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IMPROVING PARENT REPRESENTATION IN DEPENDENCY CASES Presented by: - - PowerPoint PPT Presentation

IMPROVING PARENT REPRESENTATION IN DEPENDENCY CASES Presented by: Julie McFarlane Angela Sherbo Dover Norris-York Noah Barish 1 The The Challeng Challenges es of Being a of Being a Parents Attorney The work goes on, the cause


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IMPROVING PARENT REPRESENTATION IN DEPENDENCY CASES

Presented by: Julie McFarlane Angela Sherbo Dover Norris-York Noah Barish

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The The Challeng Challenges es of Being a

  • f Being a

Parent’s Attorney

“The work goes on, the cause use end ndures, ures, the he ho hope e stil ill l li lives, s, and nd the he dream eam sha hall ll ne never er die.”

  • Senator Edward M. Kennedy, 1932-2009
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ATTIT ATTITUDES UDES ARE CHA ARE CHANGING NGING

 “A national consensus is emerging that zealous

legal representation for parents is crucial to ensure that the child welfare system produces just

  • utcomes for children. Parents‟ lawyers protect

important constitutional rights, prevent the unnecessary entry of children into foster care and guide parents through a complex system.”

  • V. Sankaran in ABA Child Law Practice (Sept. 2009)
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PARENTS’ ATTORNEYS ARE AN IMPORTANT CHECK ON THE STATE’S POWER “Some would say we have chosen to sacrifice children

  • n the altar of parental rights. Others would point out

that a regime in which bad parents can lose their children when the state finds what it regards as better parents can easily degenerate into a dystopia where every parent must live in fear that some bureaucrat will decide that another parent is more deserving.”

Schuman, J., dissenting in State ex rel DHS v. R.J.T (July 15, 2009)

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THE THE J JUVENILE LAW UVENILE LAW RES RESOURCE OURCE CENT CENTER ER (JL (JLRC) RC)

 Funded by OPDS to improve parent

representation

 Website resources: The web address

is: http://www.jrplaw.org/juvresocent.aspx

  • Issue briefs
  • Case Law Updates
  • Resources & Links
  • Juvenile Law Reader JLRC pages

 Consultation

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LEARNING FROM PARENT CLIENTS

 What clients want from

their attorneys and what they get

 What worked and what

did not

 Positive and negative

experiences of parents with attorneys

 A Family’s Guide to the

Child Welfare System

 http://www.cwla.org/child

welfare/familyguide.htm

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TOOLS FOR AVO TOOLS FOR AVOIDI IDING NG REMO REMOVA VAL L OR OR AC ACHI HIEVIN EVING G EARLY REUNI EARLY REUNIFICA FICATION TION

 Oregon Safety

Model for Lawyers

 Attachment theory

and the trauma of removal

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THE OREGON THE OREGON SAFETY MODEL SAFETY MODEL (OSM) (OSM)

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WHO WANTS TO BE A MILLIONAIRE?

 Agency Name

  • DHS
  • CSD
  • CAF
  • SOSCF
  • DHR
  • SCF

 Practice Models

  • OSM
  • BIC
  • F2F
  • Focus for the 90‟s
  • DHS Reorganization
  • SNB/SOC
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OSM Sources

 DHS web site

  • http://www.dhs.state.or.us/caf.safety_model/in

dex.html#pm

 OAR‟s

  • http://www.dhs.state.or.us/policy/childwelfare/

cross_index.htm

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Protective Action

OAR 413-015-0435(1): “If the CPS worker determines the child is unsafe, the CPS worker must immediately initiate a protective action. This usually occurs during the initial contact, but must occur at any time during the CPS assessment if it is determined that the child is unsafe. The purpose of the protective action is to assure that children are safe while CPS intervention continues and a fuller understanding of the family is obtained. A protective action may or may not involve taking the child into protective custody. A protective action occurs the same day that it is determined the child is unsafe and provides a child with responsible adult supervision and care. Typically a protective action will include a straightforward immediately achievable arrangement such as: arranging and confirming that the parent or caregiver who is the alleged perpetrator will leave and remain away from the home; arranging for a parent or caregiver who is not the alleged perpetrator to leave home with the child; using people and resources available to the family to immediately protect the child; or placing the child in a relative placement, foster care,

  • r appropriate temporary shelter facility.”

