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Application of the Ensemble Kalman Filter for Improved Mineral Resource Recovery C. Yksel, M.Sc. J. Benndorf, PhD, MPhil, Dipl-Eng. Department of Geoscience & Engineering, Delft University of Technology, Delft, the Netherlands 1


  1. Application of the Ensemble Kalman Filter for Improved Mineral Resource Recovery C. Yüksel, M.Sc. J. Benndorf, PhD, MPhil, Dipl-Eng. Department of Geoscience & Engineering, Delft University of Technology, Delft, the Netherlands 1 Challenge the future

  2. The Flow of Information Exploration Production Mine Design Resource Processing and Data Scheduling Equipment Selection Modelling and Sale Collection Reserve Estimation and Operation 2 Challenge the future

  3. Uncertainty in Model-based Prediction 3 Challenge the future

  4. New Potential: Sensor Data Increasing Availability of Sensor Based Online Data: • Material characterization (geo-chemical, textural and physical properties) • Equipment performance, upstream and downstream (e.g. efficiency, down-time) Equipment location (e.g. GPS, UPS) • 4 Challenge the future

  5. Future Potential – Availability of Data Content Data Mining How can we make best use of the available data? Closing the Loop: A feed-back framework for Real-Time Resource Model • Updating • A Kalman Filter Approach Using Online Data for Improved Production Control • Illustrative Case Study: Coal • 6 Challenge the future

  6. Towards Closed-Loop Management 7 Challenge the future

  7. Towards Closed-Loop Management Z*( x ) 8 Challenge the future

  8. Towards Closed-Loop Management Prior Model (s) Updated Model (s) Sensor Observation (Production Data) Drillhole Data Model Based Prediction 9 Challenge the future

  9. Resource Model Generation of Prior Models Interpolation Simulation Realisation 1&10 (Kriging) (Conditional Simulation) • • Best local estimation, Represent possible scenarios about the deposit, • • Minimization of error-variance estimate. Represent structural behavior of data (in-situ variability), • Modelled by many different realizations, • Differences between realizations capture uncertainty Seam Geometry and CV (Benndorf 2013) 11 Challenge the future

  10. Closed-Loop Concept True but un- known deposit Z ( x ) Sampling Exploration Data Set Feed – Forward - Loop z ( x i ), i =1,…,n Modelling Estimated Deposit Model Z * ( x ) Model Based Decisions + Uncertainty Prediction e.g. Mine Planning f ( A,Z * ( x )) A 12 Challenge the future

  11. Closed-Loop Concept True but un- known deposit Production Monitoring Z ( x ) Sampling Sensor Closing the Loop Exploration Measurements Data Set Feed – Back - Loop V j , j=1,…,m z ( x i ), i =1,…,n Modelling Difference Sequential Updating f ( A,Z * ( x )) - V j Estimated Deposit Model Z * ( x ) Model Based Decisions + Uncertainty Prediction e.g. Mine Planning f ( A,Z * ( x )) A 13 Challenge the future

  12. Linking Model and Observation 1 2 . . . n mining blocks • each of the blocks contributes • . . . n to a blend, which is observed at a sensor station at time t i Production sequence – Matrix A m measurements are taken • Mining Blocks a i,j proportion block i • Observations 𝑏 1,1 ⋯ 𝑏 1,𝑛 contributes to the material ⋮ ⋱ ⋮ blend, observed at time j by 𝑏 𝑜,1 ⋯ 𝑏 𝑜,𝑛 measurement l i 14 Challenge the future

  13. Resource Model Updating Sequential Model Updating - A Kalman Filter Approach 𝒂 ∗ 𝒚 = 𝒂 ∗0 𝒚 + 𝑳 (𝒘 − 𝑩𝒂 ∗0 𝒚 ) 𝒂 ∗ 𝒚 … updated short -term block model (a posteriori) 𝒂 ∗ 𝟏 𝒚 … prior block model based (without online sensor data) v … vector of observations (sensor signal at different points in time t) 𝑩 … design matrix representing the contribution of each block per time interval to the production observed at sensor station … updating factor (Kalman -Gain) K 15 Challenge the future

