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Approximating partial by total: fixpoint characterizations of back-and-forth equivalences Samson Abramsky Department of Computer Science, University of Oxford Samson Abramsky (Department of Computer Science, University of Oxford) Approximating


  1. Syntax-independent characterizations of logical equivalence A classic theme in Model theory: e.g. the Keisler-Shelah theorem. Especially important in finite model theory, where model comparison games such as Ehrenfeucht-Fra¨ ıss´ e games, pebble games and bisimulation games play a central role. The EF-game between A and B . In the i ’th round, Spoiler moves by choosing an element in A or B ; Duplicator responds by choosing an element in the other structure. Duplicator wins after k rounds if the relation { ( a i , b i ) | 1 ≤ i ≤ k } is a partial isomorphism. In the existential EF-game, Spoiler only plays in A , and Duplicator responds in B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 4 / 21

  2. Syntax-independent characterizations of logical equivalence A classic theme in Model theory: e.g. the Keisler-Shelah theorem. Especially important in finite model theory, where model comparison games such as Ehrenfeucht-Fra¨ ıss´ e games, pebble games and bisimulation games play a central role. The EF-game between A and B . In the i ’th round, Spoiler moves by choosing an element in A or B ; Duplicator responds by choosing an element in the other structure. Duplicator wins after k rounds if the relation { ( a i , b i ) | 1 ≤ i ≤ k } is a partial isomorphism. In the existential EF-game, Spoiler only plays in A , and Duplicator responds in B . The Ehrenfeucht-Fra¨ ıss´ e theorem says that a winning strategy for Duplicator in the k -round EF game characterizes the equivalence ≡ L k , where L k is the fragment of first-order logic of formulas with quantifier rank ≤ k . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 4 / 21

  3. Syntax-independent characterizations of logical equivalence A classic theme in Model theory: e.g. the Keisler-Shelah theorem. Especially important in finite model theory, where model comparison games such as Ehrenfeucht-Fra¨ ıss´ e games, pebble games and bisimulation games play a central role. The EF-game between A and B . In the i ’th round, Spoiler moves by choosing an element in A or B ; Duplicator responds by choosing an element in the other structure. Duplicator wins after k rounds if the relation { ( a i , b i ) | 1 ≤ i ≤ k } is a partial isomorphism. In the existential EF-game, Spoiler only plays in A , and Duplicator responds in B . The Ehrenfeucht-Fra¨ ıss´ e theorem says that a winning strategy for Duplicator in the k -round EF game characterizes the equivalence ≡ L k , where L k is the fragment of first-order logic of formulas with quantifier rank ≤ k . Similarly, there are k -pebble games, and bismulation games played to depth k . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 4 / 21

  4. Pebble Games Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 5 / 21

  5. Pebble Games Similar but subtly different to EF-games Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 5 / 21

  6. Pebble Games Similar but subtly different to EF-games Spoiler moves by placing one from a fixed set of pebbles on an element of A or B ; Duplicator responds by placing their matching pebble on an element of the other structure. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 5 / 21

  7. Pebble Games Similar but subtly different to EF-games Spoiler moves by placing one from a fixed set of pebbles on an element of A or B ; Duplicator responds by placing their matching pebble on an element of the other structure. Duplicator wins if after each round, the relation defined by the current positions of the pebbles is a partial isomorphism Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 5 / 21

  8. Pebble Games Similar but subtly different to EF-games Spoiler moves by placing one from a fixed set of pebbles on an element of A or B ; Duplicator responds by placing their matching pebble on an element of the other structure. Duplicator wins if after each round, the relation defined by the current positions of the pebbles is a partial isomorphism Thus there is a “sliding window” on the structures, of fixed size. It is this size which bounds the resource, not the length of the play. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 5 / 21

  9. Pebble Games Similar but subtly different to EF-games Spoiler moves by placing one from a fixed set of pebbles on an element of A or B ; Duplicator responds by placing their matching pebble on an element of the other structure. Duplicator wins if after each round, the relation defined by the current positions of the pebbles is a partial isomorphism Thus there is a “sliding window” on the structures, of fixed size. It is this size which bounds the resource, not the length of the play. Whereas the k -round EF game corresponds to bounding the quantifier rank, k -pebble games correspond to bounding the number of variables which can be used in a formula. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 5 / 21

