SLIDE 1 New Approaches to Improving the Quality of Care: Becoming a Learning Health System
Karl Bilimoria MD MS Surgical Outcomes and Quality Improvement Center (SOQIC) Department of Surgery and Center for Healthcare Studies Feinberg School of Medicine, Northwestern University
@kbilimoria
SLIDE 2 Disclosures
- No financial disclosures
- Supported by NIH, AHRQ, HCSC, ACS, NCCN,
ACoS, ABS, ACGME, CHCF, NU
SLIDE 3
Not “Surgical Outcomes and Quality Improvement Research Center”
SOQuIR
Your Center’s Acronym Is Important
SLIDE 4 Northwestern Department
Department of Medical Social Sciences Lurie Comprehensive Cancer Center Center for Healthcare Studies NICER Oncology VA Center for Complex Chronic Care American College of Surgeons Northwestern Memorial Hospital
SLIDE 5 Surgical Outcomes and Quality Improvement Center
– Hospital quality comparisons – Quality measurement development/testing
– Public reporting – Pay for performance – Health policy evaluations
– Effectiveness of quality improvement initiatives
http://www.SOQIC.org
SLIDE 6 The Team
– 6 surgeons – ENT, GI, Anesthesia, Orthopedics, Plastics, Gynecology, Oncology
- Health Services Researchers
– 3 PhDs
– Statisticians, analysts, programmers, project coordinators, grants
SLIDE 7 Training Residents to Be Health Services Researchers
- Surgical resident research fellows
– 10 prior – 7 current
- Funding: T32, F32, other grants
- Ongoing national recruitment
SLIDE 8 Co-location
- 250 health services researchers and staff on 3 floors
SLIDE 9
Center for Healthcare Studies
SLIDE 10 ACS Collaboration
- Statewide quality collaborative
- FIRST Trial
- Special projects
– Risk calculator – Measure development: PQRS, CoC, NQF
- Clinical Scholars (research fellows)
- 5 grants together
SLIDE 11 Prospective Cluster-Randomized Trials
- f QI and Policy Interventions
25 Hospitals 25 Hospitals
vs.
QI Intervention/Policy:
- Checklist
- Implement bundle of
best practices
- Financial motivation
- Public reporting
No Intervention
Other intervention
SLIDE 12 High
U.S. Postal Service Hotels Health Services Auto Manufacturing Food Services Airlines Tobacco Computers
Industries by Size, Productivity, and Efficiency
How does the quality of care compare?
Company, 2005
SLIDE 13
quality
conditions
variability in care
SLIDE 14 Birkmeyer et al, NEJM 2003
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SLIDE 16 Evil or Genius End Results Registry
Honors, except those I have thrust upon myself, are conspicuously absent..., but I am able to enjoy the hypothesis that I may receive some more from a more receptive generation.
SLIDE 17 100 Years of Improving Quality
1913 1922 1950
1951
1998 2004 2005 2011
Minimum Standard for Hospitals COMMITTEE ON TRAUMA
SSR
2012
TQIP TQIP
SLIDE 18 ACS Approach to Improving Quality
- Accreditation
- Research / trials
- Education
- Quality measurement and feedback
SLIDE 19
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Developing a Learning Health System
SLIDE 21
- Surgical quality measurement and improvement tool
- 500+ hospitals
- All surgical subspecialties
- Short-term outcomes
- Endorsed by CMS, Joint Commission, CDC, AMA, AHA,
and many others
American College of Surgeons National Surgical Quality Improvement Program
SLIDE 22 Hospital ACS NSQIP Team
- Surgeon Champion
- Surgical Clinical Reviewer
– Data abstractor – QI/PI project manager
SLIDE 23
Quality Improvement Process
High-Quality Surgical Care Capture/ Analyze the Data Data Feedback Act on Data, Best Practices Capture/ Analyze the Data
SLIDE 24 Performance Relative to Other Hospitals
Odds Ratio Observed Rate: 6.41% Expected Rate: 3.91% O/E Ratio: 1.64 Status: Needs Improvement
SLIDE 25 History of NSQIP
October 2004
- 27% decline in post-operative mortality
- 45% drop in post-operative morbidity
- Median post-operative length of stay 9 to
4 days
- Patient satisfaction improved
SLIDE 26
Participating Hospitals: 600 and increasing
