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Distributed Systems in practice Recitation Class 2 3PC/Quorum Systems Ren Mller, Systems Group, ETH Zurich muellren@inf.ethz.ch, IFW B49.1 HS 2008 Important Note: Download of the Book Apparently, Microsoft Research updated their


  1. Distributed Systems in practice Recitation Class 2 – 3PC/Quorum Systems René Müller, Systems Group, ETH Zurich muellren@inf.ethz.ch, IFW B49.1 HS 2008

  2. Important Note: Download of the Book  Apparently, Microsoft Research updated their website so the link to Phil Bernstein’s Book “Concurrency Control and Recovery in Distributed Databases” is no longer valid.  However, the FTP link (still) works.  Alternatively, you can find the book on the VS_Wiki used earlier in the lecture. Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 2

  3. Problems with 2PC  In 2PC any process can block during its uncertainty period.  However, if all processes are uncertain they all remain blocked.  Coordinator failed after deciding (coordinator is no longer uncertain)  Issue is addressed in 3PC Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 3

  4. Non-blocking Rule  NB : If any operational process is uncertain then no process can have decided to commit.  Solution to previous problem:  If all operational processes and find out that they are uncertain, they can safely abort, knowing that none of the failed processes could have decided commit. Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 4

  5. Non-Blocking Rule in 3PC  Idea: Use additional round of messages ( PRE-COMMIT , ACK ) to get everybody out of the uncertainty window.  3PC Coordinator sends PRE-COMMIT before COMMIT  Semantics of PRE-COMMIT : Decision is going to be commit if there are no failures.  A node receiving a PRE-COMMIT replies with an ACK .  What’s the purpose of the message? Coordinator has to expect an ACK from each participant .  To signal an event! Signals that participant is participating in second phase Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 5

  6. Three-Phase Commitment Protocol (3PC) Roles 1. Coordinator sends VOTE-REQ  Coordinator (C): initiates 3PC to all participants.  Participants (P) 2. When receiving VOTE-REQ Messages participant votes and sends  VOTE-REQ : (C)  (P) YES / NO vote to coordinator.  YES , NO : (P)  (C) 3. Coordinator collects votes and  PRE-COMMIT (C)  (P) decides commit/abort.  ACK (C)  (P)  All vote yes  PRE-COMMIT  COMMIT , ABORT (C)  (P)  Otherwise  ABORT Timeouts on 4. Participants receive  (P) VOTE-REQ  abort 1. PRE-COMMIT reply ACK  (C) YES , NO  abort 2. ABORT  abort  (P) PRE-COMMIT  term. prot. 5. Coordinator receives ACK s (C) ACK  ignore failed Ps then sends COMMIT to those it  (P) COMMIT  term. protocol received an ACK from. Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 6

  7. Coordinator all ACK s received  send COMMIT to everybody wait for committed ACKs All vote yes  send PRE-COMMIT Timeout on all ACK s  send COMMIT to ACK nodes wait for start votes send Some vote no  VOTE-REQ send ABORT aborted Timeout  decide abort and send ABORT Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 7

  8. COMMIT received  commit Participant committable committed PRE-COMMIT received Timeout  send ACK Even tough decision is commit. vote yes  uncertain Participant cannot commit yet. send YES  Violation of NB rule (others may still be uncertain) ABORT wait for  start Termination Protocol received Timeout VOTE-REQ  abort vote no  Participant is uncertain. send NO and abort It cannot unilaterally decide.  start Termination Protocol aborted (same as in 2PC) Timeout  decide abort Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 8

  9. Termination Protocol 1. Elect new coordinator 2. Coordinator sends STATE-REQ to all processes in the election. 3. All operating processes report their state 4. Coordinator applies Termination Rules based on state reports: TR1 : If some process is aborted  send ABORT TR2 : If some process is committed  send COMMIT TR3 : If some process is uncertain  decide abort and send ABORT . TR4 : If some processes is committable but none is committed  resume 3PC as new coordinator by (re-)sending PRE-COMMIT . Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 9

  10. Coexistence of States Aborted Uncertain Committable Committed  TR1  TR3   Aborted   TR3  TR3  Uncertain    TR4  TR2 Committable     TR2 Committed  For each feasible combination there is exactly one termination rule Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 10

  11. Failures in 3PC   Fact: Logging PRE-COMMIT Communication failures  Partitioning can occur and ACK s does not help in recovery.  Partition may decide differently    Logging identical to 2PC. inconsistency  Protocol does NOT tolerate  Recovery from total site failures communication failures.  wait for last process that failed  Solution : Use Quorums, i.e. (unless independent recovery decide only when majority of possible)  termination protocol processes are participating.  must include last failing process. introduces blocking again, of no quorum can be obtained. Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 11

  12. Assignment 7.14 Aborted Uncertain Committable Committed  (1)  (2)  (3)  (4) Aborted  (5)  (6)  (7) Uncertain  (8)  (9) Committable  (10) Committed Prove correctness of co-existence table. (symmetry  only 10 cases) Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 12

  13. Coexistence Table: simple cases (1) Aborted—Aborted : no failures, a (7) Uncertain—Committed : prevented NO vote  abort. by NB rule. When committed there are no operational uncertain processes. (2) Aborted—Uncertain : p 1 votes NO and unilaterally aborts, p 2 votes yes and is uncertain. (8) Committable—Committable : step (6) after p 2 got PRE-COMMIT (5) Uncertain —Uncertain : p 1 and p 2 vote YES, however, do not yet know (9) Committable—Committed : p 2 has the decision made by the received COMMIT p 1 not yet. coordinator. (10) Committed—Committed : step (6) (6) Uncertain —Committable : after after p 1 also received COMMIT . situation (5) the coordinator sends PRE-COMMIT . p 1 received it before p 2  p 1 committable while p 2 still uncertain. Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 13

  14. Coexistence Table: remaining cases (3) Aborted—Committable (4) Aborted—Committed (no communication failures) Commit is only reached if committable before. Abort possible if However, (3) says impossible  In termination protocol when Committable  everybody voted yes  Hence, processes are either uncertain or committable.  Abort then only in termination protocol.  Consider first round that would decide abort  Abort if some are uncertain processes are operational  impossible (no communication failures) Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 14

  15. Assignment 7.17  Describe scenario with site-failures only where a committable process still would lead to an abort. P 0 VOTE-REQ VOTE-REQ PRE-COMMIT YES YES STATE-REQ P 1 P 2 uncertain uncertain committable uncertain termination protocol “I am the only one alive and uncertain so I abort” Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 15

  16. Assignment 7.17 1. P 0 sends VOTE-REQ to P 1 and P 2 2. P 1 and P 2 both reply with YES 3. P 0 sends PRE-COMMIT to P 1 but fails before sending it to P 2 . Thus, P 1 is committable whereas P 2 is still uncertain. 4. P 1 fails. 5. P 2 times out for the PRE-COMMIT and starts termination protocol. 6. P 2 sends out STATE-REQ . 7. P 2 times out for replies and since it is the only one alive, determines abort since it is uncertain. Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 16

  17. Assignment 3 (a)  Read One-Write All (ROWA) Systems  Advantage cheap reads: one local read  Disadvantage expensive writes: N writes  ROWA suitable for read-dominated loads Apparent trade-off: read costs  write costs   Synchronous Update Everywhere ROWA: cheap reads expensive writes  Asynchronous Update Primary Copy: cheap writes expensive reads (local read may be out-of-date)  Is there something in-between, i.e., not write-all and read “a few”? Freitag, 12. Dezember 2008 René Müller Systems Group, Department of Computer Science, ETH Zurich 17

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