OAR 413-015-0435(5): ”The CPS worker must provide a detailed description of the protective action taken to manage the safety threat . . . within five business days following the identification of the safety threat and must include: . . . (f) An explanation of why the protective action is the most suitable, least intrusive action that will protect the child;”

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Ongoing Safety Plan

 OAR 413-015-0450(1): “At the completion of the CPS

assessment when the CPS worker determines, through an analysis of the safety-related information, that a child is unsafe, the CPS worker must develop and document an ongoing safety plan. The purpose of the ongoing safety plan is to control safety threats as they are uniquely occurring within a particular family.”

 OAR 413-015-0450(2)(a): “When developing an ongoing

safety plan, the CPS worker must: (A) Use a Child Safety Meeting; . . . (C) Explain how the ongoing safety plan is the least intrusive means that can effectively manage identified safety threats occurring within the family;”

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Child Safety Meeting

DHS Child Welfare Procedures Manual, Chapter II, 14: “A Child Safety meeting must be used when developing an

  • ngoing safety plan. The purpose of the Child Safety meeting is to:
  • Re-evaluate the protective action, if one is in place, to

determine if it is appropriate and sufficient as an ongoing safety plan;

  • Re-confirm all commitments with participants if a protective

action is to become an ongoing safety plan; and

  • Discuss how the ongoing safety plan is the least intrusive

means that can effectively manage how safety threats are

  • ccurring within the family. All in-home options must be

considered before developing an out-of-home safety plan.”

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Ongoing Case Practice- Definitions

OAR 413-040-0005(6): “ „Conditions for return‟ mean a written statement of the specific behaviors, conditions, or circumstances that must exist within a child's home before a child can safely return and remain in the home with an in-home ongoing safety plan.”

OAR 413-040-0005(8): “ „Expected outcome‟ means an observable, sustained change in a parent or legal guardian's behavior, condition, or circumstance that, when accomplished, will increase a parent or legal guardian's protective capacity and reduce or eliminate an identified safety threat, and which, when accomplished, will no longer require Child Welfare intervention to manage a child's safety. It is a desired end result and takes effort to achieve.”

OAR 413-040-0005(12): “ „Ongoing safety plan‟ means a documented set of actions or interventions that manage a child's safety after the Department has identified one or more safety threats to which the child is vulnerable and determined the parent or caregiver is unable or unwilling to protect the child. An ongoing safety plan can be in-home or out-of-home and is adjusted when necessary to provide the least intrusive interventions.”

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Conditions For Return

DHS Child Welfare Procedures Manual, Chapter III, 5, F.: “Conditions for Return should not be confused with the Expected Outcomes, which are the desired end result, based

  • n a sustained change in the parents‟ behavior, which will

signal that Child Welfare‟s intervention is no longer needed. Parents do not necessarily have to change in order for children to be returned to the parents’ home. Instead, to achieve reunification, a well-defined set of interventions to manage the identified safety threats must be in place and must be sufficient to manage the child‟s safety in the parents‟ home. This distinction maintains the focus on reunification as a safety decision, instead of allowing the parents’ involvement and progress with services and treatment activities to become the measure for reunification.”

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ATTACHMENT ATTACHMENT THE THEORY ORY AND AND THE THE TRAU TRAUMA MA OF R OF REMOVAL EMOVAL

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CO COUR URTS TS NEED TO NEED TO BE EDU BE EDUCA CATE TED D AN AND D REMIN REMINDED DED OF THE OF THE RISKS O RISKS OF REMOV F REMOVAL AL

 The risks of removal of the child from the

home need to be weighed just as carefully as the risks of leaving the child in the home with an abusive or neglecting parent.