SLIDE 27 ASC NSQIP Key Features
- Rigorous Clinical Data Abstraction
– Standardized data definitions – Trained data abstractor-Surgical Clinical Reviewer (SCR) – Comprehensive set of >70 risk factors – Intraoperative data – Externally audited data – Allows for rigorous risk adjustment
- All surgical subspecialties
- Risk-Adjusted Outcomes
– 30-day morbidity, mortality, readmission & LOS – 30+ Outcomes
SLIDE 28
Quality Improvement Process
High-Quality Surgical Care Capture/ Analyze the Data Data Feedback Act on Data, Best Practices Capture/ Analyze the Data
SLIDE 29 ACS NSQIP Surgical Specialties
- General Surgery
- Vascular
- Gynecologic
- Urologic
- Plastic & Reconstructive Surgery
- Otolaryngology
- Orthopedic Surgery
- Neurosurgery
- Thoracic Surgery
SLIDE 30 Preoperative data: 70+
- Demographics
- Comorbidities
- Preop labs:
Intraoperative data: 20+
- Procedure (CPT) and Indication (ICD-9)
- Intraoperative complications and events
Postoperative data: 25+
- Death
- DVT/PE, MI, SSI, UTI, pneumonia, renal failure
- Length of stay, reoperation, readmission
Data Collected
SLIDE 31 Types of Data Used in QI Programs
– Medicare – “Cheap” but often inaccurate
– ACS NSQIP, STS – Expensive and more reliable
SLIDE 32 Administrative vs. Clinical Data
Lawson et al, Ann Surg 2012
Missed in Administrative Data False Positives in Admin Data Superficial SSI 73% 71% Organ-space SSI 66% 74% UTI 55% 79% Pneumonia 50% 63% Sepsis 54% 63% VTE 47% 58% MI 22% 84%
SLIDE 33 Validation with Audits
- Audit procedure: highly reliable data
– Overall 1.6% disagreement rate
- Quality of data improves each year
Shiloach et al, JACS 2009
SLIDE 34 Do we need post-discharge data?
- Shorter LOS
- Emphasis on readmissions
- SCRs obtain post-discharge data
– Outpatient charts – Call patients
Index Operation 30 Days Discharge
Inpatient Outpatient
SLIDE 35 ACS NSQIP Captures Post-Discharge Events
- 40% had only post-discharge complications
- 33% of all complications were after discharge
- 25% of deaths occurred after discharge
Bilimoria et al, Ann Surg 2010
SLIDE 36
Quality Improvement Process
High-Quality Surgical Care Capture/ Analyze the Data Data Feedback Act on Data, Best Practices Capture/ Analyze the Data
SLIDE 37 01 04 08 12 16 20 24 28 32 36 40 44
Rank by unadjusted Outcomes
01 04 08 12 16 20 24 28 32 36 40 44
Rank by risk-adjusted Outcomes
Patient Comorbidity and Casemix Adjustment Does Matter
Best Worst
SLIDE 38 Cohen et al, JACS 2009 Morbidity Mortality
SLIDE 39 ASA Class and Functional Status MORBIDITY MORTALITY Cohen et al, Ann Surg 2009
SLIDE 40
Risk Adjustment with Fewer Variables
SLIDE 41
Quality Improvement Process
High-Quality Surgical Care Capture/ Analyze the Data Data Feedback Act on Data, Best Practices Capture/ Analyze the Data
SLIDE 42
Data Feedback
SLIDE 43 Observed Rate: 6.41% Expected Rate: 3.91% O/E Ratio: 1.64 Status: Needs Improvement
z Odds Ratio
Risk-Adjusted Outcome Report
SLIDE 44
Can see multiple risk-adjusted outcomes on a single page
Colorectal Surgery Outcomes
SLIDE 45
Quality Improvement Process
High-Quality Surgical Care Capture/ Analyze the Data Data Feedback Act on Data, Best Practices Capture/ Analyze the Data
SLIDE 46 Acting on the data
I think you should be more explicit here in Step 2.
SLIDE 47 Effector Mechanisms
- Identify and implement best practices
- Targeted QI projects
- Engage clinicians
- Learn from other hospitals
SLIDE 48 Best Practices Clinical/QI Topics
- SSI, VTE, UTI, pulmonary
- Catheter-Related Blood Stream Infection
- Many more
SSI Best Practices Guidelines
– Preop – Intraop – Postop – Things NOT to do!
SLIDE 49 Case Studies describing real improvement
Volume 1
– Cuyuna
– Danbury
– Decatur
– Henry Ford
– St John Volume 2
Advocate Good
Samaritan
Kaiser Sunnyside
Morristown Memorial
Scripps
Surrey Memorial
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SLIDE 53
Does ACS NSQIP Work??
