare/people/leif/person Introductionˆ Unitarity constraints Dipole evolutionˇ

Good–Walker formalism:

Projectile with a substructure: Mass eigenstates Ψk can differ from eigenstates of diffraction Φn (eigenvalues Tn) Elastic amplitude = Ψin|T|Ψin ⇒ dσel/d2b = T2 Total diffractive cross section (incl. elastic): dσdiff tot/d2b =

kΨin|T|ΨkΨk|T|Ψin = T 2

Diffractive excitation determined by the fluctuations:

dσdiff ex/d2b = dσdiff − dσel = T 2 − T2

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/home/shakespeare/people/leif/person Introductionˆ Unitarity constraints Dipole evolutionˇ

Scattering against a fluctuating target

Total diffractive excitation: dσtot.diffr.exc./d2b = T 2 p,t − T2

p,t

dσel/d2b = T2

p,t

Averageing over target states before squaring ⇒ the probability for an elastic interaction for the target. Subtract σel → single diffr. excit.: dσSD,p/d2b = T2

t p − T2 p,t

dσSD,t/d2b = T2

p t − T2 p,t

dσDD/d2b = T 2 p,t − T2

t p − T2 p t + T2 p,t.

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/home/shakespeare/people/leif/person Introductionˆ Unitarity constraints Dipole evolutionˇ

Relation Good–Walker vs triple-pomeron

Diffractive excitation in pp coll. commonly described by Mueller’s triple-pomeron formalism Stochastic nature of the BFKL cascade ⇒ Good–Walker and Triple-pomeron describe the same dynamics (PL B718 (2013) 1054)

proj. target

y1 = ln M2

X

y2 = ln s/M2

X

But: Saturation is easier treated in the Good–Walker formalism; in particular for collisions with nuclei

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/home/shakespeare/people/leif/person Unitarity constraintsˆ Dipole evolution DIPSY pp resultsˇ

  • 3. BFKL evolution in impact param. space

a) Mueller’s Dipol model:

LL BFKL evolution in transverse coordinate space

Gluon emission: dipole splits in two dipoles:

Q ¯ Q 1 1 r01 2 r12 r02 1 2 3 y x

Emission probability: dP

dy = ¯ α 2π d2r2 r 2

01

r 2

02 r 2 12 Colour Dipole Cascades 11 Gösta Gustafson Lund University

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/home/shakespeare/people/leif/person Unitarity constraintsˆ Dipole evolution DIPSY pp resultsˇ

Dipole-dipole scattering

Single gluon exhange ⇒ Colour reconnection between projectile and target

i j 2 1 3 4

Born amplitude: fij = α2

s

2 ln2 r13r24 r14r23

  • BFKL stochastic process with independent subcollisions:

Multiple subcollisions handled in eikonal approximation

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/home/shakespeare/people/leif/person Unitarity constraintsˆ Dipole evolution DIPSY pp resultsˇ

b) The Lund cascade model, DIPSY

(E. Avsar, GG, L. Lönnblad, Ch. Flensburg)

Based on Mueller’s dipole model in transverse space

Includes also:

◮ Important non-leading effects in BFKL evol.

(most essential rel. to energy cons. and running αs)

◮ Saturation from pomeron loops in the evolution

(Not included by Mueller or in BK)

◮ Confinement ⇒ t-channel unitarity ◮ MC DIPSY; includes also fluctuations and correlations ◮ Applicable to collisions between electrons, protons,

and nuclei

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/home/shakespeare/people/leif/person Unitarity constraintsˆ Dipole evolution DIPSY pp resultsˇ

Saturation within evolution

Multiple interactions ⇒ colour loops ∼ pomeron loops

proj. targ. y

Gluon scattering is colour suppressed cf to gluon emission ⇒ Loop formation related to identical colours. Multiple interaction in one frame ⇒ colour loop within evolution in another frame

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/home/shakespeare/people/leif/person Unitarity constraintsˆ Dipole evolution DIPSY pp resultsˇ

