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On the adaptive finite element analysis of the Kohn-Sham equations Denis Davydov, Toby Young, Paul Steinmann Denis Davydov, LTM, Erlangen, Germany August 2015 Outline 1. Density Functional Theory and its discretisation with FEM 2. Mesh motion


  1. On the adaptive finite element analysis of the Kohn-Sham equations Denis Davydov, Toby Young, Paul Steinmann Denis Davydov, LTM, Erlangen, Germany August 2015

  2. Outline 1. Density Functional Theory and its discretisation with FEM 2. Mesh motion approach 3. A posteriori mesh refinement 4. Numerical examples and discussion 5. Conclusions and future work Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 2 /29

  3. Di fg erent Scales time scale ∂ B n B ∂ B d continuum mechanics deal.II (a finite element D ifferential E quations A nalysis L ibrary) Our goal is to atomistic simulation solve quantum mechanics using h-FEM . quantum physics length scale Bangerth, W., Hartmann, R., & Kanschat, G. (2007). deal.II---A general-purpose object-oriented finite element library. ACM Transactions on Mathematical Software, 33(4), 24–es. doi:10.1145/1268776.1268779 Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 3 /29

  4. Kohn-Sham theorem 1. The ground state property of many-electron system is x ∈ R 3 uniquely determined by an electron density ρ ( x ) 2. There exists an energy functional of the system. In the ground state electron density minimises this functional. Born-Oppenheimer approximation: nuclei are fixed in space, electrons are moving in a static external potential generated by nuclei. O R J R I Electronic state is described by a wavefunction ψ ( x ) Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 4 /29

  5. Density Functional Theory The electron density: Total energy of the system X f α | ψ α ( x ) | 2 ρ ( x ) := E 0 = E kin + E Hartree + E ion + E xc + E zz α partial occupancy orthonormal electronic The kinetic energy of non-interacting electrons: number, such that wavefunctions  � Z � 1 X 2 r 2 f α ψ ∗ E kin := ψ α d x X f α ≡ N e α Ω α α The exchange-correlation energy which represents quantum many-body interactions: Z E xc := ρ ( x ) ε xc ( ρ ( x )) d x Ω The Hartree energy (electrostatic interaction between electrons): E Hartree := 1 ρ ( x ) ρ ( x 0 ) Z Z | x − x 0 | d x 0 d x . 2 Ω Ω Electrostatic interaction between electrons and the external potential of nuclei: " # Z Z Z I X E ion := V ion ( x ) ρ ( x ) d x =: ρ ( x ) d x − | x − R I | Ω Ω I Repulsive nuclei-nuclei electrostatic interaction energy: Z I Z J E zz := 1 X | R I − R J | 2 I , J 6 =I Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 5 /29

  6. Kohn-Sham eigenvalue problem stationary conditions " # � 1 2 r 2 + V e ff ( x ; ρ ) ψ α ( x ) = λ α ψ α ( x ) ρ ( x 0 ) | x − x 0 | d x 0 + δ E xc Z I Z X V e ff ( x ) := V ion ( x ) + V Hartree ( x ) + V xc ( x ) ≡ − | x − R I | + δρ Ω I Explicit Approach : compute Hartree potential more efficiently via solving the Poisson equation need to evaluate for every quadrature V ion �r 2 V Hartree ( x ) = 4 πρ ( x ) point. Hence, bad scaling w.r.t. number of atoms. Implicit Approach : recall that 1/r is Green’s functions of the Laplace operator " # �r 2 [ V Hartree ( x ) + V ion ( x )] = 4 π X solution is not in ! H 1 ρ ( x ) � Z I δ ( x � R I ) I Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 6 /29

  7. Kohn-Sham eigenvalue problem (cont.) stationary conditions " # As a result evaluation � 1 2 r 2 + V e ff ( x ; ρ ) ψ α ( x ) = λ α ψ α ( x ) of scales linearly V ion w.r.t. the number of atoms. V e ff ( x ) := V S V L ⇥ ⇤ ion ( x ) + ion ( x ) + V Hartree ( x ) + V xc ( x ) Gaussian Approach : split Coulomb potential into fully-local short-range and smooth long-range parts erf ( | x − R I | / σ ) X V L ion ( x ) := − Z I | x − R I | I This potential corresponds to the Gaussian charge distribution, i.e. � | x � R I | 2 ✓ ◆ Z I X �r 2 V L ion ( x ) ⌘ � 4 π π 3 / 2 σ 3 exp σ 2 I The remaining short-range part is used directly during assembly of the eigenvalue problem Z I 1 − erf ( | x − R I | / σ ) X X V S | x − R I | − V L ion ( x ) := − ion ( x ) = − Z I | x − R I | I I whereas the Hartree potential and the long-range parts are evaluated by solving the Poisson problem " ◆# � | x � R I | 2 ✓ Z I X V Hartree ( x ) + V L �r 2 ⇥ ⇤ ion ( x ) = 4 π ρ ( x ) � π 3 / 2 σ 3 exp σ 2 I Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 7 /29