 Whenever the risk of harm can be

minimized with monitoring and/or intensive in home services, the child should remain with the parent(s)

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ATT ATTACHME ACHMENT, NT, SE SEPARAT PARATION ION AND AND LOSS LOSS

 Children form attachment to the

person who meets their basic physical needs and needs for comfort, touch, stimulation and

  • nurturing. An increasing

attachment is formed to the person who meets these needs most consistently.

  • Resources on attachment: John

Bowlby and Mary Ainsworth – The London Blitzkrieg

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Trauma of Removal

 Attachment theory and opinion of experts leads

to conclusion that removal causes serious trauma

 Can have devastating emotional and physical

impact on the child that may cause:

  • Child to experience significant rejection/loss that

affects formation of attachments

  • Child may come to expect parental unavailability
  • Adjustment to FC may be distorted
  • Provoke fear and anxiety & diminish sense of stability

and self

 Impact varies with child‟s age

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Harm Harm of Fo

  • f Foster Care

ster Care P Place lacemen ment

 Results of historical empirical

research

  • Methodological concerns
  • Mixed results

 New studies on long-term

effects which address methodological concerns & more strongly demonstrate traumatic effects of removal and placement

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The Minnesota Study

 The University of Minnesota Study

  • Methodology
  • Tracking measures of behavior problems, attachment,

problem-solving, task-teaching, impulse control, emotional health, teacher reports & psychopathology

 Findings: Children placed in stranger foster

care displayed significantly higher levels of behavior problems than maltreated children who remained in their homes or were placed in familiar care – effect continued throughout adolescence – more drastic for children placed after kindergarten – at older age behavior problems immediate and continued after FC

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The Doyle Studies

 Tracked thousands of children found

huge increases in negative long-term

  • utcomes:
  • Higher juvenile delinquency rates
  • Higher adult arrest rates
  • Higher teen motherhood rates
  • Higher adult unemployment rates

 Findings re: investigator propensity to

remove & children on the margin

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Other Other nega negative tive outc

  • utcomes
  • mes for chil

for children dren who who remain i remain in n foster care foster care

 Casey Family Programs/Harvard Med School

– Northwest Foster Care Alumni Study:

  • Only 20% doing well;
  • Double the rate of mental illness;
  • PTSD at twice the rate of Iraq War veterans;
  • Three times more likely to be living in poverty;
  • Low educational achievement – 15 times less

likely to finish college;

  • One-third reported abused in foster care.
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TH THE E LAW SUP LAW SUPPO PORTS RTS A C A CAUT AUTIOUS IOUS WEI WEIGH GHING ING OF OF RISK RISKS S OF OF REMO REMOVAL VAL

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Juvenile Code Policy

 There is a “strong preference that

children live in their own homes with their own families” unless that arrangement is not possible or not in the best interests of the child or the public. ORS 419B.090 (5)

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Constitutional Due Process

 The 14th Amendment provides

a fundamental right for parents to be free of unwarranted governmental interference in child rearing.

  • See: Troxel v. Granville &

Santosky v. Kramer

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Whe When to Raise n to Raise the the Harm of Harm of Remov Removal I al I

 See using the Oregon Safety Model to

advocate for Parents

 At the shelter hearing

  • Reasonable Efforts – whether the provision of

reasonable services can prevent or eliminate the need to separate the family – ORS 419B.185 (1)(b) – ORS 419B.185 (1)(c) the court shall consider the child or ward‟s health and safety the paramount concerns.

  • Written findings - ORS 419B.185 (1)(d) and (2)( c)

written documentation of: why protective custody is in the best interests of the child – requiring analysis of why harm of leaving child in home endangers child‟s health and welfare more than harm of removal.

