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The complexity within well-partial-orderings Antonio Montalb an - - PowerPoint PPT Presentation

The complexity within well-partial-orderings Antonio Montalb an University of Chicago Madison, March 2012 Antonio Montalb an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 1 / 22 1 Background on WQOs 2 WQOs in Proof


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The complexity within well-partial-orderings

Antonio Montalb´ an –

University of Chicago

Madison, March 2012

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 1 / 22

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1 Background on WQOs 2 WQOs in Proof Theory

Kruskal’s theorem and the graph-minor theorem Linear orderings and Fra¨ ıss´ e’s Conjecture

3 WPOs in Computability Theory

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 2 / 22

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Well-quasi-orderings

Definition: A well-quasi-ordering (WQO), is quasi-ordering which has no infinite descending sequences and no infinite antichains.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 3 / 22

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Well-quasi-orderings

Definition: A well-quasi-ordering (WQO), is quasi-ordering which has no infinite descending sequences and no infinite antichains. Example: The following sets are WQO under an embeddability relation: finite strings over a finite alphabet [Higman 52];

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 3 / 22

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Well-quasi-orderings

Definition: A well-quasi-ordering (WQO), is quasi-ordering which has no infinite descending sequences and no infinite antichains. Example: The following sets are WQO under an embeddability relation: finite strings over a finite alphabet [Higman 52]; finite trees [Kruskal 60],

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 3 / 22

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Well-quasi-orderings

Definition: A well-quasi-ordering (WQO), is quasi-ordering which has no infinite descending sequences and no infinite antichains. Example: The following sets are WQO under an embeddability relation: finite strings over a finite alphabet [Higman 52]; finite trees [Kruskal 60], labeled transfinite sequences with finite labels [Nash-Williams 65];

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 3 / 22

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Well-quasi-orderings

Definition: A well-quasi-ordering (WQO), is quasi-ordering which has no infinite descending sequences and no infinite antichains. Example: The following sets are WQO under an embeddability relation: finite strings over a finite alphabet [Higman 52]; finite trees [Kruskal 60], labeled transfinite sequences with finite labels [Nash-Williams 65]; countable linear orderings [Laver 71];

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 3 / 22

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Well-quasi-orderings

Definition: A well-quasi-ordering (WQO), is quasi-ordering which has no infinite descending sequences and no infinite antichains. Example: The following sets are WQO under an embeddability relation: finite strings over a finite alphabet [Higman 52]; finite trees [Kruskal 60], labeled transfinite sequences with finite labels [Nash-Williams 65]; countable linear orderings [Laver 71]; finite graphs [Robertson, Seymour].

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 3 / 22

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Well-quasi-orderings

Definition: A well-quasi-ordering (WQO), is quasi-ordering which has no infinite descending sequences and no infinite antichains. Example: The following sets are WQO under an embeddability relation: finite strings over a finite alphabet [Higman 52]; finite trees [Kruskal 60], labeled transfinite sequences with finite labels [Nash-Williams 65]; countable linear orderings [Laver 71]; finite graphs [Robertson, Seymour].

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 3 / 22

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Well-quasi-orderings

Definition: A well-quasi-ordering (WQO), is quasi-ordering which has no infinite descending sequences and no infinite antichains. Example: The following sets are WQO under an embeddability relation: finite strings over a finite alphabet [Higman 52]; finite trees [Kruskal 60], labeled transfinite sequences with finite labels [Nash-Williams 65]; countable linear orderings [Laver 71]; finite graphs [Robertson, Seymour]. Definition: A well-partial-ordering (WPO), is a WQO which is a partial ordering.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 3 / 22

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Well-partial-orders

There are many equivalent characterizations of WPOs:

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 4 / 22

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Well-partial-orders

There are many equivalent characterizations of WPOs: P is well-founded and has no infinite antichains;

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 4 / 22

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Well-partial-orders

There are many equivalent characterizations of WPOs: P is well-founded and has no infinite antichains; for every f : N → P there exists i < j such that f (i) P f (j);

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 4 / 22

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Well-partial-orders

There are many equivalent characterizations of WPOs: P is well-founded and has no infinite antichains; for every f : N → P there exists i < j such that f (i) P f (j); every subset of P has a finite set of minimal elements;

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 4 / 22

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Well-partial-orders

There are many equivalent characterizations of WPOs: P is well-founded and has no infinite antichains; for every f : N → P there exists i < j such that f (i) P f (j); every subset of P has a finite set of minimal elements; all linear extensions of P are well-orders.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 4 / 22

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Well-partial-orders

There are many equivalent characterizations of WPOs: P is well-founded and has no infinite antichains; for every f : N → P there exists i < j such that f (i) P f (j); every subset of P has a finite set of minimal elements; all linear extensions of P are well-orders.

