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Lessons from the Ashes: Improving International Aviation Safety through Accident Investigation 14 th Annual Assad Kotaite Lecture Royal Aeronautical Society Robert Sumwalt FRAeS December 7, 2017 7 International Civil Aviation Day


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Lessons from the Ashes: Improving International Aviation Safety through Accident Investigation

14th Annual Assad Kotaite Lecture Royal Aeronautical Society Robert Sumwalt FRAeS

December 7, 2017

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7 International Civil Aviation Day

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“Working Together to Ensure No Country is Left Behind.”

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“The sole objective of the investigation of an accident or an incident shall be the prevention of accidents and

  • incidents. It is not the purpose
  • f this activity to apportion

blame or liability.”

  • Annex 13, paragraph 3.1
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Source: IATA Air Carriers Worldwide

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*Preliminary

0.96

United States

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11

  • Drones ?
  • CFIT ?
  • Loss of Control ?
  • Runway Safety
  • Automation Dependency/Reliance ?

Things that keep Robert up at night COMPLACENCY

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Bedford, Massachusetts

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NTSB Investigation Found

  • The flight crew failed to disengage the gust lock.
  • None of the five

manufacturer specified-checklists were verbalized on the accident flight.

  • No complete flight

control check for 173 of the past 175 flights.

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  • The NTSB determines that the probable

cause of this accident was the flight crewmembers’ failure to perform the flight control check before takeoff…

  • Contributing to the accident were the flight

crew’s habitual noncompliance with checklists …

Probable Cause

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Safety Recommendations

  • FAA (3)
  • International Business

Aviation Council (IBAC) (1)

  • National Business Aviation

Association (NBAA) (1)

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Gaithersburg, Maryland

December 2014

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“Embraer’s decision to install a cockpit voice and data recorder in the EMB-500 fleet greatly benefited the NTSB’s investigation … by ensuring investigators had access to critical information for determining the sequence of events that led to the accident and identifying actions needed to prevent a similar accident in the future.”

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Akron, Ohio

November 2015

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  • The flight crew’s mismanagement of the approach and multiple

deviations from company standard operating procedures, which placed the airplane in an unsafe situation and led to an unstabilized approach, a descent below minimum descent altitude without visual contact with the runway environment, and an aerodynamic stall.

  • Contributing to the accident were Execuflight’s casual attitude

toward compliance with standards; its inadequate hiring, training, and operational oversight of the flight crew; the company’s lack of a formal safety program; and the Federal Aviation Administration’s insufficient oversight of the company’s training program and flight operations.

Probable Cause

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  • FAA (10)
  • Textron (2)
  • Hawker training centers (2)

14 Safety Recommendations

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Birmingham, Alabama

August 2013

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Terrain Warning and Alerting System (TAWS)

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3.0 2.7 2.4 2.1 1.8 1.5 1.2 0.9 0.6 0.3 0.0 500 625 750 875 1000 1125 1250 1375 1500 1625 1750

IMTOY

TERRAIN TERRAIN

DA = 1200 ft.

Improved alerting envelope

Distance from Runway Altitude, ft, msl

Actual flight path Desired flight path

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  • Newer TAWS software would have provided a “too low

terrain” caution alert 6.5 seconds sooner and 150 feet higher.

  • Because of the excessive descent rate and not knowing how

aggressively the pilots would have responded, the effect on the accident could not be determined.

  • An escalating series of TAWS alerts before impact with

terrain or obstacles is not always guaranteed due to technological limitations, which reduces the safety effectiveness of the TAWS during the approach to landing.

NTSB Findings: TAWS

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20 Recommendations

  • FAA (15)
  • Independent Pilots Assn. (2)
  • UPS (2)
  • Airbus (1)
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Asiana flight 214

  • July 6, 2013
  • San Francisco, California
  • 3 Fatalities
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Estimated aircraft position at impact with seawall

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Automation Reliance

  • “The [pilots] believed the A/T system was controlling speed

with thrust, they had a high degree of trust in the automated system, and they did not closely monitor these parameters during a period of elevated workload.”

  • “Thus, the flight crew’s inadequate monitoring of airspeed

and thrust indications appears to fit this pattern involving automation reliance.”

  • “The NTSB concludes that insufficient flight crew monitoring
  • f airspeed indications during the approach likely resulted

from expectancy, increased workload, fatigue, and automation reliance.”

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27 Recommendations

  • FAA (15)
  • Asiana Airlines (4)
  • Boeing (2)
  • ARFF Working Group (4)
  • City of San Francisco (2)
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Two critical elements of accident investigations Independence

  • the investigation is

independent of outside influences

Transparency

  • allowing the public to see

inside the investigative processes so a reasonable person can draw the same conclusions as you did

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Two critical elements of accident investigations Independence

  • the investigation is

independent of outside influences

Transparency

  • allowing the public to see

inside the investigative processes so a reasonable person can draw the same conclusions as you did

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Independence

“The most important single aspect of the National Transportation Safety Board must be its total independence from those governmental agencies it

  • versees in regard to their transportation regulatory
  • functions. If the Board is under pressure from any

administration to pull its punches or to tone down it’s reports or to gloss over Government errors in transportation safety, then its watchdog function has been fatally compromised.”

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Two critical elements of accident investigations Independence

  • the investigation is

independent of outside influences

Transparency

  • allowing the public to see

inside the investigative processes so a reasonable person can draw the same conclusions as you did

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Transparency

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“From tragedy we draw knowledge to improve the safety of us all.”

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Last slide with NTSB 50th Anniversary Commemor ative Emblem- Making Transportati

  • n Safer

Yesterday, Today, Tomorrow.