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Whe When to Raise n to Raise the the Harm of Harm of Remov Removal II al II

 At review hearings

  • ORS 419B.349 – to protect rights of child or

parent, court may direct placement with parents

  • ORS 419B.449 – review child‟s condition and

circumstances and order modification in placement;

  • At a review the court must enter findings,

including:

  • why continued care is necessary as opposed to

return;

  • expected timetable for return;
  • face-to-face contacts with parents
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WRITTEN WRITTEN FINDINGS FINDINGS FOR FOR REMOVAL REMOVAL DO DO NO NOT T EQU EQUAL AL A A CHECK CHECK

 ORS 419B.185 (1)(d): the court

shall make a written finding in every order of removal that describes why it is in the best interests of the child or ward that the child or ward be removed from the home

 The court should explain why

the harms from leaving child in home endanger health and welfare more than the known harms of removal

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STRATEGIES STRATEGIES

 Know the risks of removal  Discover and present the harms of

removal specific to the child

 Humanize and individualize the trauma  Acknowledge and counteract the

“snowball effect”

 Present alternatives

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CASE CASE LAW LAW UPDAT UPDATE

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TIME TO APPEAL, MOTIONS TO SET ASIDE

 SER Juv. Dept. v. M.U. - remedy for late

notice of appeal

 SER Juv. Dept. v. Jenkins - no direct

appeal from default judgment

 SER Juv. Dept. v. D.J. - untimely set

aside

 SER DHS v. G.R. - set aside standard

for excusable neglect

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THE RECORD ON APPEAL

 SER Juv. Dept. v. L.V. - “unsupported

assertions”

 SER Juv. Dept. v. K.L. - “limited record”  SER DHS v. T.N. - attached reports  SER DHS v. N.S. - information

“adduced” and “formally adopted”

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THE JUDGMENT ON APPEAL

 SER DHS v. J.N. - failure to make finding of

facts

 SER DHS v. M.A.- nature of findings required

by 419B.476(5)

 SER Juv. Dept. v. J.F.B. - no requirement to

preserve error for lack of findings

 SER DHS v. T.N.  no attached reports

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PROCE PROCEDURAL DURAL ISS ISSUES UES

 SER Juv. Dept. v. W.P. - Exclusionary rule does not

apply in dependency cases

  • “Although any restriction by the state on father's control
  • ver the upbringing of child interferes with father's liberty

interest, the restriction at issue here-an order determining that child is within the jurisdiction of the juvenile court-is temporary and conditional. . . . The proceeding did not result in a final determination depriving father of a constitutionally protected liberty interest, such as could result from other criminal or civil proceedings.”

 SER Juv. Dept. v. G.A.K. and A.M.F. - exclusion of

delayed discovery and child‟s interest

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PROC PROCEDUR EDURAL AL ISSUES ISSUES - co cont ntinue inued

 SER Juv. Dept. G.L. - -ORS 419B.343(1)(a),

which requires DHS‟s case planning to bear a

  • “rational relationship” to the jurisdictional findings,

“must also be understood to require that the Court‟s specification of a particular type of service that DHS provides bears a rational relationship to the jurisdictional findings.”

 SER Juv. Dept. v. R.N.L. - second evaluation

  • rdered because first based on incomplete

information

  • “ . . . the trial court made its motivation clear: to

ensure that all relevant, helpful and accurate information was available to decide a case that will drastically affect the lives of M and her mother.”

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TERMINATION TERMINATION OF PAR OF PARENT ENTAL AL RIGHTS RIGHTS – Unfitne Unfitness ss ORS ORS 41 419B.50 9B.504

 SER DHS v. A.T. - relapses and father‟s fitness after being

released from prison

  • -“The past, in this case, is the best predictor of father's future

success; we find it to be highly unlikely that father would be able to balance the stresses of everyday living, work, recovery, and domestic violence and parenting training, and to progress to the point where integration is possible, in less than six months.”

 SER DHS v. J.S. - mother: “unable to permanently separate

from father, a person who has physically abused her in the presence of the children.” - Father: engaged in services at the time of trial, but had “history of poor performance.” -Children: TPR in best interests, because they were “adoptable and currently living with their prospective adoptive family”

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TERM TERMINATION INATION OF OF PAR PARENTAL ENTAL RIGHTS RIGHTS – Unfitne Unfitness ss ORS ORS 41 419B.50 9B.504 4 - co cont ntinue inued

 SER DHS v. D.F.W. - parents with substance abuse issues

had begun resolving their problems - critical of DHS efforts

  • -“we give little weight to a credibility finding that turns on

[factors other than demeanor] such as internal consistency, logic, and corroboration. We are as able as the trial court to evaluate those other factors.”