Colour loop formation in a different frame

¯ r r r ¯ r

Same colour ⇒ quadrupole May be better described by recoupled smaller dipoles ⇒ smaller cross section: fixed resolution ⇒ effective 2 → 1 and 2 → 0 transitions Is a form of colour reconnection Not included in Mueller’s model or in BK equation

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/home/shakespeare/people/leif/person Dipole evolutionˆ DIPSY pp results Collisions with nucleiˇ

  • 4. pp scattering

DIPSY results Total and elastic cross sections

σtot and σel dσ/dt

1e-05 0.0001 0.001 0.01 0.1 1 10 100 1000 10000 0.5 1 1.5 2

  • t (GeV2)

630GeV (x10) 546GeV (x100) 1.8TeV 14TeV (x0.1) UA4 Tevatron MC LHC

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/home/shakespeare/people/leif/person Dipole evolutionˆ DIPSY pp results Collisions with nucleiˇ

Final states

Comparisons to ATLAS data at 7 TeV Min bias Underlying event Charged particles Nch in transv. region η-distrib. pT-distrib. vs plead

b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b

Data

b

Rope String 0.5 1 1.5 2 2.5 3 3.5 4 Charged particle η at 7 TeV, track p⊥ > 500 MeV, for Nch ≥ 6 1/Nev dNch/dη

  • 2
  • 1

1 2 0.6 0.8 1 1.2 1.4 η MC/Data

b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b

Data

b

Rope String 10−6 10−5 10−4 10−3 10−2 10−1 1 Charged particle p⊥ at 7 TeV, track p⊥ > 500 MeV, for Nch ≥ 6 1/Nev 1/2πp⊥ dσ/dηdp⊥ 1 10 1 0.6 0.8 1 1.2 1.4 p⊥ [GeV] MC/Data

b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b b

ATLAS data

b

DIPSY Pythia8 0.2 0.4 0.6 0.8 1 1.2 Transverse Nchg density vs. ptrk1

⊥ , √s = 7 TeV

d2Nchg/dηdφ 2 4 6 8 10 12 14 16 18 20 0.6 0.8 1 1.2 1.4 p⊥ (leading track) [GeV] MC/data

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/home/shakespeare/people/leif/person Dipole evolutionˆ DIPSY pp results Collisions with nucleiˇ

Correlations

Double parton distributions Correlation function F(b). Depends on both x and Q2

Spike (hotspot) developes for small b at larger Q2 Spike for small b ⇒ tail for large momentum imbalance ∆, in transverse momentum space

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/home/shakespeare/people/leif/person Dipole evolutionˆ DIPSY pp results Collisions with nucleiˇ

Fluctuations and diffraction

What are the diffractive eigenstates?

Parton cascades, which can come on shell through interaction with the target. BFKL dynamics ⇒ Large fluctuations, Continuous distrib. up to high masses (Also Miettinen–Pumplin (1978), Hatta et al. (2006))

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/home/shakespeare/people/leif/person Dipole evolutionˆ DIPSY pp results Collisions with nucleiˇ

Single diffraction in pp 1.8 TeV

  • dM2

x dσSD/dM2 X

for MX < M(cut)

X

Shaded area: Estimate of CDF result

0.01 0.02 0.03 0.04 0.05 0.06 0.07 0.08 2 4 6 8 10 12 14 σdiff/σtot ln MX

(cut)2

SD

Note: Tuned only to σtot and σel. No new parameter

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/home/shakespeare/people/leif/person DIPSY pp resultsˆ Collisions with nuclei Glauberˇ

  • 5. Collisions with nuclei

Initial state:

DIPSY gives full partonic picture, dense gluon soup. Ex.: Pb − Pb 200 GeV/N Accounts for: saturation within the cascades, correlations and fluctuations in partonic state, finite size effects

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/home/shakespeare/people/leif/person DIPSY pp resultsˆ Collisions with nuclei Glauberˇ

Understanding the initial state essential for interpretation of collective final state effects Models for initial state in AA collisions can be tested in pA Study coherence effects in total, elastic, and diffractive cross sections

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/home/shakespeare/people/leif/person DIPSY pp resultsˆ Collisions with nuclei Glauberˇ

pA collisions

Test: DIPSY agrees with CMS and LHCb inelastic cross section

(GG, L. Lönnblad, A. Ster, T. Csörg˝

  • , arXiv:1506.09095)

