What role does the APL and Investment Committee have today in a modern Financial Planning and Advice Business Aman Ramrakha Executive Manager, Research CFS Advice Business
Disclaimer This presentation is given by a representative of Colonial First State Investments Limited AFS Licence 232468. ABN 98 002 348 352 (Colonial First State). It does not represent advice specific to any particular investor. Colonial First State makes no warranty as to the accuracy, reliability or completeness of any information contained herein. Investments are subject to a number of risks and the repayment of capital or the investment performance of any financial product covered in this document is not guaranteed. Past performance is no guarantee of future performance. This presentation cannot be used or copied in whole or part without express written consent.
Agenda Lessons from the GFC Implications of FOFA Manager selection process The role of Research Houses
Lessons from the GFC Increase focus on risk management APLs shrinking? Focus on tailored solutions – multimanager and models Implications of FOS decisions
FOFA APL still relevant Fiduciary duty Insurance – risk commission ban Inhouse products Optin Salaried vs IFA
Manager selection process Beyond the usual – people, process, systems Risk management overlay Portfolio application Adviser/client support Business sustainability
Role of Research House No longer rely solely on Research houses Internal research overlay Engage research houses to assist in governance aspects Tools for advisers More focus on portfolio construction
Questions?
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