 SER DHS v. R.T. - parents made “substantial and sustained

efforts” to address problems

  • Dr. Ewell‟s “nuanced” testimony about reintegration
  • no substantial detriment to children “from waiting a few

additional months” for permanency.

  • poverty context for failure to pay court-ordered support
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TERM TERMINATION INATION OF OF PAR PARENTAL ENTAL RIGHTS RIGHTS – Unfitne Unfitness ss ORS ORS 41 419B.50 9B.504 4 - co cont ntinue inued

 SER DHS v. A.L.S. - child spent half of life in

foster care, with risk for reactive attachment disorder

  • in cases “involving children who had been removed

from the parent at a young age and had lived with the parent only for sporadic periods, where children in such cases have special needs and are healthily bonded to their foster parents, the issue is not whether a parent is minimally adequate, but whether the parent has waited too long to reform in light of the child's pressing needs.”

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TERM TERMINATION INATION OF OF PAR PARENTAL ENTAL RIGHTS RIGHTS – Unfitne Unfitness ss ORS ORS 41 419B.50 9B.504 4 - co cont ntinue inued

 State ex rel DHS v. R.J.T.

  • mother‟s depression, borderline personality disorder, and self-

harming behavior

  • despite generally well-adjusted child, risk that the child would

“mimic” mother‟s self-harming behaviors, suffer from depression, and “develop a painful sense of responsibility” for mother‟s condition.

 -strong Schuman dissent: “under our statutory and

constitutional law, helping children by taking them from a bad but marginally competent biological parent and placing them with an obviously better one is (to put it bluntly) illegal. The child's best interest, in other words, enters into the calculation

  • nly when the state has proved by clear and convincing

evidence that the parent's conduct or conditions have a seriously detrimental effect on the child.”

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TERM TERMINATION INATION OF OF PAR PARENTAL ENTAL RIGHTS RIGHTS – Unfitne Unfitness ss ORS ORS 41 419B.50 9B.504 4 - co cont ntinue inued

 State ex rel DHS v. S.W. - not deciding

issue of whether reasonable efforts needed to be shown in light of mother‟s admission of unfitness due to mental illness.

  • dialectical behavior therapy “not likely to be

effective”

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TERMINATION – EXTREME CONDUCT ORS 419B.502

 SER DHS v. K.C. - extreme conduct under

419B.502 provides procedure for termination even if the parent is fit at the time of hearing and the conduct will not recur.

 SER DHS v. A.C. - mother and husband made

positive changes since termination of two previous children

  • “given the state of circumstances that now exist, we

find that the conditions giving rise to the previous termination action have been ameliorated to the extent that termination of mother's parental rights based on her prior extreme conduct is not appropriate.”

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ICWA STANDARDS

 SER Juv. Dept. v. T.N. - active efforts in

addition to 419B.504 elements

 SER DHS v. K.C.J.- serious emotional

  • r physical damage, supported by

evidence beyond reasonable doubt (including expert testimony)

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PE PERMANE RMANENCY NCY CASE CASES

 SER DHS v. H.S.C. -father in ICE custody during part of

case

  • “DHS is obliged to undertake reasonable efforts to make it

possible for the ward to safely return home based on the circumstances existing during the period prior to the permanency hearing and that period must be sufficient in length to afford a good opportunity to assess parental progress.”

 SER Juv. Dept. v. K.L. - “we do not see a period of

independence as an absolute requirement, as the trial court apparently did.”

  • 419B.498(2) authorizes delay in filing TPR if "parent is

successfully participating in services that will make it possible for the child or ward to safely return home within a reasonable time * * *."

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PE PERMANE RMANENCY NCY CASE CASES

 SER Juv. Dept. v. K.D. - Compelling reasons not to file TPR:

  • -new case plan developed shortly before hearing
  • -“more time was needed to assess mother's progress under the

new case plan.”

