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Using the NIH Collaboratory's and PCORnet's distributed data networks for clinical trials and observational research - A preview Millions of people. Strong collaborations. Privacy first. Jeffrey Brown, PhD, Lesley Curtis, PhD, Richard Platt, MD,


  1. Using the NIH Collaboratory's and PCORnet's distributed data networks for clinical trials and observational research - A preview Millions of people. Strong collaborations. Privacy first. Jeffrey Brown, PhD, Lesley Curtis, PhD, Richard Platt, MD, MS Harvard Pilgrim Health Care Institute and Harvard Medical School Duke University November 14, 2014

  2. The Collaboratory DRN’s goal Facilitate multi-site research collaborations between investigators and data partners by creating secure networking capabilities and analysis tools for electronic health data 2

  3. PCORnet’s goal Improve the nation’s capacity to conduct rapid, efficient, and economical comparative effectiveness research 3

  4. Three critical elements • Privacy protections • Reusable analysis tools • Analysis-ready data

  5. Three critical elements • Privacy protections • Reusable analysis tools • Analysis-ready data

  6. Distributed analysis Coordina ng� Center� 1 6 1.� User� creates� and� submits� query� (a� Secure� Network� Portal� computer� program)� � 2.� Individual� data� Data� partner� 1� partners� retrieve� query� � Review� &� Run� Review� &� Return� � Query� Results� 3.� Data� partners� review� 2 5 Enroll� � and� run� query� against� 3 4 � Demographics� their� local� data� � U liza on� � � Etc � 4.� Data� partners� review� results� � � Data� partner� N� 5.� Data� partners� return� results� via� secure� Review� &� Run� Review� &� Return� network� � Query� Results� � Enroll� � 3 4 6.� Results� are� � Demographics� � U liza on� aggregated� � Etc � 6

  7. Multiple networks sharing infrastructure Health Health Health Outpatient Patient Hospital 1 Hospital 4 Plan 1 Plan 4 Plan 7 clinic 1 network 1 Health Outpatient Patient Health Health Hospital 2 Hospital 5 Plan 8 clinic 2 network 2 Plan 2 Plan 5 Health Health Health Outpatient Patient Hospital 3 Hospital 6 Plan 3 Plan 6 Plan 9 clinic 3 network 3 • Each organization can participate in multiple networks • Each network controls its governance and coordination • Other networks can participate • Networks share infrastructure, data curation, analytics, lessons, security, software development 7

  8. Multiple networks sharing infrastructure Health Health Health Outpatient Patient Hospital 1 Hospital 4 Plan 1 Plan 4 Plan 7 clinic 1 network 1 Health Outpatient Patient Health Health Hospital 2 Hospital 5 Plan 8 clinic 2 network 2 Plan 2 Plan 5 Health Health Health Outpatient Patient Hospital 3 Hospital 6 Plan 3 Plan 6 Plan 9 clinic 3 network 3 • Each organization can participate in multiple networks • Each network controls its governance and coordination • Other networks can participate • Networks share infrastructure, data curation, analytics, lessons, security, software development 8

  9. Use cases • Pragmatic clinical trial design • Observational studies • Single study private network • Pragmatic clinical trial follow up • Reuse of research data 9

  10. Use cases • Pragmatic clinical trial design • Observational studies • Single study private network • Pragmatic clinical trial follow up • Reuse of research data 10

  11. www.mini-sentinel.org/work_products/Statistical_Methods/Mini-Sentinel_Methods_CTTI_Developing-Approaches-to-Conducting-Randomized-Trials-Using-MSDD.pdf

  12. Use Case: IMPACT-AF Cluster Randomized Trial • Proposed by Christopher Granger, MD, and colleagues • Primary Aim: Test a multilevel educational intervention to increase the rate of initiation of oral anticoagulants among patients with atrial fibrillation. • Design: Cluster randomized trial • Intervention: • For patients – Mailed educational material, and recommendation to discuss their anticoagulation status with their clinician • For physicians – Notification of eligible patients. Reports regarding their eligible patients’ rate of anticoagulation benchmarked to other providers • Population: Patients >18 years with atrial fibrillation without anticoagulation AND >1 CHADS 2 (congestive heart failure, hypertension, age > 75 yrs, diabetes, stroke or TIA) risk factor OR >2 CHA 2 DS 2 VASc (congestive heart failure, hypertension, age, diabetes, stroke or TIA, vascular disease, female) risk factors www.mini-sentinel.org/work_products/Statistical_Methods/Mini-Sentinel_Methods_CTTI_Developing-Approaches-to-Conducting-Randomized-Trials-Using-MSDD.pdf