SLIDE 54 ACS NSQIP: Data Matters
82%
OF HOSPITALS DECREASED COMPLICATIONS
66%
OF HOSPITALS DECREASED MORTALITY
250-500
COMPLICATIONS PREVENTED ANNUALLY PER HOSPTAL
SLIDE 55 Potential Cost Savings if U.S. Hospitals Adopt ACS NSQIP
- Reduction in complications: 250-500
- Average cost per complication: $11,626
- Average savings per hospital: $2,906,500 -
$5,813,000
- Potential yearly savings across 4,500 hospitals:
$13 - $26 billion/year
SLIDE 56
- St. Francis Hospital in Connecticut
UTI reduction of 1% resulted in >$1 million saved
2008 2009 2010 2011 2010 2009 2008
62% reduction Instituted ACS NSQIP Best Practice Guidelines in late 2008 to reduce the incidence of postoperative catheter-associated UTIs
2012
SLIDE 57
CMS Rule Regarding Participation in General Surgery Registry
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SLIDE 61 Registry Participation to be Tied to CMS Reimbursement
- Taxpayer Relief Act of 2013
– Government Accountability Office (GAO) to develop strategies to link clinical registry participation to payment incentives
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NSQIP Not Associated with Improved Outcomes
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SLIDE 69 ACS NSQIP Collaboratives
- More than 20 currently
- Benefits
– Customized benchmarking – Share experiences / best practices – Perform collaborative studies
SLIDE 70 Statewide Collaboratives
- Michigan
- Florida
- Tennessee
- Hospitals in collaboratives
improve more than hospitals working alone.
that far outweigh costs of the program.
- Hospitals already in NSQIP
also improve.
SLIDE 71 Improvement in Michigan
Sepsis ↓34% Pneumonia ↓29% Vent >48h ↓22% SSI ↓13% Cardiac arrest ↓33%
postoperative VAP rate by 70%
savings for the state in 1 year
SLIDE 72 Early Improvement in Tennessee
Acute renal failure ↓25% Sepsis ↓10% Vent >48h ↓15% SSI ↓19%
million in savings per year
SLIDE 73 ACS NSQIP in Illinois
- 20 hospitals in 2013
- 75+ hospitals not participating
- Many had shown some interest
- Interviews with current, interested, and other
hospitals to identify barriers to participation and improvement
SLIDE 74 Comments from Hospitals
- Unsure if worth the startup costs
- Unsure how to act on the data
- Surgeon Champion unsure of what to do
- SCRs wanted community to discuss issues
- Little opportunity to learn from other hospitals
SLIDE 75
- To facilitate hospitals working together
to improve the quality of surgical care in Illinois
- To create a novel research platform
Mission
SLIDE 76 Collaborative Effort Between
- ACS NSQIP
- ACS Metro Chicago and Illinois Chapters
- Blue Cross Blue Shield of Illinois (BCBSIL)
- Northwestern SOQIC
SLIDE 77 Advisory Committee
– Surgeon Champions – SCRs – Administrators
– Surgeon Champions – SCRs – Administrators
representatives
- ACS NSQIP staff
- Coordinating center
- BCBS-IL
representative
SLIDE 78 Illinois Surgical Quality Improvement Collaborative (ISQIC)
- ACS NSQIP data collection/reporting
infrastructure
- Model other successful statewide collaborations
- Recruit new hospitals and current ACS NSQIP
hospitals in Illinois
- Novel approaches to facilitate improvement
SLIDE 79
55 ISQIC Hospitals
SLIDE 80
SLIDE 81 ISQIC Baseline Assessment
- Assesses ISQIC Team’s familiarity with QI/PI
- Comparative data will be provided
- Average scores
- Overall
66%
64%
69%
- Areas of Strength:
- Creating a problem statement
- Identifying key stakeholders
- Creating project team
- Areas of Weakness:
- Identifying drivers of poor performance
- Implementing a strong change to
improve quality
SLIDE 82 Novel Approaches to Facilitate Using Your Data Effectively
- Mentor
- Coach
- Formal QI/PI curriculum
- Site visits
– Culture and quality assessments
SLIDE 83
The ISQIC Team
SLIDE 84 ISQIC Curriculum: Online Modules
– Introduction to NSQIP and ISQIC – Define (What are we trying to accomplish?) – Measure (How will we know that a change is an improvement) – Analyze (What change can we make that will result in an improvement) – Improve (Executing/testing the change) – Control (How do we ensure sustained performance?)