 SER Juv. Dept. v. C.D.J. - DHS efforts to establish

incarcerated father‟s paternity constituted reasonable efforts

  • “Given the minimal nature of DHS's requests and the accelerated

pace of the permanency hearing, father's acknowledgement of paternity and his cooperation in paternity testing constituted sufficient progress toward reunification under the circumstances.”

 SER DHS v. E.K. -with regard to DHS‟s reasonable efforts,

  • “it was reasonable for DHS to focus on incremental changes and

to suggest that mother seek community resources to gain insight into her children's special needs.”

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JURISDICTION JURISDICTION

 SER Juv. Dept. v. S.A. - no allegation of

current endangerment

 State v. S.M.P. - evidence of physical abuse

sufficient for jurisdiction, even if mother did not inflict injuries

 SER Juv. Dept. v. D.T.C. - focus is likelihood

  • f harm to child, not on court‟s fairness or

father‟s failure to comply with specific DHS services

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CHALLEN CHALLENGIN GING G PARENTING PARENTING CAPA CAPACITY CITY EVALUATIO EVALUATIONS NS

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What is a Parenting Capacity Evaluation?

Specific referral questions

Assessments

  • Parent and Collateral Interviews
  • Psychological Testing
  • Parent-Child Observation
  • Records Review

Integrating findings and report writing

Different from a psychological evaluation?

  • Time and Money
  • Use of many more testing measures –

some with validity issues

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An Example

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Evaluations CAN

 Describe characteristics and patterns of a

parent's functioning in adult and childrearing roles, explain possible reasons for abnormal or problematic behavior, and the potential for change

 Identify person-based and environmental

conditions likely to positively or negatively influence the behavior

 Describe children's functioning, needs, and

risks in relation to the parent's skills and deficits

 Provide directions for intervention

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Evaluations CANNOT

 Compare an individual's parenting fitness to universal

parenting standards

 Draw conclusions about parenting adequacy based only

  • n indirect measures

 Predict parenting capacity from mental health diagnoses  Rule out the effects of situational influences (e.g., time

limitations, demand characteristics, current stressors, cultural issues) on the assessment process

 Predict future behavior with certainty  Answer questions not articulated by the referral source

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Red Flags for Parenting Evaluations

 vague referral questions  single office session with parent  no direct observation of child or parent-child interactions  reliance on psychological instruments not directly related

to parenting and not designed to assess parenting capacity (intelligence tests, personality instruments, etc.)

 limited use of written records  minimal collateral info from caseworkers or therapists  failure to warn about limits of confidentiality  overstated conclusions  conclusions about ultimate legal issue (termination)  conclusions solely based on mental health diagnosis

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Challenging Admissibility

 Argue evaluation is scientific evidence

(“possesses significantly increased potential to influence the trier of fact”) State v. O’Key, 321 Or 285, 293 (1995)

 motion in limine / OEC 104 hearing  Scientific evidence must be:

  • Relevant (OEC 401);
  • Scientifically valid (OEC 702); and
  • Probative value > prejudicial effect (OEC 403).
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Challenging Admissibility- cont.

 Match red flags with factors regarding scientific

  • validity. State v. Brown, 297 Or 404, 417-419

(1984); State v. O’Key, 321 Or 285, 303-306 (1995).

  • reliance on the subjective interpretation of the expert
  • acceptance by scientists in the field
  • degree of acceptance in scientific community
  • operational standards controlling use
  • care with which technique was employed in this case
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For More Information

 JLRC Issue Brief- Admissibility of Parenting

Capacity Evaluations

 Karen S. Budd, Assessing Parenting Capacity

in a Child Welfare Context, 27 Child. & Youth Services J. 429, 432 (2005).

 Guidelines for Psychological Evaluations in

Child Protection Matters, 54 Amer. Psychologist 586-93 (1999) (also online)

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Please direct questions or requests for information to:

JLRC@jrplaw.org Angela Sherbo: angela@jrplaw.org Julie McFarlane: julie@jrplaw.org Juvenile Rights Project, Inc. 401 NE 19th Ave. Suite 200 Portland, OR 97232 503-232-2540