ASSET+ Introduction Asset+ is a MiFID II compliant system built on a - - PowerPoint PPT Presentation

Asset+ is a MiFID II compliant system built on a single platform. ❖ Private client ❖ Asset Management business ❖ Treasury It is provides a STP management solution designed using latest technology and has a graphics based user friendly front end. Asset+ Is a server/cloud enabled system, designed for 24/7 running, is scalable with a fast response.

ASSET+ Introduction

ASSET+ Modules at a glance

▪ Bank/Client Management ▪ MIFID II / Compliance ▪ Portfolio Management ▪ Exposure Monitoring ▪ Lombard Lending ▪ Integrated CRM ▪ Counterparty & Custodian Management ▪ Fees and charges ▪ User Configurable Reports ▪ Securities Management ▪ Corporate Actions ▪ Maturities and Cash Flow Management ▪ SWIFT Integration ▪ FCA Reporting - CMAR ▪ Audit Trails ▪ Document Management ▪ Auto Email Management

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

❖ MiFID II Compliant ❖ Supports Bonds, Equities, FX, Options, REPO / REVREPO, Property, Private equity, and Structured products within a single platform. ❖ Functionality spans all stages of the investment life-cycle, from client management, research, deal entry, portfolio management, liquidity management, communications, accounting and client reporting. ❖ Interfaces with Bloomberg Reuters and Core banking/accounting systems. ❖ Comprehensive graphics based user friendly intuitive graphics dashboard for exposure monitoring with drill down capability to transaction level. ❖ Intraday and end of day pricing capability. ❖ The system has comprehensive accounting capability with auto double entry and tracking of all assets across client portfolios. ❖ Comprehensive CRM. ❖ Audit, tracking and user time stamping capability ❖ ASP.NET and data warehouse technologies are scalable and remove space constraints across all functions.

Key Benefits

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

❖ FX ❖ REPO / REVREPO (Collateral Management) ❖ Bonds ❖ Floating rate notes (FRNs) ❖ Equities ❖ Options ❖ Reporting by instruments ❖ Deal ticket ❖ Confirmations ❖ Portfolio reports by transactions and by date ranges ❖ Deal registers ❖ Transaction reports ❖ Risk reports ❖ Maturity Reports ❖ SLR daily and monthly liquidity reports from TERRAMIS

Treasury (Standard) Instruments

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

❖ FX ❖ Bonds ❖ Equities ❖ Options ❖ Property ❖ Private equity ❖ and Structured products ❖ Reporting by instruments ❖ Deal ticket ❖ Confirmations ❖ Portfolio reports by transactions and by date ranges ❖ Deal registers ❖ Transaction reports ❖ Risk reports ❖ Events Diary

Asset Management (Standard) Instruments

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Asset+ offers a comprehensive suite of reports and the flexible reporting tool allows the client to customise additional reports in excel format/templates with ease Targeted reports include: Bank investor activity, liquidity, daily P&L, margin, counter-party, custodian, investor profile, trade instructions and position statements Aggregated reports of bank/client positions across differing Client and instruments, reports generated at the press of a button Liquidity Reports monitors all aspects of liquidity including maturates (by day and selected period) Reports providing a detailed breakdown of returns across currencies, sectors and geographical areas

Reporting Module

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

❖ MiFID II Compliant ❖ Supports Bonds, Equities, FX, Options, REPO / REVREPO, Property, Private equity, and Structured products within a single platform. ❖ Functionality spans all stages of the investment life-cycle, from client management, research, deal entry, portfolio management, liquidity management, communications, accounting and client reporting. ❖ Interfaces with Bloomberg Reuters and Core banking/accounting systems. ❖ Comprehensive graphics based user friendly intuitive graphics dashboard for exposure monitoring with drill down capability to transaction level. ❖ Intraday and end of day pricing capability. ❖ The system has comprehensive accounting capability with auto double entry and tracking of all assets across client portfolios. ❖ Comprehensive CRM. ❖ Audit, tracking and user time stamping capability ❖ ASP.NET and data warehouse technologies are scalable and remove space constraints across all functions.