  10. Pebble Games Similar but subtly different to EF-games Spoiler moves by placing one from a fixed set of pebbles on an element of A or B ; Duplicator responds by placing their matching pebble on an element of the other structure. Duplicator wins if after each round, the relation defined by the current positions of the pebbles is a partial isomorphism Thus there is a “sliding window” on the structures, of fixed size. It is this size which bounds the resource, not the length of the play. Whereas the k -round EF game corresponds to bounding the quantifier rank, k -pebble games correspond to bounding the number of variables which can be used in a formula. Just as for EF-games, there is an existential-positive version, in which Spoiler only plays in A , and Duplicator responds in B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 5 / 21

  11. A new perspective Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 6 / 21

  12. A new perspective We shall study these games, not as external artefacts, but as semantic constructions in their own right. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 6 / 21

  13. A new perspective We shall study these games, not as external artefacts, but as semantic constructions in their own right. For each type of game G, and value of the resource parameter k , we shall define a corresponding comonad C k on R ( σ ). Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 6 / 21

  14. A new perspective We shall study these games, not as external artefacts, but as semantic constructions in their own right. For each type of game G, and value of the resource parameter k , we shall define a corresponding comonad C k on R ( σ ). The idea is that Duplicator strategies for the existential version of G-games from A to B will be recovered as coKleisli morphisms C k A → B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 6 / 21

  15. A new perspective We shall study these games, not as external artefacts, but as semantic constructions in their own right. For each type of game G, and value of the resource parameter k , we shall define a corresponding comonad C k on R ( σ ). The idea is that Duplicator strategies for the existential version of G-games from A to B will be recovered as coKleisli morphisms C k A → B . Thus the notion of local approximation built into the game is internalised into the category of σ -structures and homomorphisms. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 6 / 21

  16. A new perspective We shall study these games, not as external artefacts, but as semantic constructions in their own right. For each type of game G, and value of the resource parameter k , we shall define a corresponding comonad C k on R ( σ ). The idea is that Duplicator strategies for the existential version of G-games from A to B will be recovered as coKleisli morphisms C k A → B . Thus the notion of local approximation built into the game is internalised into the category of σ -structures and homomorphisms. This leads to comonadic and coalgebraic characterisations of a number of central concepts in Finite Model Theory and combinatorics. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 6 / 21

  17. The setting: homomorphisms of relational structures Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 7 / 21

  18. The setting: homomorphisms of relational structures A relational vocabulary σ is a family of relation symbols R , each of some arity n > 0. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 7 / 21

  19. The setting: homomorphisms of relational structures A relational vocabulary σ is a family of relation symbols R , each of some arity n > 0. A relational structure for σ is A = ( A , { R A | R ∈ σ } )), where R A ⊆ A n . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 7 / 21

  20. The setting: homomorphisms of relational structures A relational vocabulary σ is a family of relation symbols R , each of some arity n > 0. A relational structure for σ is A = ( A , { R A | R ∈ σ } )), where R A ⊆ A n . A homomorphism of σ -structures f : A → B is a function f : A → B such that, for each relation R ∈ σ of arity n and ( a 1 , . . . , a n ) ∈ A n : ( a 1 , . . . , a n ) ∈ R A ⇒ ( f ( a 1 ) , . . . , f ( a n ))) ∈ R B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 7 / 21

  21. The setting: homomorphisms of relational structures A relational vocabulary σ is a family of relation symbols R , each of some arity n > 0. A relational structure for σ is A = ( A , { R A | R ∈ σ } )), where R A ⊆ A n . A homomorphism of σ -structures f : A → B is a function f : A → B such that, for each relation R ∈ σ of arity n and ( a 1 , . . . , a n ) ∈ A n : ( a 1 , . . . , a n ) ∈ R A ⇒ ( f ( a 1 ) , . . . , f ( a n ))) ∈ R B . There notions are pervasive in logic (model theory), computer science (databases, constraint satisfaction, finite model theory) combinatorics (graphs and graph homomorphisms). Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 7 / 21

  22. The setting: homomorphisms of relational structures A relational vocabulary σ is a family of relation symbols R , each of some arity n > 0. A relational structure for σ is A = ( A , { R A | R ∈ σ } )), where R A ⊆ A n . A homomorphism of σ -structures f : A → B is a function f : A → B such that, for each relation R ∈ σ of arity n and ( a 1 , . . . , a n ) ∈ A n : ( a 1 , . . . , a n ) ∈ R A ⇒ ( f ( a 1 ) , . . . , f ( a n ))) ∈ R B . There notions are pervasive in logic (model theory), computer science (databases, constraint satisfaction, finite model theory) combinatorics (graphs and graph homomorphisms). Our setting will be R ( σ ), the category of relational structures and homomorphisms. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 7 / 21

