Industry-Funded Monitoring Omnibus Amendment Herring Coverage Target Alternatives
By Carrie Nordeen and Carly Bari New England Fishery Management Council Herring Advisory Panel and Committee Meetings March 15-16, 2016
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Industry-Funded Monitoring Omnibus Amendment Herring Coverage - - PowerPoint PPT Presentation
Industry-Funded Monitoring Omnibus Amendment Herring Coverage Target Alternatives By Carrie Nordeen and Carly Bari New England Fishery Management Council Herring Advisory Panel and Committee Meetings March 15-16, 2016 1 Presentation Overview
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Gear Type Purse Seine MWT Bottom Trawl Alt 1: No Coverage Target for IFM Programs (No Action) SBRM SBRM SBRM Alt 2: Coverage Targets Specified for IFM Programs Includes Sub-Options: Waiver Allowed, Wing Vessel Exemption, 2 Yr Sunset, 2 Yr Re- Evaluation, and 25 mt threshold Alt 2.1: 100% NEFOP-Level Coverage on Category A and B Vessels 100% NEFOP 100% NEFOP 100% NEFOP Alt 2.2: ASM Coverage on Category A and B Vessels 25% - 100% ASM 25% - 100% ASM 25% - 100% ASM Alt 2.3: Combination Coverage on Category A and B Vessels and Midwater Trawl Fleet 25% - 100% ASM EM & Portside 25% - 100% ASM Alt 2.4: EM and Portside Sampling on Midwater Trawl Fleet SBRM EM & Portside SBRM Alt 2.5: 100% NEFOP-Level Coverage on Midwater Trawl Fleet Fishing in Groundfish Closed Areas SBRM 100% NEFOP SBRM Alt 2.6: Combination Coverage on Midwater Trawl Fleet Fishing in Groundfish Closed Areas SBRM Same as 2.1-2.4 SBRM
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composition);
and location and time when fishing begins and ends);
gear configurations);
from fish, invertebrates, and incidental takes);
marine mammals, and birds); and
and ice).
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sizes, and gear configurations);
height, and location and time when fishing begins and ends);
and/or vertebrae from fish, invertebrates, and incidental takes); and
fuel, oil, and ice).
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– Data on retained catch (species, weight, composition); and – Biological samples from retained catch (scales,
and incidental takes).
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Types of Monitoring NMFS Cost Vessel Cost NEFOP-Level Observer $479 per sea day $818 per sea day At-Sea Monitor $530 per sea day $710 per sea day Electronic Monitoring Year 1: $36,000 startup plus $97 per sea day Year 2: $97 per sea day Year 1: $15,000 startup plus $3251 or $1872 per sea day Year 2: $3251 or $1872 per sea day Portside Sampling $479-$530 per sea day $5.121 or $3.842 per mt
1 – Initial cost assumptions 2 – Revised cost assumptions
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Gear Type Paired MWT Median Return-to-Owner (RTO) $159,529 Median Sea Days Alternative Median Potential Reduction to RTO ≥1 lb > 25 MT ≥1 lb > 25 MT 2.1 100% NEFOP-level 44.7% 42.2% 104 84 2.2 100% ASM 38.9% 36.7% 104 84 75% ASM 29.5% 28.2% 77 63 50% ASM 20.4% 18.9% 51 42 25% ASM 10.1% 9.6% 26 21 2.3 and 2.4 EM/Portside Year 11 42.2% 40.1% 104 84 EM/Portside Year 21 29.1% 27.5% 104 84 EM/Portside Year 12 25.1% 24.2% 51 42 EM/Portside Year 22 14.4% 13.3% 51 42 2.5 100% NEFOP-level 5.4% 5.4% 11 9
1- Initial cost assumptions and 2- Revised cost assumptions
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Gear Type Single MWT Median Return-to-Owner (RTO) $60,156 Median Sea Days Alternative Median Potential Reduction to RTO ≥1 lb > 25 MT ≥1 lb > 25 MT 2.1 100% NEFOP-level 24.4% 5.8% 23 16 2.2 100% ASM 21.3% 5.1% 23 16 75% ASM 15.9% 3.8% 18 12 50% ASM 10.5% 2.5% 12 8 25% ASM 5.6% 1.4% 7 5 2.3 and 2.4 EM/Portside Year 11 37.3% 19.5% 23 16 EM/Portside Year 21 12.8% 4.9% 23 16 EM/Portside Year 12 26.7% 16.9% 12 8 EM/Portside Year 22 6.9% 2.4% 12 8 2.5 100% NEFOP-level 1.0% 1.0% 4 4
