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Introduction Survey on AG rings Main results Almost Gorenstein Rees algebras based on the works jointly with Shiro Goto, Naoyuki Matsuoka, and Ken-ichi Yoshida Naoki Endo (Waseda University) The 8th China-Japan-Korea International Symposium


  1. Introduction Survey on AG rings Main results Almost Gorenstein Rees algebras based on the works jointly with Shiro Goto, Naoyuki Matsuoka, and Ken-ichi Yoshida Naoki Endo (Waseda University) The 8th China-Japan-Korea International Symposium on Ring Theory August 27, 2019 Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 1 / 17

  2. Introduction Survey on AG rings Main results Introduction What is the Rees algebra? For a commutative ring R and an ideal I in R , set I n t n ⊆ R [ t ] ∑ R ( I ) = R [ It ] = n ≥ 0 ⊕ I n / I n +1 . G ( I ) = R ( I ) / I R ( I ) = n ≥ 0 Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 2 / 17

  3. Introduction Survey on AG rings Main results Example 1.1 Let R = k [ X 1 , X 2 , . . . , X d ] ( d ≥ 1) and I = ( X 1 , X 2 , . . . , X d ). Then ( X 1 X 2 ··· X d R ( I ) ∼ ) = k [ X 1 , X 2 , . . . , X d , Y 1 , Y 2 , . . . , Y d ] / I 2 Y 1 Y 2 ··· Y d More generally, if ( R , m ) a CM local ring Q = ( a 1 , a 2 , . . . , a d ) a parameter ideal in R then ( a 1 a 2 ··· a d R ( Q ) ∼ ) = R [ Y 1 , Y 2 , . . . , Y d ] / I 2 Y 1 Y 2 ··· Y d is a CM ring, where d = dim R . Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 3 / 17

  4. Introduction Survey on AG rings Main results Preceding results Theorem 1.2 (Goto-Shimoda) √ Let ( R , m ) be a CM local ring with d = dim R ≥ 1 , I = m . Then R ( I ) is a CM ring ⇐ ⇒ G ( I ) is a CM ring , a ( G ( I )) < 0 where H d [ ] a ( G ( I )) = sup { n ∈ Z | M ( G ( I )) n ̸ = (0) } , M = m R ( I ) + R ( I ) + . Example 1.3 Let ( R , m ) be a RLR with dim R = 2, I an ideal of R s.t. I = I and √ I = m . Then R ( I ) is a CM ring. Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 4 / 17

  5. Introduction Survey on AG rings Main results Theorem 1.4 (Goto-Nishida, Goto-Shimoda, Ikeda) √ Let ( R , m ) be a CM local ring with d = dim R ≥ 2 , I = m . Then R ( I ) is Gorenstein ⇐ ⇒ G ( I ) is Gorenstein , a ( G ( I )) = − 2 . When this is the case, R is a Gorenstein ring. Thus, if R is a CM local ring with dim R ≥ 2, Q is a parameter ideal, then R ( Q ) is Gorenstein ⇐ ⇒ R is Gorenstein , dim R = 2 . Moreover, if ( R , m ) is a RLR with dim R = 2 and I = m ℓ ( ℓ ≥ 1), then R ( I ) is Gorenstein ⇐ ⇒ I = m . Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 5 / 17

  6. Introduction Survey on AG rings Main results Question 1.5 When is the Rees algebra R ( I ) almost Gorenstein? I is the ideal generated by a (sub) system of parameters I = I in a two-dimensional RLR Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 6 / 17

  7. Introduction Survey on AG rings Main results What is an almost Gorenstein ring? In 1997, Barucci and Fr¨ oberg defined the notion of almost Gorenstein rings for one-dimensional analytically unramified local rings. In 2013, Goto, Matsuoka, and Phuong generalized the notion to arbitrary one-dimensional CM local rings. In 2015, Goto, Takahashi, and Taniguchi gave the notion of almost Gorenstein local/graded rings of arbitrary dimension. Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 7 / 17

  8. Introduction Survey on AG rings Main results Survey on AG rings ( R , m ) a CM local ring with d = dim R , | R / m | = ∞ ∃ K R the canonical module of R . Definition 2.1 We say that R is an almost Gorenstein local ring (abbr. AGL ring), if ∃ an exact sequence 0 → R → K R → C → 0 of R -modules s.t. µ R ( C ) = e( C ) where n →∞ ( d − 1)! · ℓ R ( C / m n +1 C ) e( C ) = lim . n d − 1 Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 8 / 17