  23. The EF comonad Given a structure A , the universe of E k A is A ≤ k , the non-empty sequences of length ≤ k . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 8 / 21

  24. The EF comonad Given a structure A , the universe of E k A is A ≤ k , the non-empty sequences of length ≤ k . The counit map ε A : E k A → A sends a sequence [ a 1 , . . . , a n ] to a n . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 8 / 21

  25. The EF comonad Given a structure A , the universe of E k A is A ≤ k , the non-empty sequences of length ≤ k . The counit map ε A : E k A → A sends a sequence [ a 1 , . . . , a n ] to a n . How do we lift the relations on A to E k A ? Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 8 / 21

  26. The EF comonad Given a structure A , the universe of E k A is A ≤ k , the non-empty sequences of length ≤ k . The counit map ε A : E k A → A sends a sequence [ a 1 , . . . , a n ] to a n . How do we lift the relations on A to E k A ? Given e.g. a binary relation R , we define R E k A to the set of pairs ( s , t ) such that Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 8 / 21

  27. The EF comonad Given a structure A , the universe of E k A is A ≤ k , the non-empty sequences of length ≤ k . The counit map ε A : E k A → A sends a sequence [ a 1 , . . . , a n ] to a n . How do we lift the relations on A to E k A ? Given e.g. a binary relation R , we define R E k A to the set of pairs ( s , t ) such that s ⊑ t or t ⊑ s (in prefix order) Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 8 / 21

  28. The EF comonad Given a structure A , the universe of E k A is A ≤ k , the non-empty sequences of length ≤ k . The counit map ε A : E k A → A sends a sequence [ a 1 , . . . , a n ] to a n . How do we lift the relations on A to E k A ? Given e.g. a binary relation R , we define R E k A to the set of pairs ( s , t ) such that s ⊑ t or t ⊑ s (in prefix order) R A ( ε A ( s ) , ε A ( t )). Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 8 / 21

  29. The EF comonad Given a structure A , the universe of E k A is A ≤ k , the non-empty sequences of length ≤ k . The counit map ε A : E k A → A sends a sequence [ a 1 , . . . , a n ] to a n . How do we lift the relations on A to E k A ? Given e.g. a binary relation R , we define R E k A to the set of pairs ( s , t ) such that s ⊑ t or t ⊑ s (in prefix order) R A ( ε A ( s ) , ε A ( t )). Given a homomorphism f : E k A → B , we define the coextension f ∗ : A ≤ k → B ≤ k by f ∗ [ a 1 , . . . , a j ] = [ b 1 , . . . , b j ] , where b i = f [ a 1 , . . . , a i ], 1 ≤ i ≤ j . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 8 / 21

  30. The EF comonad Given a structure A , the universe of E k A is A ≤ k , the non-empty sequences of length ≤ k . The counit map ε A : E k A → A sends a sequence [ a 1 , . . . , a n ] to a n . How do we lift the relations on A to E k A ? Given e.g. a binary relation R , we define R E k A to the set of pairs ( s , t ) such that s ⊑ t or t ⊑ s (in prefix order) R A ( ε A ( s ) , ε A ( t )). Given a homomorphism f : E k A → B , we define the coextension f ∗ : A ≤ k → B ≤ k by f ∗ [ a 1 , . . . , a j ] = [ b 1 , . . . , b j ] , where b i = f [ a 1 , . . . , a i ], 1 ≤ i ≤ j . This is easily verified to yield a comonad on R ( σ ). Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 8 / 21

  31. CoKleisli maps are strategies Intuitively, an element of A ≤ k represents a play in A of length ≤ k . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 9 / 21

  32. CoKleisli maps are strategies Intuitively, an element of A ≤ k represents a play in A of length ≤ k . A coKleisli morphism E k A → B represents a Duplicator strategy for the existential Ehrenfeucht-Fra¨ ıss´ e game with k rounds: Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 9 / 21