The reverse mathematics and computability theory of these equivalences was been studied in [Cholak-Marcone-Solomon 04].

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 4 / 22

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Closure properties of WPOs

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 5 / 22

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Closure properties of WPOs

The sum and disjoint sum of two WPOs are WPO.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 5 / 22

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Closure properties of WPOs

The sum and disjoint sum of two WPOs are WPO. The product of two WPOs is WPO.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 5 / 22

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Closure properties of WPOs

The sum and disjoint sum of two WPOs are WPO. The product of two WPOs is WPO. Finite strings over a WPO are a WPO (Higman, 1952).

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 5 / 22

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Closure properties of WPOs

The sum and disjoint sum of two WPOs are WPO. The product of two WPOs is WPO. Finite strings over a WPO are a WPO (Higman, 1952). Finite trees with labels from a WPO are a WPO (Kruskal, 1960).

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 5 / 22

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Closure properties of WPOs

The sum and disjoint sum of two WPOs are WPO. The product of two WPOs is WPO. Finite strings over a WPO are a WPO (Higman, 1952). Finite trees with labels from a WPO are a WPO (Kruskal, 1960). Transfinite sequences with labels from a WPO which use only finitely many labels are a WPO (Nash-Williams, 1965).

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 5 / 22

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Length

Recall: Every linearization of a WPO is well-ordered.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 6 / 22

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Length

Recall: Every linearization of a WPO is well-ordered.

(L is a linearization of (P, P) if it’s linear and x P y ⇒ x L y.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 6 / 22

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Length

Recall: Every linearization of a WPO is well-ordered.

(L is a linearization of (P, P) if it’s linear and x P y ⇒ x L y. So, for any {xn}n∈ω, there are i < j with (xi P xj), hence xi >L xj.)

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 6 / 22

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Length

Recall: Every linearization of a WPO is well-ordered.

(L is a linearization of (P, P) if it’s linear and x P y ⇒ x L y. So, for any {xn}n∈ω, there are i < j with (xi P xj), hence xi >L xj.)

Definition: The length of P = (P, P) is

  • (P) = sup{ordType(W , L) : where L is a linearization of P}.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 6 / 22

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Length

Recall: Every linearization of a WPO is well-ordered.

(L is a linearization of (P, P) if it’s linear and x P y ⇒ x L y. So, for any {xn}n∈ω, there are i < j with (xi P xj), hence xi >L xj.)

Definition: The length of P = (P, P) is

  • (P) = sup{ordType(W , L) : where L is a linearization of P}.

Def: Bad(P) = {x0, ..., xn−1 ∈ P<ω : ∀i < j (xi P xj)}, Note: P is a WPO ⇔ Bad(P) is well-founded.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 6 / 22

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Length

Recall: Every linearization of a WPO is well-ordered.

(L is a linearization of (P, P) if it’s linear and x P y ⇒ x L y. So, for any {xn}n∈ω, there are i < j with (xi P xj), hence xi >L xj.)

Definition: The length of P = (P, P) is

  • (P) = sup{ordType(W , L) : where L is a linearization of P}.

Def: Bad(P) = {x0, ..., xn−1 ∈ P<ω : ∀i < j (xi P xj)}, Note: P is a WPO ⇔ Bad(P) is well-founded. Theorem: [De Jongh, Parikh 77] o(P) + 1 = rk(Bad(P)).

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 6 / 22

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1 Background on WQOs 2 WQOs in Proof Theory

Kruskal’s theorem and the graph-minor theorem Linear orderings and Fra¨ ıss´ e’s Conjecture

3 WPOs in Computability Theory

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 7 / 22

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Kruskal’s theorem

Theorem: [Kruskal 60] Let T be the set of finite trees ordered by

T S if there is an embedding : T → S preserving < and g.l.b.

