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The Integration of SMT Solvers into the RISCAL Model Checker Second Master Thesis Report Franz Reichl January 31, 2020 1 Recapitulation Check validity of RISCAL theorems with SMT-Solvers Translate RISCAL declarations into SMT-LIB


  1. The Integration of SMT Solvers into the RISCAL Model Checker Second Master Thesis Report Franz Reichl January 31, 2020 1

  2. Recapitulation • Check validity of RISCAL theorems with SMT-Solvers • Translate RISCAL declarations into SMT-LIB scripts • Use the SMT-LIB logic QF_UFBV • Translation requires: • Elimination of quantifjers • Encoding of RISCAL types 2

  3. Recapitulation Last time we already discussed • Elimination of quantifjers • Translation of integers 3

  4. Outline 1. Translation of the Theories 1.1 Translation of Tuples and Record 1.2 Translation of Maps and Arrays 1.3 Translation of Sets 2. Improvements for the Translation 3. Results and Conclusions 4

  5. Translation of the Theories

  6. Tuples and Record • Difgerence between tuples and records: indexing • Tuples: Indexed by numbers • Records: Indexed by identifjers • Treat tuples and records equally • All RISCAL types can be represented by bit vectors 5

  7. Encoding of Tuples • Translate components of tuples • Concatenate bit vector representations of components Example • Represent 3 by 11 • Represent true by 1 • Represent 10 by 1010 Represent t by 1010111 6 Let ⟨ 3 , T , 10 ⟩ denote a tuple t .

  8. Operations on Tuples t t e 7 e n • Tuple Builder: ⟨ e 1 , · · · , e n ⟩ • Translate e 1 , · · · , e n to ˆ e 1 , · · · , ˆ • concat (ˆ e n , concat ( · · · , concat (ˆ e 2 , ˆ e 1 ) · · · ) • Tuple Access: Access i ( t ) • Translate t to ˆ • Determine start/end ( s , e ) of sub bit vector representing the i th component • extract ⟨ e , s ⟩ (ˆ t ) • Tuple Update: Update i ( t , e ) • Translate t to ˆ t and e to ˆ • Determine start/end ( s , e ) of sub bit vector representing the i th component • Extract sub-vectors before s ( ˆ t 1 ), after e ( ˆ t 2 ) from ˆ • concat (ˆ e , ˆ t 2 , concat (ˆ t 1 ))

  9. Operations on Tuples Example e 2 8 Let e 1 , e 2 be expressions of type { 0 , 1 , 2 , 3 , 4 } . Translate Access 2 ( ⟨ e 1 , e 2 ⟩ ) • Translate e 1 , e 2 to ˆ e 1 , ˆ • Represent the tuple by: concat (ˆ e 2 , ˆ e 1 ) • extract ⟨ 5 , 3 ⟩ ( concat (ˆ e 2 , ˆ e 1 ))

  10. Operations on Tuples Example • Tuples provide equality and inequality 9 • Resize Components • Problem: Components can have difgerent types • Let t 1 be a tuple expression with two components in { 0 , 1 , 2 } • Let t 2 be a tuple expression with two components in { 0 , 1 } • Let ˆ t 1 , ˆ t 2 denote the translations of t 1 , t 2 • ˆ t 1 , ˆ t 2 have difgerent vector lengths • ˆ t 1 = ˆ t 2 not possible

  11. Maps and Arrays • Arrays: Maps with a domain of natural numbers • Treat arrays as maps • Proceed similarly as with tuples • Require a linear ordering on the RISCAL types 10

  12. Encoding of Maps • Let M be a map type with domain D and image I • Let m be of type M 11 • Let d 1 , · · · , d n be the elements of D given with respect to the ordering • Translate m ( d 1 ) , · · · , m ( d n ) to m 1 , · · · , m n • Concatenate m 1 , · · · , m n

  13. Encoding of Maps Example • Represent m by 100010000 12 • Let D = { 0 , 1 , 2 } and I = { 0 , 1 , 2 , 3 , 4 } • Let m be a map from D to I with m ( x ) = 2 · x • Translate m ( 0 ) , m ( 1 ) , m ( 2 ) to 000 , 010 , 100

  14. Operations on Maps • Introduce a new function f • Gives a bit vector of the length of the representation of the image m • Takes a bit vector of the length of the enumeration • Introduce an enumeration function enum for the domain of m x 13 • Map Access: Access ( m , x ) • Translate m , x to ˆ m , ˆ • Takes a bit vector of the length of ˆ • Assert that f ( m , 0 · · · 0 ) retrieves the fjrst component • Assert that f ( m , 0 · · · 01 ) retrieves the second component • · · · • f ( ˆ m , enum (ˆ x ))