  33. CoKleisli maps are strategies Intuitively, an element of A ≤ k represents a play in A of length ≤ k . A coKleisli morphism E k A → B represents a Duplicator strategy for the existential Ehrenfeucht-Fra¨ ıss´ e game with k rounds: Spoiler plays only in A , and b i = f [ a 1 , . . . , a i ] represents Duplicator’s response in B to the i ’th move by Spoiler. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 9 / 21

  34. CoKleisli maps are strategies Intuitively, an element of A ≤ k represents a play in A of length ≤ k . A coKleisli morphism E k A → B represents a Duplicator strategy for the existential Ehrenfeucht-Fra¨ ıss´ e game with k rounds: Spoiler plays only in A , and b i = f [ a 1 , . . . , a i ] represents Duplicator’s response in B to the i ’th move by Spoiler. The winning condition for Duplicator in this game is that, after k rounds have been played, the induced relation { ( a i , b i ) | 1 ≤ i ≤ k } is a partial homomorphism from A to B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 9 / 21

  35. CoKleisli maps are strategies Intuitively, an element of A ≤ k represents a play in A of length ≤ k . A coKleisli morphism E k A → B represents a Duplicator strategy for the existential Ehrenfeucht-Fra¨ ıss´ e game with k rounds: Spoiler plays only in A , and b i = f [ a 1 , . . . , a i ] represents Duplicator’s response in B to the i ’th move by Spoiler. The winning condition for Duplicator in this game is that, after k rounds have been played, the induced relation { ( a i , b i ) | 1 ≤ i ≤ k } is a partial homomorphism from A to B . Theorem The following are equivalent: There is a homomorphism E k A → B . 1 Duplicator has a winning strategy for the existential 2 Ehrenfeucht-Fra¨ ıss´ e game with k rounds, played from A to B . For every existential positive sentence ϕ with quantifier rank ≤ k, 3 A | = ϕ ⇒ B | = ϕ . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 9 / 21

  36. The pebbling comonad Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 10 / 21

  37. The pebbling comonad Given a structure A , the universe of P k A is ( k × A ) + , the set of finite non-empty sequences of moves ( p , a ). Note this will be infinite even if A is finite. We showed that this is essential! Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 10 / 21

  38. The pebbling comonad Given a structure A , the universe of P k A is ( k × A ) + , the set of finite non-empty sequences of moves ( p , a ). Note this will be infinite even if A is finite. We showed that this is essential! The counit map ε A : E k A → A sends a sequence [( p 1 , a 1 ) , . . . , ( p n , a n )] to a n . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 10 / 21

  39. The pebbling comonad Given a structure A , the universe of P k A is ( k × A ) + , the set of finite non-empty sequences of moves ( p , a ). Note this will be infinite even if A is finite. We showed that this is essential! The counit map ε A : E k A → A sends a sequence [( p 1 , a 1 ) , . . . , ( p n , a n )] to a n . How do we lift the relations on A to E k A ? Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 10 / 21

  40. The pebbling comonad Given a structure A , the universe of P k A is ( k × A ) + , the set of finite non-empty sequences of moves ( p , a ). Note this will be infinite even if A is finite. We showed that this is essential! The counit map ε A : E k A → A sends a sequence [( p 1 , a 1 ) , . . . , ( p n , a n )] to a n . How do we lift the relations on A to E k A ? Given e.g. a binary relation R , we define R P k A to the set of pairs ( s , t ) such that Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 10 / 21

  41. The pebbling comonad Given a structure A , the universe of P k A is ( k × A ) + , the set of finite non-empty sequences of moves ( p , a ). Note this will be infinite even if A is finite. We showed that this is essential! The counit map ε A : E k A → A sends a sequence [( p 1 , a 1 ) , . . . , ( p n , a n )] to a n . How do we lift the relations on A to E k A ? Given e.g. a binary relation R , we define R P k A to the set of pairs ( s , t ) such that s ⊑ t or t ⊑ s Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 10 / 21

  42. The pebbling comonad Given a structure A , the universe of P k A is ( k × A ) + , the set of finite non-empty sequences of moves ( p , a ). Note this will be infinite even if A is finite. We showed that this is essential! The counit map ε A : E k A → A sends a sequence [( p 1 , a 1 ) , . . . , ( p n , a n )] to a n . How do we lift the relations on A to E k A ? Given e.g. a binary relation R , we define R P k A to the set of pairs ( s , t ) such that s ⊑ t or t ⊑ s If s ⊑ t , then the pebble index of the last move in s does not appear in the suffix of s in t; and symmetrically if t ⊑ s . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 10 / 21