Then T is a WQO.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 7 / 22

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Kruskal’s theorem

Theorem: [Kruskal 60] Let T be the set of finite trees ordered by

T S if there is an embedding : T → S preserving < and g.l.b.

Then T is a WQO. Theorem: [Friedman] The length of T is Γ0, the Feferman–Sch¨

utte ordinal.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 7 / 22

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Kruskal’s theorem

Theorem: [Kruskal 60] Let T be the set of finite trees ordered by

T S if there is an embedding : T → S preserving < and g.l.b.

Then T is a WQO. Theorem: [Friedman] The length of T is Γ0, the Feferman–Sch¨

utte ordinal. (Γ0 is the the proof-theoretic ordinal of ATR0. It’s the “least ordinal” that ATR0 can’t prove it’s an ordinal.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 7 / 22

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Kruskal’s theorem

Theorem: [Kruskal 60] Let T be the set of finite trees ordered by

T S if there is an embedding : T → S preserving < and g.l.b.

Then T is a WQO. Theorem: [Friedman] The length of T is Γ0, the Feferman–Sch¨

utte ordinal. (Γ0 is the the proof-theoretic ordinal of ATR0. It’s the “least ordinal” that ATR0 can’t prove it’s an ordinal. ATR0 –Arithmetic Transfinite Recursion– is the subsystem of 2nd-order arithmetic that allows the iteration of the Turing jump along any ordinal.)

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 7 / 22

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Kruskal’s theorem

Theorem: [Kruskal 60] Let T be the set of finite trees ordered by

T S if there is an embedding : T → S preserving < and g.l.b.

Then T is a WQO. Theorem: [Friedman] The length of T is Γ0, the Feferman–Sch¨

utte ordinal. (Γ0 is the the proof-theoretic ordinal of ATR0. It’s the “least ordinal” that ATR0 can’t prove it’s an ordinal. ATR0 –Arithmetic Transfinite Recursion– is the subsystem of 2nd-order arithmetic that allows the iteration of the Turing jump along any ordinal.)

Corollary: [Friedman] (RCA0) Kruskal’s theorem ⇒ Γ0 well-ordered.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 7 / 22

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Kruskal’s theorem

Theorem: [Kruskal 60] Let T be the set of finite trees ordered by

T S if there is an embedding : T → S preserving < and g.l.b.

Then T is a WQO. Theorem: [Friedman] The length of T is Γ0, the Feferman–Sch¨

utte ordinal. (Γ0 is the the proof-theoretic ordinal of ATR0. It’s the “least ordinal” that ATR0 can’t prove it’s an ordinal. ATR0 –Arithmetic Transfinite Recursion– is the subsystem of 2nd-order arithmetic that allows the iteration of the Turing jump along any ordinal.)

Corollary: [Friedman] (RCA0) Kruskal’s theorem ⇒ Γ0 well-ordered. Therefore, ATR0 ⊢ Kruskal’s theorem.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 7 / 22

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The “big five” subsystems of 2nd-order arithmetic

Axiom systems: RCA0: WKL0: ACA0: ATR0: Π1

1-CA0:

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 8 / 22

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The “big five” subsystems of 2nd-order arithmetic

Axiom systems: RCA0: Recursive Comprehension + Σ0

1-induction + Semiring ax.

WKL0: ACA0: ATR0: Π1

1-CA0:

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 8 / 22

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The “big five” subsystems of 2nd-order arithmetic

Axiom systems: RCA0: Recursive Comprehension + Σ0

1-induction + Semiring ax.

WKL0: Weak K¨

  • nig’s lemma + RCA0

ACA0: ATR0: Π1

1-CA0:

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 8 / 22

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The “big five” subsystems of 2nd-order arithmetic

Axiom systems: RCA0: Recursive Comprehension + Σ0

1-induction + Semiring ax.

WKL0: Weak K¨

  • nig’s lemma + RCA0

ACA0: Arithmetic Comprehension + RCA0 ⇔ “for every set X, X ′ exists”. ATR0: Π1

1-CA0:

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 8 / 22

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The “big five” subsystems of 2nd-order arithmetic

Axiom systems: RCA0: Recursive Comprehension + Σ0

1-induction + Semiring ax.

