Privacy and EHR I nform ation Flow s in Canada EHI L W ebinar - - PowerPoint PPT Presentation

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Privacy and EHR I nform ation Flow s in Canada EHI L W ebinar - - PowerPoint PPT Presentation

Privacy and EHR I nform ation Flow s in Canada EHI L W ebinar Series Presented by: Joan Roch, Chief Privacy Strategist, Canada Health I nfow ay March 1 , 2 0 1 1 Outline 1. Background 2. Infoways privacy mandate and work 3. The Common


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Privacy and EHR I nform ation Flow s in Canada EHI L W ebinar Series

Presented by: Joan Roch, Chief Privacy Strategist, Canada Health I nfow ay March 1 , 2 0 1 1

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Outline

  • 1. Background
  • 2. Infoway’s privacy mandate and work
  • 3. The Common Understandings Paper
  • 4. Looking Ahead
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Canada Health Infoway

  • Created in 2001
  • $2.1 billion in federal funding
  • Independent, not-for-profit corporation
  • Accountable to 14 federal/ provincial/ territorial

governments

Mission:

Fostering and accelerating the development and adoption of electronic health information systems with compatible standards and communications technologies on a pan-Canadian basis with tangible benefits to Canadians. Infoway will build on existing initiatives and pursue collaborative relationships in pursuit of its mission.

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Points of care

Hom ecare Em ergency Services Pharm acy Laboratory Specialist Clinic Com m unity Care Centre Clinic Diagnostic Hospital Em ergency

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Examples of Recent Progress

— Diagnostic imaging network in southwest Ontario — Sault Ste. Marie EMRxtra

— improved medication coordination and identification of drug

related problems

Drug Information systems report

— An estimated $436million in cost savings and efficiencies in

2010 alone

For more information on progress go to:

Know ingisbetter.ca

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Strong support for the EHR

  • 2007 public opinion survey shows:

— An increase in the public’s support for and comfort with

the EHR:

  • 2003 - 85 per cent support EHR
  • 2007 - 90 per cent support EHR

— Concerns decreased since 2003 but expectations that

privacy and security will be addressed, increased

  • E.g., Audit trails – privacy policies – sanctions

— Acceptance towards some secondary uses

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Infoway’s Privacy Mandate

achieve objectives in compliance

with applicable privacy laws and include privacy impact assessments

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Privacy and health information laws

NL NS PEI NB QC ON MB SK NT YT NU BC AB

LEGEND

Provincial health inform ation protection law / provisions Provincial private sector privacy legislation ( “substantially sim ilar”) Federal private sector privacy law ( “PI PEDA”) Federal public sector access to inform ation and privacy law s Provincial public sector freedom of inform ation and privacy law s Provincial health info law s introduced, not yet proclaim ed Provincial health inform ation law ( substantially sim ilar)

* Quebec’s health services laws include provisions that address privacy. ** Yukon’s ATIPP law extends to cover hospital and personal health information.

September 2010 ** *

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Privacy at Infoway

Infoway has taken a ‘Privacy by Design’ approach Elements include:

the privacy and security architecture

a Privacy Impact Assessment policy contributing to legislative and policy initiatives Involvement in external activities Projects e.g.,

the Inter-jurisdictional data flow project The consent directives project

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Privacy at Infoway

Preparing papers and reports on EHR privacy issues,

e.g.,

The Privacy Impact Assessment of the Electronic

Health Record Blueprint

The W hite Paper on I nform ation Governance The Com m on Understandings Paper Hosting forums e.g.,

The pan-Canadian Privacy Forum The Health I nform ation Privacy Group The HIAL implementers group, Standards Collaborative Working Group 8

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Privacy by Design at Infoway

  • 2005

— the Privacy and Security Conceptual Architecture

  • 2007

— White Paper on Information Governance of the

Interoperable EHR

  • Objectives:

— discuss information governance in the EHR context

»The concept of a shared health record »‘Access’ based vs. ‘disclosure’ based »Increases the visibility of actions (e.g., audit trails) »Increase in trans-jurisdictional data flows

— share lessons learned from other sectors — stimulate action

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Key messages in the White Paper

  • Information governance is not new; we need to

look at it in the EHR context

  • Each jurisdiction’s approach will be informed by

its legislation and health delivery mechanisms.

  • Existing mechanisms can be leveraged.
  • Addressing information governance is a

process.

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The Privacy Forum

  • Created November 2007

— All jurisdictions supported the initiative.

  • Unique composition:

— A representative from each Health Ministry and

each Privacy Commissioner/ Ombudsman’s Office.

  • Its objectives:

— To enhance the group’s understanding of the EHR — To share experience and expertise — To consider information governance/ privacy issues

raised in the White Paper (and the EHR PIA) and common solutions that support the interoperable EHR.

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The Health Information Privacy Group

  • Created December 2008

— Result of Privacy Forum deliberations

  • Composition:

— The Ministry representatives of the Privacy Forum.

  • Its objectives:

— To discuss the information governance issues

raised in the White Paper (and the EHR PIA)

— To work towards the development of common

solutions that support the interoperable EHR.