  43. The pebbling comonad Given a structure A , the universe of P k A is ( k × A ) + , the set of finite non-empty sequences of moves ( p , a ). Note this will be infinite even if A is finite. We showed that this is essential! The counit map ε A : E k A → A sends a sequence [( p 1 , a 1 ) , . . . , ( p n , a n )] to a n . How do we lift the relations on A to E k A ? Given e.g. a binary relation R , we define R P k A to the set of pairs ( s , t ) such that s ⊑ t or t ⊑ s If s ⊑ t , then the pebble index of the last move in s does not appear in the suffix of s in t; and symmetrically if t ⊑ s . R A ( ε A ( s ) , ε A ( t )). Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 10 / 21

  44. The pebbling comonad Given a structure A , the universe of P k A is ( k × A ) + , the set of finite non-empty sequences of moves ( p , a ). Note this will be infinite even if A is finite. We showed that this is essential! The counit map ε A : E k A → A sends a sequence [( p 1 , a 1 ) , . . . , ( p n , a n )] to a n . How do we lift the relations on A to E k A ? Given e.g. a binary relation R , we define R P k A to the set of pairs ( s , t ) such that s ⊑ t or t ⊑ s If s ⊑ t , then the pebble index of the last move in s does not appear in the suffix of s in t; and symmetrically if t ⊑ s . R A ( ε A ( s ) , ε A ( t )). Given a homomorphism f : P k A → B , we define the coextension f ∗ : P k A → P k B by f ∗ [( p 1 , a 1 ) , . . . , ( p j , a j )] = [( p 1 , b 1 ) , . . . , ( p j , b j )] , where b i = f [( p 1 , a 1 ) , . . . , ( p i , a i )], 1 ≤ i ≤ j . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 10 / 21

  45. The modal comonad Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 11 / 21

  46. The modal comonad The flexibility of the comonadic approach is illustrated by showing that it also covers the well-known construction of unfolding a Kripke structure into a tree (“unravelling”). Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 11 / 21

  47. The modal comonad The flexibility of the comonadic approach is illustrated by showing that it also covers the well-known construction of unfolding a Kripke structure into a tree (“unravelling”). For the modal case, we assume that the relational vocabulary σ contains only symbols of arity at most 2. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 11 / 21

  48. The modal comonad The flexibility of the comonadic approach is illustrated by showing that it also covers the well-known construction of unfolding a Kripke structure into a tree (“unravelling”). For the modal case, we assume that the relational vocabulary σ contains only symbols of arity at most 2. We can thus regard a σ -structure as a Kripke structure for a multi-modal logic. If there are no unary symbols, such structures are exactly the labelled transition systems. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 11 / 21

  49. The modal comonad The flexibility of the comonadic approach is illustrated by showing that it also covers the well-known construction of unfolding a Kripke structure into a tree (“unravelling”). For the modal case, we assume that the relational vocabulary σ contains only symbols of arity at most 2. We can thus regard a σ -structure as a Kripke structure for a multi-modal logic. If there are no unary symbols, such structures are exactly the labelled transition systems. Modal logic localizes its notion of satisfaction in a structure to a world. We reflect this by using the category of pointed relational structures ( A , a ). Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 11 / 21

  50. The modal comonad The flexibility of the comonadic approach is illustrated by showing that it also covers the well-known construction of unfolding a Kripke structure into a tree (“unravelling”). For the modal case, we assume that the relational vocabulary σ contains only symbols of arity at most 2. We can thus regard a σ -structure as a Kripke structure for a multi-modal logic. If there are no unary symbols, such structures are exactly the labelled transition systems. Modal logic localizes its notion of satisfaction in a structure to a world. We reflect this by using the category of pointed relational structures ( A , a ). For k > 0 we define a comonad M k , where M k ( A , a ) corresponds to unravelling the structure A , starting from a , to depth k . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 11 / 21

  51. The modal comonad The flexibility of the comonadic approach is illustrated by showing that it also covers the well-known construction of unfolding a Kripke structure into a tree (“unravelling”). For the modal case, we assume that the relational vocabulary σ contains only symbols of arity at most 2. We can thus regard a σ -structure as a Kripke structure for a multi-modal logic. If there are no unary symbols, such structures are exactly the labelled transition systems. Modal logic localizes its notion of satisfaction in a structure to a world. We reflect this by using the category of pointed relational structures ( A , a ). For k > 0 we define a comonad M k , where M k ( A , a ) corresponds to unravelling the structure A , starting from a , to depth k . The universe of M k ( A , a ) comprises [ a ], which is the distinguished element, together with all sequences of the form [ a 0 , α 1 , a 1 , . . . , α j , a j ], where a = a 0 , 1 ≤ j ≤ k , and R A α i ( a i , a i +1 ), 0 ≤ i < j . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 11 / 21