WKL0: Weak K¨

  • nig’s lemma + RCA0

ACA0: Arithmetic Comprehension + RCA0 ⇔ “for every set X, X ′ exists”. ATR0: Arithmetic Transfinite recursion + ACA0. ⇔ “ ∀X, ∀ ordinal α, X (α) exists”. Π1

1-CA0:

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 8 / 22

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The “big five” subsystems of 2nd-order arithmetic

Axiom systems: RCA0: Recursive Comprehension + Σ0

1-induction + Semiring ax.

WKL0: Weak K¨

  • nig’s lemma + RCA0

ACA0: Arithmetic Comprehension + RCA0 ⇔ “for every set X, X ′ exists”. ATR0: Arithmetic Transfinite recursion + ACA0. ⇔ “ ∀X, ∀ ordinal α, X (α) exists”. Π1

1-CA0: Π1 1-Comprehension + ACA0.

⇔ “∀X, the hyper-jump of X exists”.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 8 / 22

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The exact reversals

[Friedman] Neither of ATR0, or Kruskal’s theorem implies the other.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 9 / 22

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The exact reversals

[Friedman] Neither of ATR0, or Kruskal’s theorem implies the other.

Thm: [Rathjen–Weiermann 93] The length of T is θΩω, the Ackerman ordinal. The following are equivalent over RCA0 Kruskal’s theorem. The Π1

1-reflection principle for Π1 2-transfinite induction.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 9 / 22

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The exact reversals

[Friedman] Neither of ATR0, or Kruskal’s theorem implies the other.

Thm: [Rathjen–Weiermann 93] The length of T is θΩω, the Ackerman ordinal. The following are equivalent over RCA0 Kruskal’s theorem. The Π1

1-reflection principle for Π1 2-transfinite induction.

Thm: [M.–Weiermann 2006] The following are equivalent over RCA0 ATR0 For every P, if P is a WQO, then so is T (P),

where T (P) is the set of finite trees with labels in P, ordered by T S if ∃f : T → S which preserves < and increasing on labels.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 9 / 22

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The minor-graph theorem

Theorem: [Robertson–Seymour] Let G be the set of finite graphs ordered by the minor relation. Then G is a WQO.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 10 / 22

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The minor-graph theorem

Theorem: [Robertson–Seymour] Let G be the set of finite graphs ordered by the minor relation. Then G is a WQO. Theorem: [Friedman–Robertson–Seymour] The length of G is φ0(ǫΩω+1).

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 10 / 22

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The minor-graph theorem

Theorem: [Robertson–Seymour] Let G be the set of finite graphs ordered by the minor relation. Then G is a WQO. Theorem: [Friedman–Robertson–Seymour] The length of G is φ0(ǫΩω+1).

(where φ0(ǫΩω+1), the Takeuti-Feferman-Buchholz ordinal, is the the proof-theoretic ordinal of Π1

1-CA0.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 10 / 22

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The minor-graph theorem

Theorem: [Robertson–Seymour] Let G be the set of finite graphs ordered by the minor relation. Then G is a WQO. Theorem: [Friedman–Robertson–Seymour] The length of G is φ0(ǫΩω+1).

(where φ0(ǫΩω+1), the Takeuti-Feferman-Buchholz ordinal, is the the proof-theoretic ordinal of Π1

1-CA0.

Π1

1-CA0 – is the system that allows Π1 1-comprehension.)

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 10 / 22

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The minor-graph theorem

Theorem: [Robertson–Seymour] Let G be the set of finite graphs ordered by the minor relation. Then G is a WQO. Theorem: [Friedman–Robertson–Seymour] The length of G is φ0(ǫΩω+1).

(where φ0(ǫΩω+1), the Takeuti-Feferman-Buchholz ordinal, is the the proof-theoretic ordinal of Π1

1-CA0.

Π1

1-CA0 – is the system that allows Π1 1-comprehension.)

