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Orthogonal polynomials and zeros of optimal approximants Daniel - - PowerPoint PPT Presentation

Orthogonal polynomials and zeros of optimal approximants Daniel Seco (with Bnteau, Khavinson, Liaw, and Simanek) Universitat de Barcelona Optimal Point Configurations and Orthogonal Polynomials, CIEM, Castro Urdiales, 20/04/2017 Seco (UB)


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Orthogonal polynomials and zeros of optimal approximants

Daniel Seco (with Bénéteau, Khavinson, Liaw, and Simanek)

Universitat de Barcelona

Optimal Point Configurations and Orthogonal Polynomials, CIEM, Castro Urdiales, 20/04/2017

Seco (UB) Approximants vs. OP CIEM 1 / 11

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Our basics

Definition

Let ω0 = 1, ωk > 0, and lim

ωk ωk+1 = 1. Then

H2

ω = {f ∈ Hol(D) : f(z) =

  • k∈N

akzk, ||f||2

ω = ∞

  • k=0

|ak|2ωk < ∞}.

Seco (UB) Approximants vs. OP CIEM 2 / 11

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SLIDE 3

Our basics

Definition

Let ω0 = 1, ωk > 0, and lim

ωk ωk+1 = 1. Then

H2

ω = {f ∈ Hol(D) : f(z) =

  • k∈N

akzk, ||f||2

ω = ∞

  • k=0

|ak|2ωk < ∞}.

Definition

f is cyclic (in H2

ω) if Pf is dense in H2 ω.

Seco (UB) Approximants vs. OP CIEM 2 / 11

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SLIDE 4

Our basics

Definition

Let ω0 = 1, ωk > 0, and lim

ωk ωk+1 = 1. Then

H2

ω = {f ∈ Hol(D) : f(z) =

  • k∈N

akzk, ||f||2

ω = ∞

  • k=0

|ak|2ωk < ∞}.

Definition

f is cyclic (in H2

ω) if Pf is dense in H2 ω.

f cyclic ⇔ ∃{pn}n∈N ∈ P : ||pnf − 1||ω

n→∞

→ 0.

Seco (UB) Approximants vs. OP CIEM 2 / 11

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SLIDE 5

Our basics

Definition

Let ω0 = 1, ωk > 0, and lim

ωk ωk+1 = 1. Then

H2

ω = {f ∈ Hol(D) : f(z) =

  • k∈N

akzk, ||f||2

ω = ∞

  • k=0

|ak|2ωk < ∞}.

Definition

f is cyclic (in H2

ω) if Pf is dense in H2 ω.

f cyclic ⇔ ∃{pn}n∈N ∈ P : ||pnf − 1||ω

n→∞

→ 0. f regular +Z(f) ∩ D = ∅ ⇒ cyclic ⇒ Z(f) ∩ D = ∅.

Seco (UB) Approximants vs. OP CIEM 2 / 11

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Our approach

Our approach: find p∗

n that minimizes pnf − 1 among Pn, that is,

the orthogonal projection of 1 onto Pnf.

Seco (UB) Approximants vs. OP CIEM 3 / 11

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Our approach

Our approach: find p∗

n that minimizes pnf − 1 among Pn, that is,

the orthogonal projection of 1 onto Pnf.

Theorem (BCLSS, ’15; FMS, ’14)

p∗

n(z) = n j=0 cjzj only solution to Mc = b where

c = (cj)n

j=0,

Mj,k =< zjf, zkf >ω, bk =< 1, zkf >ω .

Seco (UB) Approximants vs. OP CIEM 3 / 11

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SLIDE 8

Our approach

Our approach: find p∗

n that minimizes pnf − 1 among Pn, that is,

the orthogonal projection of 1 onto Pnf.

Theorem (BCLSS, ’15; FMS, ’14)

p∗

n(z) = n j=0 cjzj only solution to Mc = b where

c = (cj)n

j=0,

Mj,k =< zjf, zkf >ω, bk =< 1, zkf >ω . Useful techniques for studying cyclicity of a fixed function. Cyclic ⇔ p∗

nf − 1 → 0 ⇔ p∗ n(0) → 1/f(0).

Seco (UB) Approximants vs. OP CIEM 3 / 11

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Our approach

Our approach: find p∗

n that minimizes pnf − 1 among Pn, that is,

the orthogonal projection of 1 onto Pnf.