  52. Simulation The resource index of M k corresponds to the level of approximation in simulation � k and bisimulation ∼ k . Theorem Let A , B be Kripke structures, with a ∈ A and b ∈ B, and k > 0 . The following are equivalent: There is a homomorphism f : M k ( A , a ) → ( B , b ) . 1 a � k b. 2 There is a winning strategy for Duplicator in the k-round simulation game 3 from ( A , a ) to ( B , b ) . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 12 / 21

  53. Logical equivalences Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 13 / 21

  54. Logical equivalences For each of our three types of game, there are corresponding fragments L k of first-order logic: Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 13 / 21

  55. Logical equivalences For each of our three types of game, there are corresponding fragments L k of first-order logic: For Ehrenfeucht-Fra¨ ıss´ e games, L k is the fragment of quantifier-rank ≤ k . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 13 / 21

  56. Logical equivalences For each of our three types of game, there are corresponding fragments L k of first-order logic: For Ehrenfeucht-Fra¨ ıss´ e games, L k is the fragment of quantifier-rank ≤ k . For pebble games, L k is the k -variable fragment. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 13 / 21

  57. Logical equivalences For each of our three types of game, there are corresponding fragments L k of first-order logic: For Ehrenfeucht-Fra¨ ıss´ e games, L k is the fragment of quantifier-rank ≤ k . For pebble games, L k is the k -variable fragment. For bismulation games over relational vocabularies with symbols of arity at most 2, L k is the modal fragment with modal depth ≤ k . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 13 / 21

  58. Logical equivalences For each of our three types of game, there are corresponding fragments L k of first-order logic: For Ehrenfeucht-Fra¨ ıss´ e games, L k is the fragment of quantifier-rank ≤ k . For pebble games, L k is the k -variable fragment. For bismulation games over relational vocabularies with symbols of arity at most 2, L k is the modal fragment with modal depth ≤ k . In each case, we write ∃ L k for the existential positive fragment of L k L k (#) for the extension of L k with counting quantifiers ∃ ≤ n , ∃ ≥ n Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 13 / 21

  59. Characterization Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 14 / 21

  60. Characterization We can generically define two equivalences based on our indexed comonads E k : A ⇄ E k B iff there are coKleisli morphisms E k A → B and E k B → A . Note that there need be no relationship between these morphisms. A ∼ = E k B iff A and B are isomorphic in the coKleisli category Kl( E k ). Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 14 / 21

  61. Characterization We can generically define two equivalences based on our indexed comonads E k : A ⇄ E k B iff there are coKleisli morphisms E k A → B and E k B → A . Note that there need be no relationship between these morphisms. A ∼ = E k B iff A and B are isomorphic in the coKleisli category Kl( E k ). Theorem For structures A and B : A ≡ ∃ L k B ⇐ ⇒ A ⇄ k B . A ≡ L k (#) B A ∼ ⇐ ⇒ = Kl( C k ) B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 14 / 21

  62. From Forth to Back and Forth Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 15 / 21

  63. From Forth to Back and Forth To complete the picture, we need to show how to define a back-and-forth equivalence ↔ k which characterizes ≡ L k purely in terms of coKleisli morphisms . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 15 / 21

  64. From Forth to Back and Forth To complete the picture, we need to show how to define a back-and-forth equivalence ↔ k which characterizes ≡ L k purely in terms of coKleisli morphisms . Our solution to this will have the following features: Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 15 / 21

  65. From Forth to Back and Forth To complete the picture, we need to show how to define a back-and-forth equivalence ↔ k which characterizes ≡ L k purely in terms of coKleisli morphisms . Our solution to this will have the following features: While not completely generic, it will be general enough to apply to all our game comonads – so we subsume EF equivalence, bisimulation equivalence and pebble game equivalence as instances of a single construction. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 15 / 21