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/home/shakespeare/people/leif/person DIPSY pp resultsˆ Collisions with nuclei Glauberˇ

General features

Scaling:

If pp interaction transparent If black limit absorber σpA

tot ≈ A σpp tot

σpA

tot ∝ (A1/3 + 1)2

pp interaction rather close to black

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/home/shakespeare/people/leif/person DIPSY pp resultsˆ Collisions with nuclei Glauberˇ

  • b. Colour interference between different nucleons

Ratio: no colour interference between different nucleons

include colour interference

Small effect for pA, which is close to black ∼ 10% effect for γ∗Au, which is more transparent Approximately independent of energy

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/home/shakespeare/people/leif/person Collisions with nucleiˆ Glauber Ropes

  • 6. Problems with the Glauber model

The Glauber model is frequently used in analyses of experimental data, in particular for estimating

number of wounded nucleons and number of binary NN collisions

Note: A projectile in a state, k, penetrating the target and not absorbed, may contribute to diffractive excitation A projectile nucleon is wounded, or absorbed, when it has exchanged colour with the target

Wounded nucleons correspond to the inelastic NON-diffractive cross section

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/home/shakespeare/people/leif/person Collisions with nucleiˆ Glauber Ropes

Glauber model, general formalism

Study a projectile proton at impact param. b, hitting a nucleus with A nucleons at positions bν (ν = 1, . . . , A) Rescattering corresponds to a product in b-space:

⇒ S-matrix factorizes: S(pA)(b) = A

ν=1 S(pp,ν)(b − bν)

⇒ Elastic amplitude:

T (pA)(b) = 1−A

ν=1 S(pp,ν)(b−bν) = 1− ν{1−T (pp,ν)(b−bν)}

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/home/shakespeare/people/leif/person Collisions with nucleiˆ Glauber Ropes

Gribov corrections

A proton may fluctuate between different diffractive eigenstates ⇒ diffractive excitation

  • The projectile is frozen in the same state, k, during the

passage through the nucleus

  • The target nucleons are in different, uncorrelated states lν.

⇒ Elastic pA scattering amplitude: T (pA)(b) = 1 −

ν {1 − T (pp,ν) k,lν

(b − bν)} lν bν k

with dσpA

tot /d2b = 2 T (pA)(b),

dσpA

el /d2b = T (pA)(b)2

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/home/shakespeare/people/leif/person Collisions with nucleiˆ Glauber Ropes

These averages involve higher moments T (pp) n

targ proj

Can be calculated if the full distribution dP/d T (pp)(b) targ is known, for all possible projectile states

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Absorptive cross section and wounded nucleons

Absorption probability: dσabs/d2b = 1 − S2 S2 also factorizes Absorptive (inelastic non-diffractive) cross section: dσpA

abs/d2b = 1 − ν(S(pp,ν))2

This involves also higher powers (T (pp)2targ)n proj Wounded nucleons (S(pp,ν))2 = probability that target nucleon ν is not absorbed Average prob. for nucleon ν to be wounded: 1 − (Spp,ν

k,lν )2 k,lν = 2T pp,ν k,lν − (T pp,ν k,lν )2

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b) The model by Strikman and coworkers

(Blättel et al. 1993, also called Glauber–Gribov–colour–fluctuation model (GGCF))

Total cross section:

Notation: ˆ σtot = 2

  • d2b T (pp)(b) targ

= fluctuating pp total cross section, averaged over target states Average also over projectile states ⇒ σ(pp)

tot

= ˆ σtotproj Ansatz:

dP d ˆ σtot = ρ ˆ σtot ˆ σtot+σtot

0 exp

(ˆ σtot/σtot

0 −1)2

Ω2

  • Ω is a parameter determining the fluctuations, related to σ(PP)

SD

σtot is fixed from σ(pp)

tot ; ρ is a normalization constant.