  14. Resource Model Updating Sequential Model Updating – A “BLUE” Estimation error: 𝒇(𝒚) 𝑢+1 = 𝒜(𝒚) 𝑢+1 − 𝒜 ∗ (𝒚) 𝑢+1 Estimation variance to be minimized: 𝑈 𝑫 𝑢+1,𝑢+1 = 𝐹 𝒇(𝒚) 𝑢+1 𝒇(𝒚) 𝑢+1 Updating factor: 𝑳 = 𝑫 𝑢,𝑢 𝑩 𝑼 (𝑩𝑫 𝑢,𝑢 𝑩 𝑼 + 𝑫 𝑤,𝑤 ) −𝟐 16 Challenge the future

  15. Resource Model Updating Sequential Model Updating – The Integrative Character 𝑳 = 𝑫 𝑢,𝑢 𝑩 𝑼 (𝑩𝑫 𝑢,𝑢 𝑩 𝑼 + 𝑫 𝑤,𝑤 ) −𝟐 Sensor Precision Extraction Sequence Model Uncertainty 17 Challenge the future

  16. Resource Model Updating Sequential Model Updating Main challenges: Large grids • Industrial Case: 4,441,608 blocks • Non-linear relationships between model and observation • Non-Gaussian data • 18 Challenge the future

  17. Resource Model Updating Sequential Model Updating A Non-Linear Version – The Ensemble Kalman Filter (Reproduced after Geir Evensen 1993) 19 Challenge the future

  18. Resource Model Updating Sequential Model Updating To handle Non- Gaussian Data… N -Score-Ensemble Kalman Filter* *Z Haiyan, J J Gomez-Hernandez, H H Franssen, L Li. 2011. An approach to handling non- Gaussianity of parameters and state variables. Advances in Water Resources , 844-864. 20 Challenge the future

  19. Illustrative Case Study Updating the Calorific Value in a Large Coal Mine Case Study: Walker Lake Data Set (Exhaustive “true” data are available) Model based prediction: Estimated block model (5200t/block) • Capacity Excavator 1: 500 t/h • Capacity Excavator 2: 1.000 t/h • 21 Challenge the future

  20. Illustrative Case Study Updating the Calorific Value in a Large Coal Mine Sensor Observations: Artificial sensor data for a 10 minute average (representing 250 t) • Relative sensor error is varied between 1%, 5% and 10% • Sensor data obtained: • Model based prediction + dispersion variance + sensor error • 11 10 CV in MJ/kg 9 True Block Grade True Block Grade + Dispesion Variance True Block Grade + Dispesion Variance + Sensor Error 8 22 Challenge the future

  21. Illustrative Case Study Prior Block Model based on Exploration Data Updated Block Model Integrating Sensor Data Differences 23 Challenge the future

  22. Illustrative Case Study Comparison to Reality Kalman-Filter: 2 Excavators MSE-mined MSE- adjacent blocks MSE- 2 blocks away 1.0 1.0 1.0 MSE relative to Prior 0.8 MSE relative to Prior 0.8 MSE relative to Prior 0.8 0.6 0.6 0.6 0.4 0.4 0.4 0.2 0.2 0.2 0.0 0.0 0.0 Prior 10% 5% 1% Prior 10% 5% 1% Prior 10% 5% 1% Relative Sensor Error Relative Sensor Error Relative Sensor Error 24 Challenge the future

  23. Illustrative Case Study - Results • Significant improvement in prediction • Increased confidence in dispatch decisions • Less miss-classified blocks (ore/waste) • Less shipped train loads out of spec • Increased customer satisfaction and revenue • Magnitude of improvement depends on level of exploration, variability and sensor error 25 Challenge the future

  24. Current Work EU - RFCS funded project RTRO-Coal • Prior Model with partners : 26 Challenge the future

  25. Conclusions Modern ICT provides online data, which can be the basis for (near-) • continuous process monitoring at different stages of the mining value chain Utilizing these data for (near-) real-time decision making offers huge • potential for more sustainable extraction of mineral resource Closed Loop Concepts offer: • Integration of prediction and process models with data gathering • Interdisciplinary and transparent project communication (breaking • the silos) More complex use of data for increased resource efficiency • 27 Challenge the future

  26. Thank You for Your Attention Contact: Cansın Yüksel C.Yuksel@tudelft.nl 28 Challenge the future Source: RWE

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