1- Initial cost assumptions and 2- Revised cost assumptions
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Gear Type Purse Seine Median Return-to-Owner (RTO) $253,048 Median Sea Days Alternative Median Potential Reduction to RTO ≥1 lb > 25 MT ≥1 lb > 25 MT 2.1 100% NEFOP-level 13.9% 10.4% 57 26 2.2 100% ASM 12.1% 9.1% 57 26 75% ASM 9.1% 6.8% 43 20 50% ASM 6.0% 4.5% 29 13 25% ASM 3.0% 2.2% 14 7 2.3 100% ASM 12.1% 9.1% 57 26 75% ASM 9.1% 6.8% 43 20 50% ASM 6.0% 4.5% 29 13 25% ASM 3.0% 2.2% 14 7
Alternatives 2.4 and 2.5 would not apply to purse seine vessels.
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Gear Type SMBT Median Return-to-owner (RTO) $121,026 $135,782 Median Sea Days Alternative Median Potential Reduction to RTO ≥1 lb > 25 MT ≥1 lb > 25 MT 2.1 100% NEFOP-level 11.5% 14.2% 17 15 2.2 100% ASM 10.0% 12.3% 17 15 75% ASM 7.5% 9.4% 13 11 50% ASM 5.4% 6.4% 9 8 25% ASM 3.5% 3.8% 6 6 2.3 100% ASM 10.0% 12.3% 17 15 75% ASM 7.5% 9.4% 13 11 50% ASM 5.4% 6.4% 9 8 25% ASM 3.5% 3.8% 6 6
Alternatives 2.4 and 2.5 would not apply to small mesh bottom trawl vessels.
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Fleet Paired MWT Single MWT Purse Seine SMBT Catch Level > 1 LB > 25 MT > 1 LB > 25 MT > 1 LB > 25 MT > 1 LB > 25 MT Total Revenue (million) $10.6 $9.8 $4.5 $4.2 $11.0 $10.3 $2.6 $1.8 % Revenue Herring 89% 93% 86% 100% 58% 78% % Revenue Mackerel 11% 7% 13%
2% % Revenue Squid
10%
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Monitoring Cost as a Percentage
Paired MWT Single MWT Purse Seine SMBT Total HER Total HER Total HER Total HER HER ALT 2.1 6.4% 7.2% 3.1% 3.6% 2.9% 2.9% 6.0% 10.5% HER Alt 2.2 (100%) 5.5% 6.2% 2.7% 3.1% 2.5% 2.5% 5.2% 9.2% HER Alt 2.4 (100% in Year 2) 4.3% 4.9% 3.0% 3.5% NA
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Data Interests NEFOP- Level Observe At-Sea Monitor EM Portside Sampling Fishing Effort High High Low Medium Retained Catch High Low Medium High Discarded Catch High High Medium Low Catch Caps High Low Low High Stock Assessments High Low Low High
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Pros Cons Permit-Based Coverage Target Alternatives Councils manage fisheries by FMP and vessel permit Not consistent with how SBRM allocates observers Can be used to monitor FMP-specific quotas and catch caps Resulting data may be biased and not used for stock assessment and/or total removals Difficult to design, deploy, and analyze results because vessels typically don't structure trips by permit category Fleet-Based Coverage Target Alternatives Consistent with how SBRM allocates
Typically extends across FMPs Resulting data may be combined with SBRM data for stock assessments and/or total removals Not consistent with how Councils manage fisheries by FMP and vessel permit
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Catch Caps in the Herring Fishery HER Alt 2.1 HER Alt 2.2 HER Alt 2.3 HER Alt 2.4 MWT – Haddock Positive Negligible Positive Positive MWT – River Herring/Shad Positive Negligible Positive Positive SMBT – River Herring/Shad Low Positive Negligible Negligible Negligible
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Alternatives Biological Impacts Economic Impacts HER Alt 1 Low Positive Low Positive HER Alt 2 Positive Negative HER Alt 2.1 Low Positive Negative HER Alt 2.2 Negligible Negative HER Alt 2.3 Low Positive Negative HER Alt 2.4 Positive Negative HER Alt 2.5 Low Positive Negative HER Alt 2.6 Low Positive Negative
sampling by an observer unless there is a safety issue, mechanical failure, or excess catch of dogfish
released catch affidavit
slippage via VMS and slippage consequence measures
requirements (affidavit, VMS) and slippage restrictions (unless safety, mechanical failure, or dogfish) to trips selected for at-sea monitoring or portside sampling coverage?