  66. From Forth to Back and Forth To complete the picture, we need to show how to define a back-and-forth equivalence ↔ k which characterizes ≡ L k purely in terms of coKleisli morphisms . Our solution to this will have the following features: While not completely generic, it will be general enough to apply to all our game comonads – so we subsume EF equivalence, bisimulation equivalence and pebble game equivalence as instances of a single construction. It uses approximations and fixpoints. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 15 / 21

  67. From Forth to Back and Forth To complete the picture, we need to show how to define a back-and-forth equivalence ↔ k which characterizes ≡ L k purely in terms of coKleisli morphisms . Our solution to this will have the following features: While not completely generic, it will be general enough to apply to all our game comonads – so we subsume EF equivalence, bisimulation equivalence and pebble game equivalence as instances of a single construction. It uses approximations and fixpoints. The approximation is “from above”. E.g. we use total homomorphisms to approximate partial isomorphisms in the EF case. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 15 / 21

  68. From Forth to Back and Forth To complete the picture, we need to show how to define a back-and-forth equivalence ↔ k which characterizes ≡ L k purely in terms of coKleisli morphisms . Our solution to this will have the following features: While not completely generic, it will be general enough to apply to all our game comonads – so we subsume EF equivalence, bisimulation equivalence and pebble game equivalence as instances of a single construction. It uses approximations and fixpoints. The approximation is “from above”. E.g. we use total homomorphisms to approximate partial isomorphisms in the EF case. We assume that for each structure A , the universe C k A has a forest order ⊑ (prefix ordering on sequences in our examples). We add a root ⊥ for convenience. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 15 / 21

  69. From Forth to Back and Forth To complete the picture, we need to show how to define a back-and-forth equivalence ↔ k which characterizes ≡ L k purely in terms of coKleisli morphisms . Our solution to this will have the following features: While not completely generic, it will be general enough to apply to all our game comonads – so we subsume EF equivalence, bisimulation equivalence and pebble game equivalence as instances of a single construction. It uses approximations and fixpoints. The approximation is “from above”. E.g. we use total homomorphisms to approximate partial isomorphisms in the EF case. We assume that for each structure A , the universe C k A has a forest order ⊑ (prefix ordering on sequences in our examples). We add a root ⊥ for convenience. We write the covering relation for this order as ≺ ; thus s ≺ t iff s ⊑ t , s � = t , and for all u , s ⊑ u ⊑ t implies u = s or u = t . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 15 / 21

  70. General back-and-forth game Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 16 / 21

  71. General back-and-forth game The definition is parameterized on a set W A , B ⊆ C k A × C k B of “winning positions” for each pair of structures A , B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 16 / 21

  72. General back-and-forth game The definition is parameterized on a set W A , B ⊆ C k A × C k B of “winning positions” for each pair of structures A , B . We define the back-and-forth C k game between A and B as follows: Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 16 / 21

  73. General back-and-forth game The definition is parameterized on a set W A , B ⊆ C k A × C k B of “winning positions” for each pair of structures A , B . We define the back-and-forth C k game between A and B as follows: At the start of each round of the game, the position is specified by ( s , t ) ∈ C k A × C k B . The initial position is ( ⊥ , ⊥ ). Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 16 / 21

  74. General back-and-forth game The definition is parameterized on a set W A , B ⊆ C k A × C k B of “winning positions” for each pair of structures A , B . We define the back-and-forth C k game between A and B as follows: At the start of each round of the game, the position is specified by ( s , t ) ∈ C k A × C k B . The initial position is ( ⊥ , ⊥ ). Either Spoiler chooses some s ′ ≻ s , and Duplicator responds with t ′ ≻ t , resulting in ( s ′ , t ′ ); or Spoiler chooses t ′′ ≻ t and Duplicator responds with s ′′ ≻ s , resulting in ( s ′′ , t ′′ ). Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 16 / 21

  75. General back-and-forth game The definition is parameterized on a set W A , B ⊆ C k A × C k B of “winning positions” for each pair of structures A , B . We define the back-and-forth C k game between A and B as follows: At the start of each round of the game, the position is specified by ( s , t ) ∈ C k A × C k B . The initial position is ( ⊥ , ⊥ ). Either Spoiler chooses some s ′ ≻ s , and Duplicator responds with t ′ ≻ t , resulting in ( s ′ , t ′ ); or Spoiler chooses t ′′ ≻ t and Duplicator responds with s ′′ ≻ s , resulting in ( s ′′ , t ′′ ). Duplicator wins after k rounds if the resulting position ( s , t ) is in W A , B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 16 / 21

