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Categoricity of Shimura Varieties Sebastian Eterovi University of Oxford PLS12, June 2019 S. Eterovi (Oxford) Categoricity of Shimura Varieties June 2019 1 / 10 The Language of Algebraic Varieties Let V ( C ) C n be an irreducible


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Categoricity of Shimura Varieties

Sebastian Eterović

University of Oxford

PLS12, June 2019

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 1 / 10

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The Language of Algebraic Varieties

Let V (C) ⊆ Cn be an irreducible algebraic variety defined over a countable field F0.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 2 / 10

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The Language of Algebraic Varieties

Let V (C) ⊆ Cn be an irreducible algebraic variety defined over a countable field F0. Let F be an algebraically closed field of characteristic 0 with an embedding F0 → F. This defines a structure in the language LF0 = {+, ·, F0} which is the extension of the language of rings by a set of constants for F0.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 2 / 10

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The Language of Algebraic Varieties

Let V (C) ⊆ Cn be an irreducible algebraic variety defined over a countable field F0. Let F be an algebraically closed field of characteristic 0 with an embedding F0 → F. This defines a structure in the language LF0 = {+, ·, F0} which is the extension of the language of rings by a set of constants for F0. The set V (F) (consisting of the F-points of V ) can be interpreted over the LF0-structure F. For every m ≥ 1, every subvariety of V (F)m definable

  • ver F0 is definable in the language LF0.
  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 2 / 10

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The Language of Algebraic Varieties

Let V (C) ⊆ Cn be an irreducible algebraic variety defined over a countable field F0. Let F be an algebraically closed field of characteristic 0 with an embedding F0 → F. This defines a structure in the language LF0 = {+, ·, F0} which is the extension of the language of rings by a set of constants for F0. The set V (F) (consisting of the F-points of V ) can be interpreted over the LF0-structure F. For every m ≥ 1, every subvariety of V (F)m definable

  • ver F0 is definable in the language LF0.

Let T be the complete first-order theory of V in this language. As V (F) is bi-interpretable with F, then T has the same model-theoretic properties as ACF0, in particular, it is uncountably categorical.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 2 / 10

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Quotient Varieties

Let U ⊆ Cn be a complex domain, and suppose that there is an action of a group Γ on U such that V (C) = Γ\U is an algebraic variety.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 3 / 10

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Quotient Varieties

Let U ⊆ Cn be a complex domain, and suppose that there is an action of a group Γ on U such that V (C) = Γ\U is an algebraic variety.

Example

Let H ⊂ C denote the upper half-plane. The group SL2(Z) acts on H through Möbius transformations. The quotient SL2(Z)\H is an algebraic variety isomorphic to C.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 3 / 10

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Quotient Varieties

Let U ⊆ Cn be a complex domain, and suppose that there is an action of a group Γ on U such that V (C) = Γ\U is an algebraic variety.

Example

Let H ⊂ C denote the upper half-plane. The group SL2(Z) acts on H through Möbius transformations. The quotient SL2(Z)\H is an algebraic variety isomorphic to C. Quotient varieties can have more interesting structures than just being algebraic varieties. In order to witness this with model theory, it helps to expand the language and make it two-sorted: q : U → V (C) V has the language of algebraic varieties, U at least has the structure of a Γ-action, q is a function symbol invariant under Γ.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 3 / 10

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Shimura Varieties

Let X + denote a complex domain and suppose that there is an algebraic group G defined over Q such that G(R)+ acts on X + through

  • biholomorphisms. Under certain axioms on this data, one can find discrete

subgroups Γ < G(Q)+ such that Γ\X + is a variety.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 4 / 10

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Shimura Varieties

Let X + denote a complex domain and suppose that there is an algebraic group G defined over Q such that G(R)+ acts on X + through

  • biholomorphisms. Under certain axioms on this data, one can find discrete

subgroups Γ < G(Q)+ such that Γ\X + is a variety. Choosing the axioms to be the axioms of Shimura data, the quotient S(C) := Γ\X + is called a (connected) Shimura variety.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 4 / 10