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Dates Meeting/Deadline Action January 2016 NEFMC Meeting NEFMC selected preliminary preferred omnibus alternatives February 2016 MAFMC Meeting MAFMC seleceds preliminary preferred omnibus alternatives April 2016 MAFMC and NEFMC Meetings NEFMC and MAFMC select preliminary preferred herring/mackerel alternatives May 2016 30-day comment period on draft EA and public hearings June 2016 MAFMC and NEFMC Meetings NEFMC and MAFMC take final action August – November 2016 EA finalized, proposed rule and final rulemaking December 2016 Final rule effective
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Herring Advisory Panel and Committee Meeting March 15-16, 2016
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Industry-Funded Observer Coverage Options (OBS) NE GROUNDFISH ASM PROGRAM Industry-Funded Herring ASM Options (Herring ASM) Sampling Objectives SBRM, MMPA, MSA, ESA Stock Assessment, Discard Estimation MSA Catch monitoring; discard estimation Bycatch documentation - catch that is not kept/landed on Herring Category A/B herring vessels, including full and partial slippage events and operational discards; also including catch that may be brought aboard, sorted, and then discarded Elements of data collection based on GF ASM; Herring ASM program is intended to complement portside sampling/EM for comprehensive catch monitoring program (landings + discards) Sampling Design Comprehensive catch and bycatch data collection program; protected species documentation; biological sampling; environmental parameters; economic information Catch monitoring to ensure that ACLs are not exceeded; data on catch composition to estimate total discards by sectors and common pool vessels, by gear type and stock area Sampling protocols based on NEFOP Haul Log ("modified" - discards); Discard Log; Documentation of bycatch (discards); Protected species interactions; (in addition to pre-trip safety checklist and other logs/reports as determined by NEFOP) Data Collected Comprehensive catch/bycatch catch/bycatch; biological samples; protected species; fishery information; environmental parameters Catch/Bycatch Catch not brought on board the vessel for any reason; Slippage events; Operational discards; Discards brought on board No subsampling for kept catch estimation
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Industry-Funded Observer Coverage Options (OBS) NE GROUNDFISH ASM PROGRAM Industry-Funded Herring ASM Options (Herring ASM) Training and Certification Training Courses Certification/Shadow Trips Yes, 4 trips incl. 1 with trainer Yes, 4 trips incl. 1 with trainer Not required for existing NEFOP and GF ASM-certified
New HER ASM only observers - one shadow trip with trainer; first four trips would be training trips Re-certification No Yes, Annual Yes, annual - one day (Gfish ASM - 3 days; cost reduced by 2/3) Safety Refresher (two days) Yes, every 18 months Yes, every 18 months Yes; cross-certify; additional cost only for HER ASM-only
CPR/First Aid Certification Annual Annual Annual; cross-certify; additional cost only for HER ASM-
15 days (3 working weeks) comprehensive training, plus high-volume certification for qualified observers (one extra day); Current Groundfish ASM-certified Observers - can certify for OBS with additional training days and high-volume certificaiton 11 days (covers multiple gear types - gillnet, longline,
estimation procedures, protected species) NEFOP-Certified Observers with Current High-Volume Certification - no extra training days, but possibly some instruction on protocols for ASM trips; GF ASM-Certified Observers - 1-2 training days for herring/high-volume; New HER ASM Observers - 4-5 training days for HER ASM only certification (2 days safety, plus herring/high- volume training); Providers pay for travel/lodging, and daily pay to