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Absorptive cross section:

Notation: Fluctuating pp absorptive cross section, averaged over target states: ˆ σabs =

  • d2b {2T (pp)(b) − T (pp)2(b)} targ

(Strikman et al. use the notation σin)

σ(pp)

abs = ˆ

σabsproj The same form is used, but Ω need not be the same:

dP d ˆ σabs = ρ′ ˆ σabs ˆ σabs+σabs

exp

(ˆ σabs/σabs −1)2 Ω2

  • Note: σabs
  • ught to be adjusted to σpp

inel ND,

but is often tuned to σpp

inel tot !

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c) DIPSY results

Distribution in ˆ σtot

Compared with GGCF (tuned to the DIPSY σtot = 89.6 mb)

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Distribution in ˆ σabs

DIPSY compared with GGCF GGCF normalized to σabs

GGCF normalized to σinel

as used by ATLAS

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Distribution in no. of wounded nucleons pPb at 5 TeV

DIPSY (with σabs = 58 mb) ATLAS using σtot inel = 70 mb

5 10 15 20 25 30 Npart 10-4 10-3 10-2 10-1 100 P(Npart)

DIPSY

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  • 7. Conclusions

Saturation suppresses low-p⊥ gluons ⇒ high energy hadronic collisions dominantly perturbative Can therefore the initial state properties be understood from basic principles, without input pdf’s? The DIPSY dipole cascade model is based on BFKL dynamics with non-leading corrections and saturation. It reproduces HERA structure fcns, and gives a fair description

  • f pp data, with no input pdf’s

MC implementation gives also correlations and fluctuations (diffraction)

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/home/shakespeare/people/leif/person Collisions with nucleiˆ Glauber Ropes

pA scattering intermediate step between pp and AA Possible to test models for initial state properties via total, elastic, and diffractive cross sections Glauber model frequently used in experimental analyses Gribov pointed out importance of diffractive scattering (1955) Frequently not treated in a proper way A projectile nucleon in a diffractive eigenstate may pass unharmed through the target, and yet contribute to the inelastic (diffractive) scattering Wounded nucleons determined by the non-diffractive inelastic cross section

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Extra slides

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γ∗A collisions

(Note: γ∗ → q¯ q frozen during passage through nucleus)

γ∗O/A · γ∗p γ∗Au/A · γ∗p

γ∗p scaling closer to ∼ A σγ∗

tot.

More transparent (and more so for high Q2) ⇒ dynamic effects more visible

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Results for pPb at 5 TeV

Model DIPSY Black disc Black disc Black disc Grey disc New disc (σtot) (σin) (σin,ND) (σtot, σel) (σtot, σel, σDD, σSD) σtot (b) 3.54 3.50 3.88 3.73 3.69 3.54 σin (b) 2.04 1.95 2.14 2.06 2.07 2.02 σin,ND (b) 1.89 1.75 1.94 1.86 1.84 1.89 σel (b) 1.51 1.55 1.73 1.66 1.62 1.55 σSD,A (b) 0.085 0.198 0.204 0.200 0.083 0.086 σSD,p (b) 0.023

  • 0.031

σDD (b) 0.038

  • 0.142

0.038 σel∗ (b) 1.59 1.75 1.94 1.86 1.70 1.64 σel∗/σin 0.78 0.90 0.91 0.90 0.82 0.79 σin,ND/σtot 0.53 0.50 0.50 0.50 0.50 0.53

GG, L Lönnblad, A Ster, T Csörg˝

  • , JHEP 1510 (2015) 022

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Final state saturation, Ropes

(C. Bierlich, GG, L. Lönnblad, A. Tarasov, arXiv:1412.6259, JHEP 2015)

Old problem: s/u ratio higher in pp than in e+e− LHC: Higher fractions of strange particles and baryons Old proposal (Biro-Nielsen-Knoll 1984): Many strings close in transverse space may form “ropes”

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DIPSY: Extension of strings in (r⊥, y)-space in pp at 7 TeV

  • 10
  • 8
  • 6
  • 4
  • 2

2 4 6 8 10

  • 0.8
  • 0.6
  • 0.4
  • 0.2

0.2 0.4 0.6

  • 0.8
  • 0.6
  • 0.4
  • 0.2

0.2 0.4 0.6

y bx [fm] by [fm]