Key Benefits

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Asset+ Platform ASP.NET

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Portfolio Management Trade Entry Trade Execution Liquidity Performance Analytics Rates Management Risk Reporting Manager Reporting Research Trade Confirmation Automated Voucher Generation JV Posting SWIFT Third Party Interfaces

Asset+ Business STP Process

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Region / Currency Instruments Trades Portfolio / Position Executions (Partial /Full) Position/ Portfolio Mgt. Counterparty Limits Order Booking (Market / Limit) Dealer Limits Instrument Currency Counterparty Region Revaluation On Demand Counterparty Confirmations Reconciliation External & Internal Accounting Vouchers Verify / Authorise Core Banking SWIFT FCA CMAR Events Diary Portfolio FSA and Client Reporting Deal Register Custodian FRONT OFFICE MIS MID OFFICE EXPOSURE MGT. BACK OFFICE Trade Processing Progress STP TRADE MGT EXPOSURE MGT INTEGRATIONS TIME STAMPING AUDIT TRAILS INTEGRATED MODEL Bonds Repo / Rev Repo Structured Products FX Equities / Commodities/ Property GROUP/ PARENT PROPRIETARY / CLIENT STRATEGY MULTI CURRENCY PORTFOLIO SECURITIES DATAWAHOUSE BLOOMBERG / REUTERS INTEGRATION PROPRIETARY / CLIENT ONLINE EXPOSURE MANAGEMENT AUTOMATED DEAL TICKET MANAGEMENT BY DATE – REGION – CUR – INST – CUST

Asset+ STP Integration

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Asset+ Integration With Accounting System

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Asset+ Integration With External Systems

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Asset+ Support

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Data Gathering Migration, Reconciliation, Parallel Execution Implementation of Deliverables in Phases Define Key Deliverables Required for Live Executing Map Business Process Piloting and Training Integrations Required Phase 4 Live Execution and Piloting Phase 5 Upgrade, Support and Maintenance

Phase 1 Strategic Planning

Phase 2 Detailed Analysis Phase 3 Implementation

Asset+ Implementation Process

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Analyse Reporting Requirements Analyse State of Data to be Migrated Analysis of Client Systems Analyse Critical Requirements & Delivery Integration Requirements Analyse IT Environment, Server, Network & Workstations Phase 4 Live Execution and Piloting Phase 5 Upgrade, Support and Maintenance Phase 2 Detailed Analysis Phase 1 Strategic Planning Phase 3 Implementation

Asset+ Implementation Process

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Phase 4 Live Execution and Piloting Phase 5 Upgrade, Support and Maintenance Phase 3 Implementation Phase 2 Detailed Analysis Phase 1 Requirement Analysis

Migration Reconciliation Customisation Activities Historical Accounting Data Prices Transactions Cash Balances Reconciliation Portfolio Returns NAVs Custodian A/c Bal Share Holders Register Customisation Processes Reports Screens Project Management

Asset+ Implementation Process

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Phase 4 Live Execution & Piloting Phase 1 Requirement Analysis Phase 5 Upgrade, Support and Maintenance Phase 2 Detailed Analysis Phase 3 Implementation Enter live Transactions Generate Reports Update Estimate and Final Positions Fine Tune Data Delivery Train Users Hand Over System

Asset+ Implementation Process

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair

Phase 5 Upgrade, Support and Maintenance Phase 4 Live Execution and Piloting Phase 1 Requirement Analysis Phase 2 Detailed Analysis Phase 3 Implementation Customisations and Enhancements into Asset+ by priority Manage Support Program Provide Regular Updates and Releases of Asset+

Asset+ Implementation Process

FOCUSYNC UK LTD. 19 South Audley Street, London, Mayfair