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The Common Understandings paper

  • The paper represents the consensus of the HIP group
  • The paper:

— builds on the existing legislative landscape — emphasizes jurisdictional responsibility

— promotes consistency in approach — supports appropriate trans-jurisdictional flow of

information

  • Scope:

— In – information for care and treatment, some

secondary uses,

— Out - public health surveillance, first nations

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The common understandings

Relate to:

  • 1. foundational understandings
  • 2. trans-jurisdictional collection and disclosure of EHR

information

  • 3. patient control of their EHR information
  • patient notification
  • 4. trans-jurisdictional disclosures of EHR information

for secondary use

  • 5. accountability for information governance of the

iEHR

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  • 1. Foundational common understandings
  • Set the stage for trans-jurisdictional disclosures of

PHI in a multi-jurisdictional EHR context, e.g.:

— Jurisdictional support for appropriate and privacy-

protective trans-jurisdictional disclosures

— Recognition that jurisdictions make EHR system

choices that meet their legislative requirements, while striving for pan-Canadian interoperability

— EHR disclosures take place in compliance with

legislative or other authorities

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  • 2. Trans-jurisdictional disclosure and collection
  • Basic principles underpinning the collection and

disclosure of EHR information across jurisdictions, within Canada, e.g.,:

— Clarifies that ‘sharing’, ‘flowing’, ‘movement’ of PHI

from one jurisdiction to another is a ‘disclosure’ from

  • ne jurisdiction and an (indirect) ‘collection’ by the
  • ther.
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  • 2. Trans-jurisdictional disclosure and collection

(cont)

  • Disclosing jurisdiction follows its legislation/ policies

respecting disclosure and the jurisdiction that is (indirectly) collecting the information follows its legislation/ policies for collection.

  • Information disclosed to a second jurisdiction

becomes subject to the legislation and policies of the second jurisdiction.

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  • 3. Patient control and notices
  • Principles about patient control of their EHR PHI &

key messages for patient notices about EHRs, e.g.:

— The control a patient has exercised over his or her

information in the home jurisdiction should be respected in another jurisdiction to the extent possible given the second jurisdiction’s legal framework and EHR system choices

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  • 3. Patient control and notices (cont)
  • For jurisdictions whose EHR systems allow for

patient control of their information, patient notices should include messages about:

— Situations in which their information can be

unmasked without their consent

— Other provisions that can override personal masking

requests

— The fact that if they seek care in another jurisdiction,

the information collected in that ‘other’ jurisdiction will be subject to the ‘other’ jurisdiction’s masking policies.

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  • 4. Trans-jurisdictional disclosures for secondary use
  • Context

— Current legislative framework authorizes secondary

use

— Part of recognized value of EHR is potential to use

information for secondary use

— EHR environment needs to continue to allow for

appropriate and privacy-protective secondary use

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Secondary Use (cont)

In scope Out of scope

Trans-jurisdictional disclosures Uses and disclosures within a jurisdiction Disclosures without consent Disclosures for which consent is required or sought EHR information Information from source systems Information that is identifiable or potentially re-identifiable – PHI or potential PHI Anonymous or aggregated information Clinical program management, health system administration and research Population health surveillance Secondary uses unrelated to health

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Secondary Use (cont)

  • HIP Group’s focus:

— de-identification of personal health information — review and assessment processes — patient notification — governance

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Secondary Use (cont)

  • De-identification:

— call for disclosure of aggregate or de-identified

information as norm; but recognize authority for disclosures of identifiable

— need for entities to have knowledge of de-

identification techniques and how to apply them

— recognize that de-identification alone is not enough,

that other practices also required to minimize privacy risks

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Secondary Use (cont)

  • Review and assessment processes:

— jurisdictions need review and assessment processes

for trans-jurisdictional disclosures of EHR data for secondary uses

  • particularly for identifiable or potentially re-identifiable

information

— the review should be commensurate with the

potential risk level of the disclosure

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Secondary Use (cont)

  • Patient notification:

— need for patient information on trans-jurisdictional

disclosures for secondary uses

— need to be able to inform patients on request of

trans-jurisdictional disclosures of their identifiable information for secondary uses

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Secondary Use (cont)

  • Governance

— foundational principles apply to disclosures for

secondary use

— call for information sharing agreements for additional

protection and clarity

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  • 5. Accountability for information governance of

the iEHR

  • Accountability at three levels

— Jurisdictional — Organizational — Pan-Canadian

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  • 5. Accountability for information governance of

the iEHR

  • Jurisdictional level:

— jurisdictions are accountable — assumes jurisdictional governance structures in place

& stresses importance that structures:

  • include a privacy and information governance

component

  • be accountable to the Minister
  • be clear where accountability resides
  • Organization level

— need for organizations to revisit their privacy

responsibilities in EHR environment and their compliance with privacy obligations.

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  • 5. Accountability for information governance of

the iEHR

  • Pan-Canadian level

— calls for a pan-Canadian coordinating structure to

discuss, address and coordinate common privacy and security related information governance issues, IT issues and standards.

— Suggests continuation of the f/ p/ t HIP group to

continue work on the privacy elements.

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Moving forward

  • Paper is posted.
  • Being shared broadly through print and

presentations.

  • Positive reactions to date.
  • Value to jurisdictions
  • Considerable interest from organizations and

programs facing inter-jurisdictional movement of information.

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Questions??

Thank you!

www.infoway-inforoute.ca Click on Resources for access to:

  • Privacy and EHR I nform ation

Flow s in Canada: Common

understandings of Pan-Canadian Health Information Privacy Group

  • - includes links to other key documents

and resources