Theorem (BCLSS, ’15; FMS, ’14)

p∗

n(z) = n j=0 cjzj only solution to Mc = b where

c = (cj)n

j=0,

Mj,k =< zjf, zkf >ω, bk =< 1, zkf >ω . Useful techniques for studying cyclicity of a fixed function. Cyclic ⇔ p∗

nf − 1 → 0 ⇔ p∗ n(0) → 1/f(0).

So we want to know about these polynomials! Today: where are their zeros? Which points of the plane may be zeros of such polynomials? (for a fixed space)

Seco (UB) Approximants vs. OP CIEM 3 / 11

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The connection between OP and OA

p∗

n(z)f(z) = Πn(1)(z) = n

  • k=0

1, ϕkf ϕk(z)f(z)

Seco (UB) Approximants vs. OP CIEM 4 / 11

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SLIDE 11

The connection between OP and OA

p∗

n(z)f(z) = Πn(1)(z) = n

  • k=0

1, ϕkf ϕk(z)f(z)

Theorem (BKLSS ’16)

p∗

n(z) = n

  • k=0

ϕk(z)ϕk(0)f(0).

Seco (UB) Approximants vs. OP CIEM 4 / 11

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The connection between OP and OA

p∗

n(z)f(z) = Πn(1)(z) = n

  • k=0

1, ϕkf ϕk(z)f(z)

Theorem (BKLSS ’16)

p∗

n(z) = n

  • k=0

ϕk(z)ϕk(0)f(0). We can also (in general) recover OPs from opt. apprs.

Seco (UB) Approximants vs. OP CIEM 4 / 11

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The connection between OP and OA

p∗

n(z)f(z) = Πn(1)(z) = n

  • k=0

1, ϕkf ϕk(z)f(z)

Theorem (BKLSS ’16)

p∗

n(z) = n

  • k=0

ϕk(z)ϕk(0)f(0). We can also (in general) recover OPs from opt. apprs. In H2, Z(p∗

n) = {zj −1 : zj ∈ Z(ϕn)}.

In fact, these zero sets characterize cyclic functions.

Seco (UB) Approximants vs. OP CIEM 4 / 11

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So where are the zeros?

Easy trick: it is enough to study n = 1,

Seco (UB) Approximants vs. OP CIEM 5 / 11

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So where are the zeros?

Easy trick: it is enough to study n = 1, ...and then we can solve the problem for each fixed function f: If (z − z0) optimal for f ⇒ z0 =

zf2 <f,zf>.

Seco (UB) Approximants vs. OP CIEM 5 / 11

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SLIDE 16

So where are the zeros?

Easy trick: it is enough to study n = 1, ...and then we can solve the problem for each fixed function f: If (z − z0) optimal for f ⇒ z0 =

zf2 <f,zf>.

If z0 / ∈ D, z0 is achieved by f(z) = 1/(z − z0) in any space.

Seco (UB) Approximants vs. OP CIEM 5 / 11

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SLIDE 17

So where are the zeros?

Easy trick: it is enough to study n = 1, ...and then we can solve the problem for each fixed function f: If (z − z0) optimal for f ⇒ z0 =

zf2 <f,zf>.

If z0 / ∈ D, z0 is achieved by f(z) = 1/(z − z0) in any space. If we rotate the variable, the result also rotates, and the set of points that are achieved is connected so the only unknown is: which points in [0, 1] are possible?

Seco (UB) Approximants vs. OP CIEM 5 / 11

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So where are the zeros?

Easy trick: it is enough to study n = 1, ...and then we can solve the problem for each fixed function f: If (z − z0) optimal for f ⇒ z0 =

zf2 <f,zf>.

If z0 / ∈ D, z0 is achieved by f(z) = 1/(z − z0) in any space. If we rotate the variable, the result also rotates, and the set of points that are achieved is connected so the only unknown is: which points in [0, 1] are possible? If ω non decreasing, then

zf2 |<f,zf>| CSI

>

zf f nondec

≥ 1 ⇒ z0 / ∈ D.

Seco (UB) Approximants vs. OP CIEM 5 / 11

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SLIDE 19

So where are the zeros?

Easy trick: it is enough to study n = 1, ...and then we can solve the problem for each fixed function f: If (z − z0) optimal for f ⇒ z0 =

zf2 <f,zf>.

If z0 / ∈ D, z0 is achieved by f(z) = 1/(z − z0) in any space. If we rotate the variable, the result also rotates, and the set of points that are achieved is connected so the only unknown is: which points in [0, 1] are possible? If ω non decreasing, then

zf2 |<f,zf>| CSI

>

zf f nondec

≥ 1 ⇒ z0 / ∈ D. If ∃k, n : ωk > 4ωk+n+1 then fk,n(z) = zkTn( 1+z

1−z ) makes z0 ∈ D.