  8. Discretisation in space Introduce a finite element basis for the wave-functions and the potential fields ψ α i N ψ X X ϕ i N ϕ ψ α ( x ) = i ( x ) ϕ ( x ) = i ( x ) i i X f α | ψ α ( x ) | 2 ρ ( x ) := α solve iteratively until The generalised eigenvalue problem The generalised Poisson problem convergence i.e. split into a sequence of L ij ϕ j = R H j + R V [ K ij + V ij ] ψ α j = λ α M ij ψ α j linear problems j the potential matrix contribution to the RHS from the electron density Z N ψ i ( x ) V e ff ( x ; ϕ , ρ ) N ψ V ij := j ( x ) d x Z R H Ω 4 π N ϕ j := i ( x ) ρ ( x ) d x Ω the mass (or overlap) matrix possibly non-zero contribution to the RHS from nuclei density - R V Z j N ψ i ( x ) N ψ M ij := j ( x ) d x Ω the kinetic matrix the Laplace matrix K ij := 1 Z Z r N ψ i ( x ) · r N ψ j ( x ) d x r N ϕ i ( x ) · r N ϕ L ij := j ( x ) d x 2 Ω Ω Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 8 /29

  9. Outline 1. Density Functional Theory and its discretisation with FEM 2. Mesh motion approach 3. A posteriori mesh refinement 4. Numerical examples and discussion 5. Conclusions and future work Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 9 /29

  10. Mesh motion approach In order to increase the accuracy of numerical solution and avoid singularities of the Coulomb potential, we need to obtain a mesh such that ions are located at vertexes. - find the closest vertex - prescribe it’s motion to nucleus position O - move other nodes as to… R I I V I Hence we face a problem of determining the u ( V I ) mesh motion field according to the u ( x ) specified point-wise constraints. Approach 1 : Laplace equation Approach 1I : small-strain linear elasticity [ c ( x ) C : r sym u ( x )] · r = 0 on Ω , [ c ( x ) r u ( x )] · r = 0 on Ω , u ( x ) = 0 on ∂ Ω , u ( x ) = 0 on ∂ Ω , such that u ( V I ) = R I � V I . such that u ( V I ) = R I � V I , fourth order isotropic 1 initial position elastic tensor with unit c ( x ) = of the vertex min I | x � R I | . bulk and shear moduli. closest to nuclei I. Jasak, H. & Tukovi ć , Z (2006). Automatic Mesh Motion for the Unstructured Finite Volume Method Transactions of Famena, 30, 1-20. Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 10 /29

  11. Mesh motion (scaled Jacobian element quality) • Naive displacement of the closest vertex to the position of nuclei lead to a unacceptably destroyed elements. • Laplace approach was found to lead to a better element quality near nuclei. Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 11 /29

  12. Outline 1. Density Functional Theory and its discretisation with FEM 2. Mesh motion approach 3. A posteriori mesh refinement 4. Numerical examples and discussion 5. Conclusions and future work Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 12 /29

  13. A posteriori mesh refinement Approach 1 : Residual based error-estimator for each eigenpair: ◆ 2 ✓  � 1 � Z Z 2 r 2 + V e ff � λ α ] 2 d a η 2 e, α := h 2 d x + h e [ [ r ψ α · n ] ψ α e Ω e ∂ Ω e X η 2 η 2 e ≡ e, α α Approach 1I : Kelly error estimator applied to electron density or the electrostatic potential . ϕ ρ Z η 2 e ( • ) := h e [ [ r ( • ) · n ] ] d a ∂ Ω e Marking strategy : marks a minimum subset of a triangulation whose M ⊂ T squared error is more than a given fraction of the squared total error "X # X η 2 η 2 θ ≤ e e e ∈ T e ∈ M Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 13 /29

  14. Outline 1. Density Functional Theory and its discretisation with FEM 2. Mesh motion approach 3. A posteriori mesh refinement 4. Numerical examples and discussion 5. Conclusions and future work Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 14 /29

  15. Treatment of the ionic potential Consider hydrogen atom centered at the origin. V e ff ≡ V ion H V L V ion ( x ) ion ( x ) • The 1/r singularity can not be represented exactly by non-enhanced FE trial spaces. • For the Gaussian charge approach a convergence to the analytical solution is evident. Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 15 /29

  16. Treatment of the ionic potential (cont.) Consider hydrogen and helium atoms that are centered at the origin. H He • Each approach converges to the expected solution with subsequent mesh refinement. • The split of the potential into fully local short-range and smooth long-range part is beneficial from the computational points of view. Otherwise scales badly w.r.t. the number of atoms. Denis Davydov, LTM, Erlangen, Germany College Station (August 2015) 16 /29

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