Corollary: [Friedman, Robertson, Seymour] (RCA0) The minor-grarph theorem ⇒ φ0(ǫΩω+1) well-ordered. Therefore, Π1

1-CA0 ⊢ minor-graph theorem.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 10 / 22

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Fra¨ ıss´ e’s Conjecture

Theorem [Fra¨

ıss´ e’s Conjecture ’48; Laver ’71]

FRA:The countable linear orderings are WQO under embeddablity.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 11 / 22

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Fra¨ ıss´ e’s Conjecture

Theorem [Fra¨

ıss´ e’s Conjecture ’48; Laver ’71]

FRA:The countable linear orderings are WQO under embeddablity. Theorem[Shore ’93] FRA implies ATR0 over RCA0. Conjecture:[Clote ’90][Simpson ’99][Marcone] FRA is equivalent to ATR0 over RCA0.

Π1

2-CA0

  • Π1

1-CA0

  • FRA
  • ATR0
  • ACA0
  • WKL0
  • RCA0

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 11 / 22

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The “big five” subsystems of 2nd-order arithmetic

Axiom systems: RCA0: Recursive Comprehension + Σ0

1-induction + Semiring ax.

WKL0: Weak K¨

  • nig’s lemma + RCA0

ACA0: Arithmetic Comprehension + RCA0 ⇔ “for every set X, X ′ exists”. ATR0: Arithmetic Transfinite recursion + ACA0. ⇔ “ ∀X, ∀ ordinal α, X (α) exists”. Π1

1-CA0: Π1 1-Comprehension + ACA0.

⇔ “∀X, the hyper-jump of X exists”.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 12 / 22

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Fra¨ ıss´ e’s conjecture.

Claim

RCA0+FRA is the least system where it is possible to develop a reasonable theory of embeddability of linear orderings.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 13 / 22

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Fra¨ ıss´ e’s conjecture.

Claim

RCA0+FRA is the least system where it is possible to develop a reasonable theory of embeddability of linear orderings.

Theorem ([M. 05])

The following are equivalent over RCA0 FRA; Every scattered lin. ord. is a finite sum of indecomposables; Every indecomposable lin. ord. is either an ω-sum or an ω∗-sum of indecomposable l.o. of smaller rank. Jullien’s characterization of extendible linear orderings

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 13 / 22

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A Partition theorem

Theorem:[Folklore] If we color Q with finitely many colors, there exists an embedding Q → Q whose image has only one color.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 14 / 22

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A Partition theorem

Theorem:[Folklore] If we color Q with finitely many colors, there exists an embedding Q → Q whose image has only one color. Theorem (∗):[Laver ’72] For every countable L, there exists nL ∈ N, such that: If L is colored with finitely many colors, there is an embedding L → L whose image has at most nL colors.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 14 / 22

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A Partition theorem

Theorem:[Folklore] If we color Q with finitely many colors, there exists an embedding Q → Q whose image has only one color. Theorem (∗):[Laver ’72] For every countable L, there exists nL ∈ N, such that: If L is colored with finitely many colors, there is an embedding L → L whose image has at most nL colors.

Theorem ([M. 2005])

FRA is implied by Theorem (∗) over RCA0.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 14 / 22

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A Partition theorem

Theorem:[Folklore] If we color Q with finitely many colors, there exists an embedding Q → Q whose image has only one color. Theorem (∗):[Laver ’72] For every countable L, there exists nL ∈ N, such that: If L is colored with finitely many colors, there is an embedding L → L whose image has at most nL colors.

Theorem ([M. 2005])

FRA is implied by Theorem (∗) over RCA0.

Theorem ([Kach–Marcone–M.–Weiermann 2011])

FRA is equivalent to Theorem (∗) over RCA0.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 14 / 22

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Back to FRA

Def: Let Lα be the set of linear orderings of Hausdorff rank < α, quotiented by the bi-embeddability relation, and

  • rdered by the embeddability relation.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 15 / 22

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Back to FRA

Def: Let Lα be the set of linear orderings of Hausdorff rank < α, quotiented by the bi-embeddability relation, and

  • rdered by the embeddability relation.

1

[Laver 71] For countable α, Lα is countable.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 15 / 22

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Back to FRA

Def: Let Lα be the set of linear orderings of Hausdorff rank < α, quotiented by the bi-embeddability relation, and

  • rdered by the embeddability relation.

1

[Laver 71] For countable α, Lα is countable.

2

[M. 05] For computable α, (Lα, ) is computably presentable.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 15 / 22

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SLIDE 62

Back to FRA

Def: Let Lα be the set of linear orderings of Hausdorff rank < α, quotiented by the bi-embeddability relation, and

  • rdered by the embeddability relation.