Seco (UB) Approximants vs. OP CIEM 5 / 11

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SLIDE 20

The general problem

Problem

Let ω fixed (decreasing). What is the value of Uω := sup

  • |<f,zf>|

zf2

: f ∈ H2

ω

  • ?

Seco (UB) Approximants vs. OP CIEM 6 / 11

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The general problem

Problem

Let ω fixed (decreasing). What is the value of Uω := sup

  • |<f,zf>|

zf2

: f ∈ H2

ω

  • ?

Is the supremum a maximum? Uniqueness?

Seco (UB) Approximants vs. OP CIEM 6 / 11

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SLIDE 22

The general problem

Problem

Let ω fixed (decreasing). What is the value of Uω := sup

  • |<f,zf>|

zf2

: f ∈ H2

ω

  • ?

Is the supremum a maximum? Uniqueness? If so, what is the extremal function?

Seco (UB) Approximants vs. OP CIEM 6 / 11

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SLIDE 23

The general problem

Problem

Let ω fixed (decreasing). What is the value of Uω := sup

  • |<f,zf>|

zf2

: f ∈ H2

ω

  • ?

Is the supremum a maximum? Uniqueness? If so, what is the extremal function?

Theorem

Uω = Jω

2

Seco (UB) Approximants vs. OP CIEM 6 / 11

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SLIDE 24

The general problem

Problem

Let ω fixed (decreasing). What is the value of Uω := sup

  • |<f,zf>|

zf2

: f ∈ H2

ω

  • ?

Is the supremum a maximum? Uniqueness? If so, what is the extremal function?

Theorem

Uω = Jω

2

If Uω > 1 then ∃!f ∗ (up to f ∗(z) → Cf ∗(zeiθ)).

Seco (UB) Approximants vs. OP CIEM 6 / 11

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SLIDE 25

The general problem

Problem

Let ω fixed (decreasing). What is the value of Uω := sup

  • |<f,zf>|

zf2

: f ∈ H2

ω

  • ?

Is the supremum a maximum? Uniqueness? If so, what is the extremal function?

Theorem

Uω = Jω

2

If Uω > 1 then ∃!f ∗ (up to f ∗(z) → Cf ∗(zeiθ)). f ∗(z) = ∞

n=0 Pn (Jω) zn

Seco (UB) Approximants vs. OP CIEM 6 / 11

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SLIDE 26

The general problem

Problem

Let ω fixed (decreasing). What is the value of Uω := sup

  • |<f,zf>|

zf2

: f ∈ H2

ω

  • ?

Is the supremum a maximum? Uniqueness? If so, what is the extremal function?

Theorem

Uω = Jω

2

If Uω > 1 then ∃!f ∗ (up to f ∗(z) → Cf ∗(zeiθ)). f ∗(z) = ∞

n=0 Pn (Jω) zn

where {Pk} is a particular family of monic orthogonal polynomials given by a recurrence relationship and Jω is the Jacobi matrix (Jω)i,j = ωj

ωj+1 if |i − j| = 1; 0, o.w.

Seco (UB) Approximants vs. OP CIEM 6 / 11

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Proof

Enough to study f ∈ Pn and lim Uω,n = Uω

Seco (UB) Approximants vs. OP CIEM 7 / 11

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Proof

Enough to study f ∈ Pn and lim Uω,n = Uω Easy: functional is greater if coefficients ≥ 0.

Seco (UB) Approximants vs. OP CIEM 7 / 11

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Proof

Enough to study f ∈ Pn and lim Uω,n = Uω Easy: functional is greater if coefficients ≥ 0. Then, Lagrange multipliers and we obtain a0 = 1, a1 = λ ak+1 = λak −

ωk ωk+1 ak−1.

Seco (UB) Approximants vs. OP CIEM 7 / 11

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Proof

Enough to study f ∈ Pn and lim Uω,n = Uω Easy: functional is greater if coefficients ≥ 0. Then, Lagrange multipliers and we obtain a0 = 1, a1 = λ ak+1 = λak −

ωk ωk+1 ak−1.

By induction, aj is a monic polynomial of degree j on λ.

Seco (UB) Approximants vs. OP CIEM 7 / 11

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Proof

Enough to study f ∈ Pn and lim Uω,n = Uω Easy: functional is greater if coefficients ≥ 0. Then, Lagrange multipliers and we obtain a0 = 1, a1 = λ ak+1 = λak −

ωk ωk+1 ak−1.