– How to use and interpret ACS NSQIP reports – Key Features of Quality and Stakeholder Interests – Organizational Knowledge and Leadership Skills – Patient Safety Principles – Teamwork and Communication – Change Management
SLIDE 85 ISQIC Curriculum: In-Person Training
- Brief talks to synthesize modules
- Half day of practical exercises
- Work through a project with coaches
SLIDE 86 Novel Approaches to Facilitate Using Your Data Effectively
- Customized, Illinois-Specific benchmark
reports
- Surgeon-specific reports
- Over time improvement reports for your
hospital and for the state
- Focus on process measures
SLIDE 87 Quality Improvement Projects
- 1 local project per year
- 1 statewide project per year
- Pilot grants
SLIDE 88
Semi-Annual Collaborative Meetings
SLIDE 89 Platform for Research
- Impact of our interventions
- Barriers to improvement
- Collaborative Quality Improvement Projects
SLIDE 90 Impact of Our Interventions
- QI/PI Curriculum
- Mentor / coach
- Projects
- All interventions
SLIDE 91 Do these interventions result in better improvement?
6% 7% 8% 9% 10% 11% 12% 13% Year 1 Year 2 Year 3
Overall Risk-Adjusted Morbidity Rate Year of ACS NSQIP Participation
Early NSQIP Hospitals (n=20) ISQIC Enrolled (n=26)
SLIDE 92 Who is more likely to improve?
– QI/PI capabilities – Quality/Safety Culture – Processes – Outcomes – Surgeon Champion
- Skills, respect, social network
SLIDE 93 Changes with ISQIC Participation
- QI capabilities
- Culture
- Postoperative outcomes
– Individual hospitals – State
- Other available surgery-related measures
– Process, outcomes, HCAPHS
SLIDE 94 Barriers to Improvement
- Study current NSQIP hospitals that have not
improved
– Site visits – Key informant interviews – Design interventions for new hospitals
- Identify barriers to improvement in advance
for new hospitals
SLIDE 95 Collaborative Quality Improvement Projects
- One per year
- Study of QI initiative or policy
- Platform for QI trials
SLIDE 96 Prospective Cluster-Randomized Trials
- f QI and Policy Interventions
INTERVENTION ARM:
25 Hospitals
USUAL CARE ARM:
25 Hospitals
vs.
QI Intervention:
- Checklist
- Implement bundle of
best practices
- Policy change
- Financial motivation
- Public reporting
No Intervention Alternate Intervention
SLIDE 97
Stepped Wedge
SLIDE 98 Potential Interventions
- OR Briefings
- Emergency Manuals Checklist
- Enhanced Recovery After Surgery (ERAS)
- Strong for Surgery
- UTI or VTE prevention bundle
- Surgeon 360 reviews
- What else?
SLIDE 99 VTE Rate by Imaging Frequency
5.00* 7.53* 10.17* 13.48 0.00 2.00 4.00 6.00 8.00 10.00 12.00 14.00 16.00 Quartile 1 N=697 Hospitals Quartile 2 N=696 Hospitals Quartile 3 N=708 Hospitals Quartile 4 N=685 Hospitals
Mean Risk-Adjusted VTE Rate per 1,000 Discharges
VTE Surveillance Imaging Quartile (N=2,786 Hospitals)
P<0.001 pairwise/trend
Bilimoria et al, JAMA 2013
SLIDE 100 Ideal VTE Prophylaxis
- Early ambulation
- Mechanical prophylaxis
- Chemoprophylaxis
- All doses
- Correct dose
- Correct frequency
SLIDE 101 Northwestern Performance
SLIDE 102 ISQIC Offers Tremendous Opportunity
- True Learning Health System
- Statewide quality improvement
- Cost reduction
- Novel research platform
SLIDE 103 Timing, Connections, and Mentorship
Mark Williams, MD
SLIDE 104 New Approaches to Improving the Quality of Care: Becoming a Learning Health System
Karl Bilimoria MD MS Surgical Outcomes and Quality Improvement Center (SOQIC) Department of Surgery and Center for Healthcare Studies Feinberg School of Medicine, Northwestern University
@kbilimoria
SLIDE 105
SLIDE 106 Illinois Surgical Quality Improvement Collaborative
Karl Bilimoria MD MS Vice Chair for Quality, Department of Surgery Director, Surgical Outcomes and Quality Improvement Center Feinberg School of Medicine, Northwestern University
Lurie Children’s Hospital Surgical Grand Rounds
SLIDE 107 Illinois Surgical Quality Improvement Collaborative
Karl Bilimoria MD MS Vice Chair for Quality, Department of Surgery Director, Surgical Outcomes and Quality Improvement Center Feinberg School of Medicine, Northwestern University
Lurie Children’s Hospital Surgical Grand Rounds