1

[Laver 71] For countable α, Lα is countable.

2

[M. 05] For computable α, (Lα, ) is computably presentable.

3

(This was used to prove that every hypearithmetic linear ordering is bi-embeddable with a computable one in [M. 05])

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 15 / 22

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SLIDE 63

Back to FRA

Def: Let Lα be the set of linear orderings of Hausdorff rank < α, quotiented by the bi-embeddability relation, and

  • rdered by the embeddability relation.

1

[Laver 71] For countable α, Lα is countable.

2

[M. 05] For computable α, (Lα, ) is computably presentable.

3

(This was used to prove that every hypearithmetic linear ordering is bi-embeddable with a computable one in [M. 05])

4 FRA is equivalent to “∀ ordinal α < ω1 (Lα is WQO).” Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 15 / 22

slide-64
SLIDE 64

Back to FRA

Def: Let Lα be the set of linear orderings of Hausdorff rank < α, quotiented by the bi-embeddability relation, and

  • rdered by the embeddability relation.

1

[Laver 71] For countable α, Lα is countable.

2

[M. 05] For computable α, (Lα, ) is computably presentable.

3

(This was used to prove that every hypearithmetic linear ordering is bi-embeddable with a computable one in [M. 05])

4 FRA is equivalent to “∀ ordinal α < ω1 (Lα is WQO).”

Question: Given α, what is the length of Lα?

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 15 / 22

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SLIDE 65

Back to FRA

Def: Let Lα be the set of linear orderings of Hausdorff rank < α, quotiented by the bi-embeddability relation, and

  • rdered by the embeddability relation.

1

[Laver 71] For countable α, Lα is countable.

2

[M. 05] For computable α, (Lα, ) is computably presentable.

3

(This was used to prove that every hypearithmetic linear ordering is bi-embeddable with a computable one in [M. 05])

4 FRA is equivalent to “∀ ordinal α < ω1 (Lα is WQO).”

Question: Given α, what is the length of Lα? Given α, what is the rank of Lα as a well-founded poset?

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 15 / 22

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SLIDE 66

Finite Hausdorff rank

Theorem ([Marcone, M 08])

The length of Lω is ǫǫǫ...,

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 16 / 22

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SLIDE 67

Finite Hausdorff rank

Theorem ([Marcone, M 08])

The length of Lω is ǫǫǫ...,

where ǫǫǫ... is the first fixed point of the function α → ǫα, where ǫα is the (α + 1)st fixed point for the function β → ωβ.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 16 / 22

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SLIDE 68

Finite Hausdorff rank

Theorem ([Marcone, M 08])

The length of Lω is ǫǫǫ...,

where ǫǫǫ... is the first fixed point of the function α → ǫα, where ǫα is the (α + 1)st fixed point for the function β → ωβ.

Note: ǫǫǫ... is the proof-theoretic ordinal of ACA+,

where ACA+ is the system RCA0+∀X(X (ω) exists). (So ǫǫǫ... is the least ordinal that ACA+ can’t prove is well-ordered.)

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 16 / 22

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SLIDE 69

Finite Hausdorff rank

Theorem ([Marcone, M 08])

The length of Lω is ǫǫǫ...,

where ǫǫǫ... is the first fixed point of the function α → ǫα, where ǫα is the (α + 1)st fixed point for the function β → ωβ.

Note: ǫǫǫ... is the proof-theoretic ordinal of ACA+,

where ACA+ is the system RCA0+∀X(X (ω) exists). (So ǫǫǫ... is the least ordinal that ACA+ can’t prove is well-ordered.)

Theorem ([Marcone, M 08])

That Lω is a WQO, follows from ACA+ + “ǫǫǫ... is well-ordered”, but not from ACA+.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 16 / 22

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SLIDE 70

1 Background on WQOs 2 WQOs in Proof Theory

Kruskal’s theorem and the graph-minor theorem Linear orderings and Fra¨ ıss´ e’s Conjecture

3 WPOs in Computability Theory

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 17 / 22

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SLIDE 71

complexity of maximal order types

Recall: o(P) = sup{ordType(P, L) : where L is a linearization of P}.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 17 / 22

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SLIDE 72

complexity of maximal order types

Recall: o(P) = sup{ordType(P, L) : where L is a linearization of P}.