  76. General back-and-forth game The definition is parameterized on a set W A , B ⊆ C k A × C k B of “winning positions” for each pair of structures A , B . We define the back-and-forth C k game between A and B as follows: At the start of each round of the game, the position is specified by ( s , t ) ∈ C k A × C k B . The initial position is ( ⊥ , ⊥ ). Either Spoiler chooses some s ′ ≻ s , and Duplicator responds with t ′ ≻ t , resulting in ( s ′ , t ′ ); or Spoiler chooses t ′′ ≻ t and Duplicator responds with s ′′ ≻ s , resulting in ( s ′′ , t ′′ ). Duplicator wins after k rounds if the resulting position ( s , t ) is in W A , B . This is essentially bisimulation up to W A , B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 16 / 21

  77. General back-and-forth game The definition is parameterized on a set W A , B ⊆ C k A × C k B of “winning positions” for each pair of structures A , B . We define the back-and-forth C k game between A and B as follows: At the start of each round of the game, the position is specified by ( s , t ) ∈ C k A × C k B . The initial position is ( ⊥ , ⊥ ). Either Spoiler chooses some s ′ ≻ s , and Duplicator responds with t ′ ≻ t , resulting in ( s ′ , t ′ ); or Spoiler chooses t ′′ ≻ t and Duplicator responds with s ′′ ≻ s , resulting in ( s ′′ , t ′′ ). Duplicator wins after k rounds if the resulting position ( s , t ) is in W A , B . This is essentially bisimulation up to W A , B . By instantiating W A , B appropriately, we obtain the equivalences corresponding to the EF, pebbling and bisimulation games. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 16 / 21

  78. General back-and-forth game The definition is parameterized on a set W A , B ⊆ C k A × C k B of “winning positions” for each pair of structures A , B . We define the back-and-forth C k game between A and B as follows: At the start of each round of the game, the position is specified by ( s , t ) ∈ C k A × C k B . The initial position is ( ⊥ , ⊥ ). Either Spoiler chooses some s ′ ≻ s , and Duplicator responds with t ′ ≻ t , resulting in ( s ′ , t ′ ); or Spoiler chooses t ′′ ≻ t and Duplicator responds with s ′′ ≻ s , resulting in ( s ′′ , t ′′ ). Duplicator wins after k rounds if the resulting position ( s , t ) is in W A , B . This is essentially bisimulation up to W A , B . By instantiating W A , B appropriately, we obtain the equivalences corresponding to the EF, pebbling and bisimulation games. For example, W E k A , B is the set of all ( s , t ) which define a partial isomorphism. Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 16 / 21

  79. Characterization by coKleisli morphisms Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 17 / 21

  80. Characterization by coKleisli morphisms We define S ( A , B ) to be the set of all functions f : C k A → B such that, for all s ∈ C k A , ( s , f ∗ ( s )) ∈ W A , B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 17 / 21

  81. Characterization by coKleisli morphisms We define S ( A , B ) to be the set of all functions f : C k A → B such that, for all s ∈ C k A , ( s , f ∗ ( s )) ∈ W A , B . A locally invertible pair ( F , G ) from A to B is a pair of sets F ⊆ S ( A , B ), G ⊆ S ( B , A ), satisfying the following conditions: For all f ∈ F , s ∈ C k A , for some g ∈ G , g ∗ f ∗ ( s ) = s . 1 For all g ∈ G , t ∈ C k B , for some f ∈ F , f ∗ g ∗ ( t ) = t . 2 Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 17 / 21

  82. Characterization by coKleisli morphisms We define S ( A , B ) to be the set of all functions f : C k A → B such that, for all s ∈ C k A , ( s , f ∗ ( s )) ∈ W A , B . A locally invertible pair ( F , G ) from A to B is a pair of sets F ⊆ S ( A , B ), G ⊆ S ( B , A ), satisfying the following conditions: For all f ∈ F , s ∈ C k A , for some g ∈ G , g ∗ f ∗ ( s ) = s . 1 For all g ∈ G , t ∈ C k B , for some f ∈ F , f ∗ g ∗ ( t ) = t . 2 We define A ↔ C k B iff there is a non-empty locally invertible pair from A to B . Samson Abramsky (Department of Computer Science, University of Oxford) Approximating partial by total: fixpoint characterizations of back-and-forth equivalences 17 / 21

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