  15. Sets • Let U be a fjnite set, with some enumeration • Let A be a subset of U 14 • Represent A by bit vectors of length | U | • i th bit is set ifg i th element of U is in A

  16. Sets Example • Represent A by 1001 15 • Let U = { 1 , 2 , 3 , 4 } • Let A = { 1 , 4 }

  17. Operations on Sets • Use bitwise-or for union • Use bitwise-and for disjunction • Use bitwise-negation for set-complement • Count ones in a bit vector for cardinality 16 • · · ·

  18. Basic Operations on Sets Example 17 • { 1 , 2 , 6 } ∪ { 1 , 5 , 6 } • Represent { 1 , 2 , 6 } by 100011 • Represent { 1 , 5 , 6 } by 110001 • bvor ( 100011 , 110001 )

  19. Basic Operations on Sets • Problem: Sets with difgerent types (universes) • Find suitable common super-type Example 18 • { 1 , 2 } ∪ { 5 , 6 } • Represent { 1 , 2 } by 11 • Represent { 5 , 6 } by 11 • bvor ( 11 , 11 ) does not represent { 1 , 2 } ∪ { 5 , 6 } • Represent { 1 , 2 } by 000011 • Represent { 5 , 6 } by 110000 • bvor ( 000011 , 110000 )

  20. Advanced Operations on Sets • Let U be the universe of S 19 • Power Sets P ( S ) • For x ∈ U : setsWith ( x ) shall denote { s | s ⊆ U ∧ x ∈ s } • P ( S ) = ( ∪ s ∈ U \ S setsWith ( s )) c

  21. Advanced Operations on Sets Example • This is 00000101 20 • Let U = { 0 , 1 , 2 } • Enumeration: ∅ , { 0 } , { 1 } , { 0 , 1 } , { 2 } , { 0 , 2 } , { 1 , 2 } , { 0 , 1 , 2 } • setsWith : 10101010 , 11001100 , 11110000 • P ( { 1 } ) : bvnot ( bvor ( 10101010 , 11110000 ))

  22. Improvements for the Translation

  23. Improvements for the Translation • Cut Declarations • Auxiliary functions for quantifjer expansion • Limit use of Skolemisation 21

  24. Auxiliary Functions for Quantifjer Expansion • Quantifjer expansion with nested quantifjers can be costly • Defjne functions that cover the individual quantifjer levels Example 22 • Let Int [ a , b ] : = { x ∈ Z | a ≤ x ≤ b } • ∀ x : Int [ 0 , 4 ] . ∀ y : Int [ 0 , 4 ] . x + y < 10 • Introduce f : Int [ 0 , 4 ] → Bool • Defjne f ( x ) : = ∧ y ∈ I [ 0 , 4 ] x + y < 10 • ∧ x ∈ I [ 0 , 4 ] f ( x )

  25. Limiting Skolemisation • Skolem-functions regularly require certain properties • Assurance of properties involves universal quantifjers • Expanding original existential quantifjer can be more effjcient than expanding universal quantifjers from properties. Example 23 • ∀ x : Int [ 1 , 10 ] . ∃ y : Int [ 1 , 2 ] . x − y ≥ 0 • Skolemisation: Use f : I [ 1 , 10 ] → I [ 1 , 2 ] • Bit vector representation of ˆ f : BitVec ( 4 ) → BitVec ( 2 ) • Have to ensure that 01 ≤ BV ˆ f ( 0001 ) ≤ BV 10 , 01 ≤ BV ˆ f ( 0010 ) ≤ BV 10 , · · ·

  26. Results and Conclusions

  27. Results • 50 test cases covering all types • User defjned theorems and generated theorems • Relatively large model parameters 24 • ∼ 3 4 valid

  28. Results Fastest valid 1 1 Row does not sum up to 100 due to equal timings and rounding Faster than RISCAL invalid Faster than RISCAL valid Faster than RISCAL RISCAL Fastest invalid 1 25 Boolector Fastest 1 Z3 Yices CVC4 28 % 14 % 6 % 54 % 0 % 18 % 16 % 8 % 60 % 0 % 58 % 8 % 0 % 33 % 0 % 54 % 52 % 72 % 42 % 63 % 61 % 82 % 47 % 25 % 25 % 42 % 25 %

  29. Results • Results strongly depend on structure of RISCAL specifjcations • RISCAL benefjts from: • valid existentially quantifjed formulae • invalid universally quantifjed formulae • SMT-Solver approach disbenefjts from • Language constructs that need additional quantifjer expansions (recursive functions, choose) 26

  30. Future Work • Support for recursive types • Use SMT solvers incrementally • Generation of counterexamples • Usage of a SMT-LIB logic with quantifjers 27

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