Theorem: [De Jongh, Parikh 77] Every WPO P has a linearization of order type o(P).

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 17 / 22

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SLIDE 73

complexity of maximal order types

Recall: o(P) = sup{ordType(P, L) : where L is a linearization of P}.

Theorem: [De Jongh, Parikh 77] Every WPO P has a linearization of order type o(P). We call such a linearization, a maximal linearization of P.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 17 / 22

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SLIDE 74

complexity of maximal order types

Recall: o(P) = sup{ordType(P, L) : where L is a linearization of P}.

Theorem: [De Jongh, Parikh 77] Every WPO P has a linearization of order type o(P). We call such a linearization, a maximal linearization of P. Such linearizations have been found by different methods in different examples.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 17 / 22

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SLIDE 75

complexity of maximal order types

Recall: o(P) = sup{ordType(P, L) : where L is a linearization of P}.

Theorem: [De Jongh, Parikh 77] Every WPO P has a linearization of order type o(P). We call such a linearization, a maximal linearization of P. Such linearizations have been found by different methods in different examples. Question [Schmidt 1979]: Is the length of a computable WPO computable?

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 17 / 22

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SLIDE 76

Computable Length

Q: Is the length of a computable WPO, computable?

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 18 / 22

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SLIDE 77

Computable Length

Q: Is the length of a computable WPO, computable? We mentioned that o(P) + 1 = rk(Bad(P)), where Bad(P) = {x0, ..., xn−1 ∈ W <ω : ∀i < j (xi P xj)}, Since Bad(P) is computable and well-founded, it has rank < ωCK

1

. So, o(P) is a computable ordinal.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 18 / 22

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SLIDE 78

Computable Length

Q: Is the length of a computable WPO, computable? We mentioned that o(P) + 1 = rk(Bad(P)), where Bad(P) = {x0, ..., xn−1 ∈ W <ω : ∀i < j (xi P xj)}, Since Bad(P) is computable and well-founded, it has rank < ωCK

1

. So, o(P) is a computable ordinal. Q: Does every computable WPO have a computable maximal linearization?

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 18 / 22

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SLIDE 79

A computable maximal linearization

Theorem ([M 2007])

Every computable WPO has a computable maximal linearization.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 19 / 22

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SLIDE 80

A computable maximal linearization

Theorem ([M 2007])

Every computable WPO has a computable maximal linearization. Q: Can we find them uniformly?

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 19 / 22

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SLIDE 81

A computable maximal linearization

Theorem ([M 2007])

Every computable WPO has a computable maximal linearization. Q: Can we find them uniformly?

Theorem ([M 2007])

There is computable procedure that given P produces a linearization L such that for some δ ωδ L o(P) < ωδ+1.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 19 / 22

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SLIDE 82

A computable maximal linearization

Theorem ([M 2007])

Every computable WPO has a computable maximal linearization. Q: Can we find them uniformly?

Theorem ([M 2007])

There is computable procedure that given P produces a linearization L such that for some δ ωδ L o(P) < ωδ+1.

Theorem ([M 2007])

Let a be a Turing degree. TFAE:

1 a uniformly computes maximal linearizations of computable WPOs. 2 a uniformly computes 0(β) for every β < ωCK

1 .

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 19 / 22

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SLIDE 83

The height of a WPO

We denote by Ch(P) the collection of all chains of P.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 20 / 22

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SLIDE 84

The height of a WPO

We denote by Ch(P) the collection of all chains of P. P is a WPO ⇒ all its chains are well-orders.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 20 / 22

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SLIDE 85

The height of a WPO

We denote by Ch(P) the collection of all chains of P. P is a WPO ⇒ all its chains are well-orders.

Definition

If P is well founded, its height is ht(P) = sup{α : ∃C ∈ Ch(P) α = ordType(L)}.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 20 / 22

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SLIDE 86

The height of a WPO

We denote by Ch(P) the collection of all chains of P. P is a WPO ⇒ all its chains are well-orders.

Definition

If P is well founded, its height is ht(P) = sup{α : ∃C ∈ Ch(P) α = ordType(L)}. Theorem: [Wolk 1967] If P is a WPO, there exists C ∈ Ch(P) with order type ht(P).