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Shimura Varieties

Let X + denote a complex domain and suppose that there is an algebraic group G defined over Q such that G(R)+ acts on X + through

  • biholomorphisms. Under certain axioms on this data, one can find discrete

subgroups Γ < G(Q)+ such that Γ\X + is a variety. Choosing the axioms to be the axioms of Shimura data, the quotient S(C) := Γ\X + is called a (connected) Shimura variety. By some very deep theorems, Shimura varieties are canonically defined over a corresponding number field E = E(G, X +) called the reflex field.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 4 / 10

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Special Subvarieties

Suppose V ⊆ S is a subvariety such that one can find a subdomain X +

V ⊆ X + and an algebraic subgroup H < G defined over Q, so that

  • H, X +

V

  • also satisfies the axioms of Shimura data.
  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 5 / 10

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Special Subvarieties

Suppose V ⊆ S is a subvariety such that one can find a subdomain X +

V ⊆ X + and an algebraic subgroup H < G defined over Q, so that

  • H, X +

V

  • also satisfies the axioms of Shimura data.

Let ΓH = Γ ∩ H(Q).

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 5 / 10

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Special Subvarieties

Suppose V ⊆ S is a subvariety such that one can find a subdomain X +

V ⊆ X + and an algebraic subgroup H < G defined over Q, so that

  • H, X +

V

  • also satisfies the axioms of Shimura data.

Let ΓH = Γ ∩ H(Q). If V (C) = ΓH\X +

V , then we call V a special subvariety of S. We also call

X +

V a special domain for V .

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 5 / 10

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Special Subvarieties

Suppose V ⊆ S is a subvariety such that one can find a subdomain X +

V ⊆ X + and an algebraic subgroup H < G defined over Q, so that

  • H, X +

V

  • also satisfies the axioms of Shimura data.

Let ΓH = Γ ∩ H(Q). If V (C) = ΓH\X +

V , then we call V a special subvariety of S. We also call

X +

V a special domain for V .

A 0-dimensional special subvariety of S is called a special point.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 5 / 10

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Some Important Special Subvarieties

Let p : X + → S(C) be a Shimura variety. Choose g1, . . . , gn ∈ G(Q)+. Define: pg : X + → S(C)n x → (p(g1x), . . . , p(gnx)). The image of pg is a special subvariety of Sn which we denote Zg.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 6 / 10

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Shimura Structures

Let p : X + → S(C) be a Shimura variety. We interpret this as a Shimura structure q : D → S(F) using the language L consisting of:

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 7 / 10

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Shimura Structures

Let p : X + → S(C) be a Shimura variety. We interpret this as a Shimura structure q : D → S(F) using the language L consisting of:

1 S(F) is interpreted as an algebraic variety over F0 = E(Σ), where Σ is

the set of coordinates of all special points of S(C).

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 7 / 10

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Shimura Structures

Let p : X + → S(C) be a Shimura variety. We interpret this as a Shimura structure q : D → S(F) using the language L consisting of:

1 S(F) is interpreted as an algebraic variety over F0 = E(Σ), where Σ is

the set of coordinates of all special points of S(C).

2 D is a set with an action of G(Q)+ and also predicates DV ⊆ Dm (for

all m ≥ 1) interpreted as the special domains of a special subvariety V .

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 7 / 10

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Shimura Structures

Let p : X + → S(C) be a Shimura variety. We interpret this as a Shimura structure q : D → S(F) using the language L consisting of:

1 S(F) is interpreted as an algebraic variety over F0 = E(Σ), where Σ is

the set of coordinates of all special points of S(C).

2 D is a set with an action of G(Q)+ and also predicates DV ⊆ Dm (for

all m ≥ 1) interpreted as the special domains of a special subvariety V .

3 q is a function.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 7 / 10

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Shimura Structures

Let p : X + → S(C) be a Shimura variety. We interpret this as a Shimura structure q : D → S(F) using the language L consisting of:

1 S(F) is interpreted as an algebraic variety over F0 = E(Σ), where Σ is

the set of coordinates of all special points of S(C).