$3000-$4000 per observer ($325/day)
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Industry-Funded Observer Coverage Options (Herring OBS) NE GROUNDFISH ASM PROGRAM Industry-Funded Herring ASM Options (Herring ASM) Equipment Comprehensive - 83 items Limited - 44 items Limited - Similar to Groundfish ASM; any equipment necessary for discard sampling/documentation Personal Safety Equipment- Immersion suit, PLB, Inflattable Vest Yes Yes, covered by provider Yes, covered by provider; Equipment for NEFOP and GFASM can be used; Additional cost only for HER ASM-only observers Personal Issue and Off- the-Shelf Gear (baskets, small scales, gloves, bags, measuring tapes, disposable cameras, knives, clipboards) Yes, covered by provider Yes, covered by provider;
for life of equipment);
(150 days) - $17.50 Special Prints, Electronics, Not Off-the- Shelf Gear (manuals, guides, Marel scales, tablets, logs, electronics) Yes, covered by NMFS Yes, covered by NMFS; future funding unknown
http://www.nefsc.noaa.gov/fsb/training/ASM_NEFOP_log_comparisi
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If using ASMs to monitor discards only on herring vessels, the
information would only verify retention of catch (i.e. slippage compliance).
New Herring ASMs operating in a limited sampling role for
monitors would not be able to deploy on other types of vessels, therefore:
Herring ASMs would not be able to collect other useful information (i.e.
incidental catch of haddock, river herring, and shad, and length information on catch).
If there is a need to also increase monitoring in other herring fleets, information on landings and discards from the bottom trawl trips would be necessary to improve the Coefficient of Variation (CV).
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Table 1. PRELIMINARY FY2015¹ Atlantic Herring Fishery Catch Cap Totals Catch Cap Fishery
Catch Cap (mt) Discard (mt) Incidental Kept (mt) Catch (mt)
Haddock: Gulf of Maine Midwater Trawl 14 0.0 0.0 0.0 Haddock: Georges Bank Midwater Trawl 227 0.6 235.0 235.5 Herring-River Herring/Shad: Gulf of Maine Midwater Trawl 86 0.0 11.1 11.1 Herring-River Herring/Shad: Cape Cod Midwater Trawl 13 0.0 0.7 0.7 Herring-River Herring/Shad: Southern New England Bottom Trawl 89 13.1 87.6 100.7 Herring-River Herring/Shad: Southern New England Midwater Trawl 124 0.1 63.9 64.0
Source: GARFO-prepared analysis using GARFO Quota Monitoring Database Archives
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A clear purpose/need for herring alternatives. Additional discussion regarding data usage. A thorough technical review of an industry-funded
monitoring program for the herring fishery including
purpose/need identified by the Committee.
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September 2015 Observer Policy Committee Meeting:
Committee members raised concerns raised regarding the high
cost for EM and portside sampling; Suggestions were made to have the PDT update the analysis to reflect options for less than 100% video recording and review.
Refer to revised cost estimates in the Discussion Document,
Appendix 2 (pages 7-9).
Electronic Monitoring:
Consider choosing two options for a review rate of EM footage
(50% or 100%).
Consider choosing a recording rate of 100% or recording during
haul-back only.
Portside Sampling:
Consider choosing a portside sampling rate of 50% or 100%.
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Initial Analysis on EM Costs:
100% recording, 100% Review: $325
Updated Analysis on EM Costs:
Haulback Recording Only, 100% Review: $248
Reduction: $78 of the $160 data services cost (49%).
