Who we are Finexis is: A Luxembourg based company licensed by the - - PowerPoint PPT Presentation

Who we are

Finexis is:

• A Luxembourg based company licensed by the regulator (CSSF) as a

management company (Chapter 15) with a paid up capital of 2.250.000 Euro.

• Specialized in Central Administration, Transfer Agent, Domiciliation

Agent, Promotorship, Directorship, Asset management and Risk managemen tof Investment Funds.

• A unique market player focusing on the management of investment

funds (including UCITS, SIF, and SICAR…) structures for institutional or private clients.

• Member of Luxembourg Association of Investment Funds (ALFI) and

member of Luxembourg Association of board members (ILA).

• A result of a strategic alliance between funds specialized teams,

coming from the banking, audit and investment fund industry in Luxembourg with over 15 years of experience in the international investment fund industry.

Organization chart

FINEXIS S.A.

Capital: 2.250,000 €

Board of Directors1

Christian Denizon, President

General Management

Christian Denizon Tom Bernardy

Internal Audit External Audit

78%

Finex.lu

SOPARFI

1Members: Christian Denizon, Tom Bernardy, Gerry Salucci, Declan o‘Hannrachain,

Marco Gataldi, Marta Lavaroni, Laurent Muller, Frédéric Muller

Domiciliation Fund accounting Transfer Agent

FIDEWA-CLAR

Asset Management Fund Compliance Risk Management Directorship Promotorship Financial Reporting Fund Setup Faminvest

SOPARFI

22%

PWC

FINEX.LU Fineximmo S.A.

Capital: 31.000€

FAMINVEST FINEXIS S.A.

Capital: 2.250.000€ Management Company

Paddock Fund Administration S.A. PSF

Capital: 1.000.000

Siège social de Finexis S.A. et de PFA: 25A Bld Royal, L-2249 Luxembourg 100% 77,78% 22,22% 100% 100%

Finexis Services

Fund Administration

Follow up and control of the funds’ budgets Book- and recordkeeping affecting the assets/liabilities of the fund Valuation of portfolios based on pricing feeds Controls and Funds Compliance – investment restrictions monitoring Filing of breaches to the regulator and external auditors with appropriate wording Reconciliations with the custody books and records Calculation of relevant tax figures Corporate actions and Tax reclaim Storage and management of documents Publication of NAV prices Legal and Client reporting Financial reporting

Finexis Services

Transfer Agent and Registrar

Booking of investors’ transactions (switch, subscription, redemption…) Settlement and follow up of transactions (including foreign exchange deals) Anti-Money-Laundering process and Know Your Customer (AML/KYC) Ensuring the issuing of shares are in compliance with the prospectus Commission calculation (trailer fees, retrocession fees…) Recordkeeping of the shareholder registry Client facing, communication and query management Processing of dividend payments Reporting (contract notes, statements…) Reporting to distributors

Finexis Services

Domiciliation

Provide advice in terms of appropriate product and structure and services required Coordination role between all stakeholders during the setup of the funds Drafting all requested regulatory and contractual documents for the funds structures Filing of the fund to notaries and regulators Providing a legal address for the legal structures Organization of regular board meetings Holding of General Ordinary and Extraordinary Shareholder meetings Registration of documents and changes with the Registry of commerce Management of all relevant legal filings Safekeeping of all relevant original documentation Follow up of the funds invoices and billing process

Finexis Services

Client Communication Agent

Production of confidential documents intended for the personal attention of specific clients Maintenance, safekeeping or destruction of documents; Communication to specific persons of documents or information relating to their assets and to the services offered by the professional in question Management of mail giving access to confidential data by specific persons Consolidation of positions held with diverse financial specific professionals

Promotorship

Co-promoter for funds projects in Europe. Perform the full scope of service European-wide. Management company for any type of European passport funds in Europe

Directorship

Provide independent board members for the funds and their linked Direct management company of investment funds of any kind.

Finexis Services

Asset Management

Sound advices for the management of the portfolios Delegation of the actual asset management to any dedicated asset manager Perform the related controls and due diligence required.

Risk Management

Risks reports on each portfolio Delegation of the risk management to any dedicated risk manager Perform the related controls and due diligence required.

• Additional services:
• Providing an ISIN code
• Fund compliance
• Creation of companies (SOPARFI)
• Domiciliation of companies

International - Alliances

• ALFI: member company of Luxembourg Association of Investment Funds
• ILA: member company of Luxembourg Association of board members
• IAPA (International Association of Practising Accountants) www.iapa.net
• ITPA (International Tax Planning Association) www.itpa.org
• Leading Edge Alliance (International Professional Association of

Independently-Owned Accounting and Consulting Firms) www.leadingedgealliance.com

• EURO-Defi (International Association of Accountants and Lawyers)

www.eurodefi.net Finexis is a proud member of the following professional international associations:

SICAR

Law of 15th June 2004

SICAV/F FCP

Management Company

SOPARFI

CSSF-REGULATED INVESTMENT VEHICLES

Applicable legislation

NON-REGULATED

SPF

S.A. * S.àR.L., S.C.S., S.C.A, S.C.

Capital structure Corporate structure

*An UCI(TS) can only be incorporated as an S.A.

S.A., S.àR.L., S.C.A

Possible investment vehicles

UCI(TS)

Law of 20th December 2002

SIF

Law of 13th February 2007

UCI(TS) UNDERTAKING FOR COLLECTIVES INVESTMENTS IN TRANSFERABLE SECURITIES SIF SPECIALIZED INVESTMENT FUND SICAR SOCIÉTÉ D’INVESTISSEMENT EN CAPITAL À RISQUE (VENTURE CAPITAL FUND) SICAV/F SOCIÉTÉ D’INVESTISSEMENT À CAPITAL VARIABLE/FIXE FCP FONDS COMMUN DE PLACEMENT SOPARFI SOCIÉTÉ DE PARTICIPATION FINANCIÈRE SPF SOCIÉTÉ DE GESTION DE PATRIMOINE FAMILIAL S.A. SOCIÉTÉ ANONYME S.àR.L SOCIÉTÉ À RESPONSABILITÉ LIMITÉE S.C.S. SOCIÉTÉ EN COMMANDITE SIMPLE S.C.A. SOCIÉTÉ EN COMMANDITE PAR ACTION S.C. SOCIÉTÉ COOPÉRATIVE

Definitions

Please feel free to contact us : 25A, boulevard Royal L – 2449 Luxembourg Phone: +352 20 21 29 Fax: +352 20 21 29 99 info@finexis.lu www.finexis.lu

Sales & Asset Management Christian Denizon Operations Tom Bernardy Transfer Agency Gerry Salucci Fund Accounting Declan O’Hannrachain Customer Service Marta Lavaroni Accounting Sophia Failla Billing Maud Jund Domiciliation Magali Auer Risk Management Marco Gastaldi