Radius set to 0.1 fm for more clear picture String diameter ∼ 1 fm ⇒ a lot of overlap

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Assume strings within a radius R interact coherently

Ex.: 3 uncorrelated triplets {3, 0} = 10: rope tension 4.5κ0; decays in 3 steps {1, 1} = 8: rope tension 2.25κ0; decays in 2 steps {0, 0} = 1: no force field

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Results Ratios p/π and Λ/K 0

s vs p⊥ at 200 GeV. Data from STAR.

b b b b b b b b b b b b b b b b b b b b

Data

b

Rope DIPSY Pythia 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 p/π+ Ratio p⊥ distribution √s = 200 GeV N(p)/N(π+) 1 2 3 4 5 6 7 0.6 0.8 1 1.2 1.4 p⊥ [GeV] MC/Data

b b b b b b b b b b b b b b b b b b b b b b b b

Data

b

Rope DIPSY Pythia

  • 0.2

0.2 0.4 0.6 0.8 1 1.2 1.4 Λ/K0

S versus transverse momentum at √s = 7000 GeV

N(Λ) / N(K0

S)

2 4 6 8 10 0.6 0.8 1 1.2 1.4 pT [GeV/c] MC/Data

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Λ/K 0

s ratio vs rapidity at 0.9 and 7 TeV. Data from CMS

b b b b b b b b b b

Data

b

Rope DIPSY Pythia 0.1 0.2 0.3 0.4 0.5 0.6 0.7 Λ/K0

S versus rapidity at √s = 0.9 TeV

N(Λ) / N(K0

S)

0.5 1 1.5 2 0.6 0.8 1 1.2 1.4 |y| MC/Data

b b b b b b b b b b

Data

b

Rope DIPSY Pythia 0.1 0.2 0.3 0.4 0.5 0.6 0.7 Λ/K0

S versus rapidity at √s = 7000 GeV

N(Λ) / N(K0

S)

0.5 1 1.5 2 0.6 0.8 1 1.2 1.4 |y| MC/Data

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Impact parameter profile

Saturation ⇒ Fluctuations suppressed in central collisions

  • Diffr. excit. largest in a circular ring,

expanding to larger radius at higher energy

1 2 3 4 5 6 7 8 9 b W = 2000 GeV <T> <T>

2

VT 0.2 0.4 0.6 0.8 1 1 2 3 4 5 6 7 8 9 W = 100 GeV 1 2 3 4 5 6 7 8 9 W = 14000 GeV

Factorization broken between pp and DIS

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/home/shakespeare/people/leif/person Collisions with nucleiˆ Glauber Ropes

Exclusive final states in diffraction

If gap events are analogous to diffraction in optics ⇒ Diffractive excitation fundamentally a quantum effect Different contributions interfere destructively, no probabilistic picture Still, different components can be calculated in a MC, added with proper signs, and squared Possible because opt. th. ⇒ all contributions real

(JHEP 1212 (2012) 115, arXiv:1210.2407)

(Makes it also possible to take Fourier transform and get dσ/dt. JHEP 1010, 014, arXiv:1004.5502)

Colour Dipole Cascades 47 Gösta Gustafson Lund University

slide-48
SLIDE 48

/home/shakespeare/people/leif/person Collisions with nucleiˆ Glauber Ropes

Early results for DIS and pp

H1: W = 120, Q2 = 24

dnch/dη in 2 MX-bins

0.5 1 1.5 2 2.5 3 3.5 4

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1 2 3 dNch/dy y DIPSY W = 120, Q2 = 24 HERA, MX in (3,8) GeV HERA, MX in (15,30) GeV

UA4: W = 546 GeV

MX= 140 GeV

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2 4 6 (1/σ) dNch/dη η (b) dNch/dη, <M

X> = 140 GeV

DIPSY UA4

Too hard in proton fragmentation end. Due to lack of quarks in proton wavefunction Has to be added in future improvements Note: Based purely on fundamental QCD dynamics

(JHEP 1212 (2012) 115, arXiv:1210.2407)

Colour Dipole Cascades 48 Gösta Gustafson Lund University