  13. Use Case: IMPACT-AF Cluster Randomized Trial • Proposed by Christopher Granger, MD, and colleagues • Primary Aim: Test a multilevel educational intervention to increase the rate of initiation of oral anticoagulants among patients with atrial fibrillation. • Design: Cluster randomized trial • Intervention: • For patients – Mailed educational material, and recommendation to discuss their anticoagulation status with their clinician. • For physicians – Notification of eligible patients. Reports regarding their eligible patients’ rate of anticoagulation benchmarked to other providers. • Population: Patients >18 years with atrial fibrillation without anticoagulation AND >1 CHADS 2 (congestive heart failure, hypertension, age > 75 yrs, diabetes, stroke or TIA) risk factor OR >2 CHA 2 DS 2 VASc (congestive heart failure, hypertension, age, diabetes, stroke or TIA, vascular disease, female) risk factors www.mini-sentinel.org/work_products/Statistical_Methods/Mini-Sentinel_Methods_CTTI_Developing-Approaches-to-Conducting-Randomized-Trials-Using-MSDD.pdf

  14. Use cases • Pragmatic clinical trial design • Observational studies • Single study private network • Pragmatic clinical trial follow up • Reuse of research data 14

  15. • Used data for 3.9 million new users of anti-hypertensives in 18 organizations • Propensity score matched analysis • No person-level data was shared Toh Arch Intern Med.2012;172:1582-1589.

  16. New program development process 1 . Draft functional 3 . Draft technical 6 . Develop 7 .Submit programming Principal programming programming programming package package to Managing Programmer specification specification (code, documentation) Programmer for QC 2 . Review and 4 . Review and approve 5. Develop QC Managing approve functional technical programming plan and test case Programmer specification specification scenarios 11 .Submit final Principal programming package to Programmer Managing Programmer 9 & 10. Track, Auditing 8 . Implement QC resolve and Programmer plan close all QC issues Managing Programmer 13 . Review 12 . Beta-test logs and programming output from package each site Data Partners

  17. • Used data for 3.9 million new users of anti-hypertensives in 18 organizations • Propensity score matched analysis • No person-level data was shared • Five months and $250,000 required for programming and analysis – compared to 1-2 years and $2 million without analysis-ready distributed dataset Toh Arch Intern Med.2012;172:1582-1589.

  18. • Used data for 3.9 million new users of anti-hypertensives in 18 organizations • Propensity score matched analysis • No person-level data was shared • Five months and $250,000 required for programming and analysis – compared to 1-2 years and $2 million without analysis- ready distributed dataset Toh Arch Intern Med.2012;172:1582-1589.

  19. Yes

  20. Three critical elements • Privacy protections • Reusable analysis tools • Analysis-ready data

  21. Reusable analysis tools Two levels of querying complexity and analysis • Level 1: Identify and characterize cohorts (eg, treatments, outcomes, etc) • Level 2: Comparative analyses with analytic adjustment for confounding using available analytic adjustment tools (eg, propensity score matching)

  22. Cohort Identification and Descriptive Analysis Tool • Parameterized program “template” to identify cohorts based on an array of available parameter options • Exposure, outcome, inclusion/exclusion criteria, covariate definitions; incidence assessment, age range and groups • Sample uses • Background rates • Exposures and follow-up (outcome rates) • Concomitant exposure characterization • Complex exposure and outcome definitions (“combo tool”) • Rhabdomyolysis definition example: inpatient diagnosis of rhabdomyolysis AND creatine kinase (CK) total value > 1,000 U/L in the +/- 14 days • Generates standard output for reporting and for use by additional tools

  23. Patient A (IMPACT-AF example) Query Available person time Query End Start Date Date Query parameters Query Period 1/1/2006- 12/31/2013 Coverage Requirement Medical and Drug Coverage Enrollment Requirement 183 days Enrollment Gap 45 days Age Groups 18-34, 35-44, 45-64 65-74, 75+

  24. Patient A (IMPACT-AF example) Query Query End Atrial fibrillation Start Date diagnosis Date (Index Date) Two cohort definitions Atrial Fibrillation diagnosis in any care setting at any time in observation period Two Atrial Fibrillation diagnosis codes on different days in any care setting at any time in observation period; index is first observation

  25. Patient A (IMPACT-AF example) Observation Time Query Query End Atrial fibrillation Start Date diagnosis Date (Index Date) Observation time: Identify anticoagulant use at any time after index date

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