  9. Introduction Survey on AG rings Main results If C ̸ = (0), then C is CM and dim R C = d − 1. Besides µ R ( C ) = e( C ) ⇐ ⇒ m C = ( f 2 , f 3 , . . . , f d ) C for ∃ f 2 , f 3 , . . . , f d ∈ m . Hence C is an Ulrich R-module . Example 2.2 k [[ t 3 , t 4 , t 5 ]]. k [[ X , Y , Z ]] / ( X , Y ) ∩ ( Y , Z ) ∩ ( Z , X ). k [[ t 3 , t 4 , t 5 ]] ⋉ ( t 3 , t 4 , t 5 ). k [[ t 3 , t 4 , t 5 ]] × k k [[ t 3 , t 4 , t 5 ]]. 1-dimensional finite CM–representation type. 2-dimensional rational singularity. Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 9 / 17

  10. Introduction Survey on AG rings Main results R = ⊕ n ≥ 0 R n a CM graded ring, d = dim R , ∃ K R ( R 0 , m ) a local ring, | R 0 / m | = ∞ Definition 2.3 We say that R is an almost Gorenstein graded ring (abbr. AGG ring), if ∃ 0 → R → K R ( − a ) → C → 0 of graded R -modules s.t. µ R ( C ) = e( C ) where a = a ( R ), M = m R + R + . R is an AGG ring = ⇒ R M is an AGL ring. The converse is not true in general. Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 10 / 17

  11. Introduction Survey on AG rings Main results Example 2.4 Let S = k [ X ij | 1 ≤ i ≤ m , 1 ≤ j ≤ n ] (2 ≤ m ≤ n ) and set R = S / I t ( X ) where 2 ≤ t ≤ m , X = [ X ij ]. Then R is an AGG ring ⇐ ⇒ m = n , or m ̸ = n and t = m = 2. Example 2.5 Let R = k [ X 1 , X 2 , . . . , X d ] ( d ≥ 1) and 1 ≤ n ∈ Z . Then If d ≤ 2, then R ( n ) = k [ R n ] is an AGG ring. If d ≥ 3, then R ( n ) is an AGG ring ⇐ ⇒ n | d , or d = 3 and n = 2. Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 11 / 17

  12. Introduction Survey on AG rings Main results Main results (parameter ideals) Let ( R , m ) a CM local ring with d = dim R ≥ 3 a 1 , a 2 , . . . , a r ∈ m a subsystem of parameters in R ( r ≥ 3) Q = ( a 1 , a 2 , . . . , a r ) R = R ( Q ) = R [ Qt ] ⊆ R [ t ], M = m R + R + Then ( X 1 X 2 ··· X r R ∼ ) = R [ X 1 , X 2 , . . . , X r ] / I 2 is a CM ring. a 1 a 2 ··· a r dim R = d + 1 and a ( R ) = − 1. Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 12 / 17

  13. Introduction Survey on AG rings Main results Theorem 3.1 R is an AGG ring ⇐ ⇒ R is a RLR and a 1 , a 2 , . . . , a r is a regular system of parameters in R R M is an AGL ring ⇐ ⇒ R is a RLR Key for the proof The Eagon-Northcott complex Proposition 3.2 Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 13 / 17

  14. Introduction Survey on AG rings Main results Proposition 3.2 Let ( B , n ) be a Gorenstein local ring, I an ideal of B. Suppose that A = B / I is a non-Gorenstein AGL ring. If pd B A < ∞ , then B is a RLR. Proof. May assume | B / n | = ∞ . Choose an exact sequence 0 → A → K A → C → 0 s.t. C is an Ulrich A -module. Then pd B C < ∞ . Take an A -regular sequence f 1 , f 2 , . . . , f d − 1 ∈ n s.t. n C = ( f 1 , f 2 , . . . , f d − 1 ) C where d = dim A . Set q = ( f 1 , f 2 , . . . , f d − 1 ). Since f 1 , f 2 , . . . , f d − 1 is a regular sequence on C , pd B C / q C < ∞ . Hence B is a RLR, because C / q C = C / n C is a vector space over B / n . Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 14 / 17

  15. Introduction Survey on AG rings Main results Main results (integrally closed ideals) Let ( R , m ) be a Gorenstein local ring with dim R = 2 I an m -primary ideal in R I contains a parameter ideal Q s.t. I 2 = QI J = Q : I Proposition 3.3 Suppose that ∃ f ∈ m , g ∈ I, and h ∈ J s.t. IJ = gJ + Ih m J = fJ + m h . and Then R ( I ) is an AGG ring. Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 15 / 17

  16. Introduction Survey on AG rings Main results Theorem 3.4 Let ( R , m ) be a two-dimensional RLR with | R / m | = ∞ , and I = I. Then R ( I ) is an AGG ring. Corollary 3.5 Let ( R , m ) be a two-dimensional RLR with | R / m | = ∞ . Then R ( m ℓ ) is an AGG ring for ∀ ℓ > 0 . Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 16 / 17

  17. Introduction Survey on AG rings Main results Thank you for your attention. Naoki Endo Almost Gorenstein Rees algebras August 27, 2019 17 / 17

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