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 20 / 22

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SLIDE 87

The height of a WPO

We denote by Ch(P) the collection of all chains of P. P is a WPO ⇒ all its chains are well-orders.

Definition

If P is well founded, its height is ht(P) = sup{α : ∃C ∈ Ch(P) α = ordType(L)}. Theorem: [Wolk 1967] If P is a WPO, there exists C ∈ Ch(P) with order type ht(P). Such a chain is called a maximal chain of P.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 20 / 22

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SLIDE 88

The height of a WPO

We denote by Ch(P) the collection of all chains of P. P is a WPO ⇒ all its chains are well-orders.

Definition

If P is well founded, its height is ht(P) = sup{α : ∃C ∈ Ch(P) α = ordType(L)}. Theorem: [Wolk 1967] If P is a WPO, there exists C ∈ Ch(P) with order type ht(P). Such a chain is called a maximal chain of P. Q: How difficult is it to compute maximal chains?

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 20 / 22

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SLIDE 89

Computing maximal chains

Theorem ([Marcone-Shore 2010])

Every computable WPO P has a hyperarithmetic maximal chain.

(Recall: X ⊆ ω is hyperarithmetic iff it’s ∆1

1.)

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 21 / 22

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SLIDE 90

Computing maximal chains

Theorem ([Marcone-Shore 2010])

Every computable WPO P has a hyperarithmetic maximal chain.

(Recall: X ⊆ ω is hyperarithmetic iff it’s ∆1

1.)

Maximal chains aren’t easy to compute:

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 21 / 22

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SLIDE 91

Computing maximal chains

Theorem ([Marcone-Shore 2010])

Every computable WPO P has a hyperarithmetic maximal chain.

(Recall: X ⊆ ω is hyperarithmetic iff it’s ∆1

1.)

Maximal chains aren’t easy to compute:

Theorem ([Marcone–M.–Shore 2012])

Let α < ωCK

1

. There exists a computable WPO P such that 0(α) does not compute any maximal chain of P.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 21 / 22

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SLIDE 92

Computing maximal chains

Maximal chains are not easy to compute,

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 22 / 22

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SLIDE 93

Computing maximal chains

Maximal chains are not easy to compute, but almost everybody can compute them.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 22 / 22

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SLIDE 94

Computing maximal chains

Maximal chains are not easy to compute, but almost everybody can compute them.

Theorem ([Marcone-M.-Shore 2012])

Let G ∈ 2ω be hyperarithmetically generic. Then G can compute a maximal chain in every computable WPO.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 22 / 22

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SLIDE 95

Computing maximal chains

Maximal chains are not easy to compute, but almost everybody can compute them.

Theorem ([Marcone-M.-Shore 2012])

Let G ∈ 2ω be hyperarithmetically generic. Then G can compute a maximal chain in every computable WPO.

Pf:

  • The key observation is that all downward closed subsets of P are computable.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 22 / 22

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SLIDE 96

Computing maximal chains

Maximal chains are not easy to compute, but almost everybody can compute them.

Theorem ([Marcone-M.-Shore 2012])

Let G ∈ 2ω be hyperarithmetically generic. Then G can compute a maximal chain in every computable WPO.

Pf:

  • The key observation is that all downward closed subsets of P are computable.
  • Suppose that P has cofinality ωα+1.
  • Then, build an operator ΦP,G

α

, that returns a sequence of computable sub-partial orderings P0 P1 ..., such that, if G is generic, then infinitely many of the Pi will have cofinality ωα.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 22 / 22

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SLIDE 97

Computing maximal chains

Maximal chains are not easy to compute, but almost everybody can compute them.

Theorem ([Marcone-M.-Shore 2012])

Let G ∈ 2ω be hyperarithmetically generic. Then G can compute a maximal chain in every computable WPO.

Pf:

  • The key observation is that all downward closed subsets of P are computable.
  • Suppose that P has cofinality ωα+1.
  • Then, build an operator ΦP,G

α

, that returns a sequence of computable sub-partial orderings P0 P1 ..., such that, if G is generic, then infinitely many of the Pi will have cofinality ωα.

  • Then use effective transfinite recursion.

Antonio Montalb´ an (U. of Chicago) Well-Partial-Orderings Madison, March 2012 22 / 22