Haulback Recording Only, 50% Review: $218
Reduction: $61 is the cost for haulback review, so if only
half of the trips are reviewed, this would save about another $30.
Field Services: $78/day Additional Reduction: 40% of $78 = $31. Saving $31
would reduce the overall cost to around $187 per seaday.
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Initial Analysis on Portside Sampling Costs:
The Portside Monitoring cost estimate is $5.12 per metric ton, which
includes admin costs that could be paid for by NMFS
Updated Analysis on Portside Sampling Costs
Assuming that 25% or 33% of these costs are admin costs, they would
not be directed at vessels, and the cost for vessels (per mt) would be $3.84/mt and $3.41/mt respectively.
If only 50% of trips were sampled, while any particular trip might still
have to pay $3.84/mt or $3.41/mt, over the course of a year it should reduce average costs to $1.92/mt or $1.71/mt.
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Alternatives 2.1 - 2.4: May choose one out of the four
Alternatives 2.5 and 2.6: May choose either
Alternative 2.5: May be chosen alone Alternative 2.6 may be chosen; if chosen, it must
There are five non-compulsory sub-options, which
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Herring Coverage Target Alternatives 2.1 through 2.4
Alternative 2.1 – Would apply 100% NEFOP-level observer coverage on
Category A and B vessels.
Alternative 2.2 – Would apply ASM coverage on Category A and B vessels.
Choose an at-sea monitor coverage target (25%, 50%, 75%, or 100%).
Alternative 2.3 – Would apply a combination of monitoring coverage based
Category A and B vessels using purse seine and small mesh bottom
trawl gear would be required to carry an ASM on every declared herring trip selected for coverage by NMFS. Choose an ASM coverage target (25%, 50%, 75%, or 100%).
Would employ the use of an electronic monitoring system and portside
sampling of catch on midwater trawl vessels.
Alternative 2.4 – Would employ the use of an electronic monitoring system
and portside sampling of catch on midwater trawl vessels.
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Herring Coverage Target Alternatives 2.5 and 2.6
Alternative 2.5 – Would apply 100% NEFOP-level observer coverage on
midwater trawl vessels fishing in Groundfish Closed Areas. May be chosen alone.
Sub-options 1 through 5 do not apply to this alternative.
Alternative 2.6 – Combination coverage on midwater trawl fleet fishing in
groundfish closed areas. Alternative 2.6 may be selected in conjunction with one of the previous alternatives (Alternatives 2.1 through 2.4).
Would require vessels fishing with midwater trawl gear in the Groundfish
Closed Areas to comply the selected monitoring type(s) specified for the herring fishery in this amendment. Alternative 2.6 must be selected in conjunction with one of the alternatives described above (Alternative 2.1 through 2.4)
If the appropriate type of monitoring coverage is not available to cover a
specific herring trip inside a groundfish closed area (either due to logistics or a lack of funding), that vessel would be prohibited from fishing inside a Groundfish Closed Area on that trip.
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May select some, all, or none of the sub-options
Sub-Option 1 – Would allow vessels to be issued waivers to exempt them from
industry-funded monitoring requirements, for either a trip or the fishing year, if coverage was unavailable due to funding or logistics. If not selected, fishing effort would be reduced to match the available level of monitoring.
Sub-Option 2 – Would exempt a paired mid-water trawl vessel from industry-
funded monitoring requirements if the vessel does not pump or retain fish onboard (i.e. only one vessel in the paired operations pumps fish and would be subject to monitoring coverage requirements).
Sub-Option 3 – Would require that industry-funded monitoring requirements to
expire 2 years after implementation.
Sub-Option 4 – Would require the Council to examine the results of IFM coverage
levels in herring fishery 2 years after implementation, and consider whether adjustments to the coverage targets are warranted. Depending on the results and desired actions, subsequent action to adjust the coverage targets could be accomplished a framework adjustment or an amendment to the Herring FMP.
Sub-Option 5 – Would exempt vessels that land less than 25 metric tons of herring
from industry-funded monitoring requirements.
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