By induction, aj is a monic polynomial of degree j on λ. Favard’s Theorem: ak = Pk(λ), monic polys with such a recursion are orthogonal for the spectral measure of the Jacobi matrix Jω.

Seco (UB) Approximants vs. OP CIEM 7 / 11

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Proof

Enough to study f ∈ Pn and lim Uω,n = Uω Easy: functional is greater if coefficients ≥ 0. Then, Lagrange multipliers and we obtain a0 = 1, a1 = λ ak+1 = λak −

ωk ωk+1 ak−1.

By induction, aj is a monic polynomial of degree j on λ. Favard’s Theorem: ak = Pk(λ), monic polys with such a recursion are orthogonal for the spectral measure of the Jacobi matrix Jω. With other classical and modern results on orthogonal polynomials and Jacobi matrices + some work on regularity of some measures ⇒ our Thm.

Seco (UB) Approximants vs. OP CIEM 7 / 11

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OK, but... can you compute it?

We were able to compute explicitly Jω for the following:

Definition

β > −1, ωk = β+k+1

k

−1, H2

ω =: A2 β, Bergman-type space (for β).

Seco (UB) Approximants vs. OP CIEM 8 / 11

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OK, but... can you compute it?

We were able to compute explicitly Jω for the following:

Definition

β > −1, ωk = β+k+1

k

−1, H2

ω =: A2 β, Bergman-type space (for β).

f2

ω = (β + 1)

  • D

|f(z)|2(1 − |z|2)βdA(z)

Seco (UB) Approximants vs. OP CIEM 8 / 11

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SLIDE 35

OK, but... can you compute it?

We were able to compute explicitly Jω for the following:

Definition

β > −1, ωk = β+k+1

k

−1, H2

ω =: A2 β, Bergman-type space (for β).

f2

ω = (β + 1)

  • D

|f(z)|2(1 − |z|2)βdA(z)

Theorem

β, ω as above. Jω =

β+3

β+2, f ∗(z) =

  • 1 −

z

β+2

−(β+3)

Seco (UB) Approximants vs. OP CIEM 8 / 11

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Example in the Bergman space

Back to the recursion (β = 0), we get: ak+1 = λak − k + 2 k + 1ak−1.

Seco (UB) Approximants vs. OP CIEM 9 / 11

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SLIDE 37

Example in the Bergman space

Back to the recursion (β = 0), we get: ak+1 = λak − k + 2 k + 1ak−1. Sum + multiply:

  • k=1

ak+1zk = λ

  • k=1

akzk −

  • k=1

k + 2 k + 1ak−1zk.

Seco (UB) Approximants vs. OP CIEM 9 / 11

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SLIDE 38

Example in the Bergman space

Back to the recursion (β = 0), we get: ak+1 = λak − k + 2 k + 1ak−1. Sum + multiply:

  • k=1

ak+1zk = λ

  • k=1

akzk −

  • k=1

k + 2 k + 1ak−1zk. This becomes a differential equation: f ∗(z)(3z − λ) + (f ∗)′(z)(1 − λz + z2) = 0.

Seco (UB) Approximants vs. OP CIEM 9 / 11

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Example in the Bergman space

Back to the recursion (β = 0), we get: ak+1 = λak − k + 2 k + 1ak−1. Sum + multiply:

  • k=1

ak+1zk = λ

  • k=1

akzk −

  • k=1

k + 2 k + 1ak−1zk. This becomes a differential equation: f ∗(z)(3z − λ) + (f ∗)′(z)(1 − λz + z2) = 0. For the solution to be analytic in D we need one zero of (1 − λz + z2) to match λ/3. This gives the value of λ. Then solve everything else.

Seco (UB) Approximants vs. OP CIEM 9 / 11

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A few further directions

Which pairs of points happen for degree 2 and do those zeros minimize anything “reasonable” directly? ... a link with potentials?

Seco (UB) Approximants vs. OP CIEM 10 / 11

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A few further directions

Which pairs of points happen for degree 2 and do those zeros minimize anything “reasonable” directly? ... a link with potentials? Algorithms for inversion of matrices may give characterizations of cyclicity, so... adequate algorithms?

Seco (UB) Approximants vs. OP CIEM 10 / 11

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SLIDE 42

A few further directions

Which pairs of points happen for degree 2 and do those zeros minimize anything “reasonable” directly? ... a link with potentials? Algorithms for inversion of matrices may give characterizations of cyclicity, so... adequate algorithms? Many more problems! Ask me!

Seco (UB) Approximants vs. OP CIEM 10 / 11

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The End

Gracias!

Seco (UB) Approximants vs. OP CIEM 11 / 11