2 D is a set with an action of G(Q)+ and also predicates DV ⊆ Dm (for

all m ≥ 1) interpreted as the special domains of a special subvariety V .

3 q is a function.

Let Th(p) be the complete first-order theory of p : X + → S(C) in this language.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 7 / 10

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Shimura Structures

Let p : X + → S(C) be a Shimura variety. We interpret this as a Shimura structure q : D → S(F) using the language L consisting of:

1 S(F) is interpreted as an algebraic variety over F0 = E(Σ), where Σ is

the set of coordinates of all special points of S(C).

2 D is a set with an action of G(Q)+ and also predicates DV ⊆ Dm (for

all m ≥ 1) interpreted as the special domains of a special subvariety V .

3 q is a function.

Let Th(p) be the complete first-order theory of p : X + → S(C) in this language.

Remark

Every special subvariety of Sm is definable over E(Σ).

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 7 / 10

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Standard Fibres

Th(p) is not uncountably categorical because there is no restriction on the sizes of the fibres of q. From construction, the fibres of p are all of size Γ, but as Γ is a countably infinite group, this condition cannot be stated in a first-order way.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 8 / 10

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Standard Fibres

Th(p) is not uncountably categorical because there is no restriction on the sizes of the fibres of q. From construction, the fibres of p are all of size Γ, but as Γ is a countably infinite group, this condition cannot be stated in a first-order way. Let SF be the Lω1,ω-sentence: ∀x, y ∈ D  q(x) = q(y) = ⇒

  • γ∈Γ

x = γy   . Let ThSF(p) = Th(p) ∪ SF.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 8 / 10

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Galois Representations

Let Γ′ be a normal finite-index subgroup of Γ. This induces a natural map: Γ′\X + ψ − → Γ\X + whose fibres have a simply transitive action of Γ/Γ′.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 9 / 10

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Galois Representations

Let Γ′ be a normal finite-index subgroup of Γ. This induces a natural map: Γ′\X + ψ − → Γ\X + whose fibres have a simply transitive action of Γ/Γ′. Let z′ ∈ Γ′\X + and z ∈ Γ\X + be such that ψ(z′) = z. Let L be a finitely generated field extension of E(Σ) over which z is defined. THEN Aut(C/L) also acts on ψ−1(z) in a way that is comptaible with the action

  • f Γ/Γ′. Thus we get a homomorphism:

ρz′ : Aut(C/L) → Γ/Γ′.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 9 / 10

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Galois Representations

Taking it to the (projective) limit

Repeat the construction of the homomorphism ρz′ for all finite-index normal subgroups of Γ, and choose the z′ in a compatible way. We then get a homomorphism: Aut(C/L) → Γ := lim ← −

Γ′

Γ/Γ′.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 10 / 10

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Galois Representations

Taking it to the (projective) limit

Repeat the construction of the homomorphism ρz′ for all finite-index normal subgroups of Γ, and choose the z′ in a compatible way. We then get a homomorphism: Aut(C/L) → Γ := lim ← −

Γ′

Γ/Γ′. As it turns out (you can read my thesis), the uncountable categoricity of ThSF(p) is completely dependent on the behaviour of this last homomorphism, specifically on whether the image is open in Γ or not.

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 10 / 10

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Galois Representations

Taking it to the (projective) limit

Repeat the construction of the homomorphism ρz′ for all finite-index normal subgroups of Γ, and choose the z′ in a compatible way. We then get a homomorphism: Aut(C/L) → Γ := lim ← −

Γ′

Γ/Γ′. As it turns out (you can read my thesis), the uncountable categoricity of ThSF(p) is completely dependent on the behaviour of this last homomorphism, specifically on whether the image is open in Γ or not. This last question is of great interest in number theory, and had already been independently considered by Richard Pink (2006), and in more specific cases, it is known as the Mumford-Tate conjecture (still, mostly open).

  • S. Eterović (Oxford)

Categoricity of Shimura Varieties June 2019 10 / 10