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Assertions, Denials Questions, Answers & the Common Ground Greg Restall arch m & lg seminar / 30 september 2019 / st andrews My Aim To better understand the speech acts of assertion and denial , their relationships to other speech


  1. What does a “ no ” to p ? assert ? Presumably ¬ p . However, I prefer to think of a yes to p ? as ruling p in , and a no to p ? as ruling p out . This way, we can distinguish practices where the issues are closed under negation and those with more limited expressive resources. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 24 of 57

  2. What does a “ no ” to p ? assert ? Presumably ¬ p . However, I prefer to think of a yes to p ? as ruling p in , and a no to p ? as ruling p out . This way, we can distinguish practices where the issues are closed under negation and those with more limited expressive resources. (Nothing important hangs on this distinction.) Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 24 of 57

  3. Common Ground [ X : Y ] a pair of sets of sentences Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 25 of 57

  4. Common Ground [ X : Y ] a pair of sets of sentences � We have ruled in everything in X , the positive common ground . Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 25 of 57

  5. Common Ground [ X : Y ] a pair of sets of sentences � We have ruled in everything in X , the positive common ground . � We have ruled out everything in Y , the negative common ground . Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 25 of 57

  6. Common Ground [ X : Y ] a pair of sets of sentences � We have ruled in everything in X , the positive common ground . � We have ruled out everything in Y , the negative common ground . Think of this as part of the conversational scoreboard . There are also our public individual commitments, the questions under discussion, and much more. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 25 of 57

  7. Denial and Retraction abelard : Astralabe is in the study. eloise : No, he is in the kitchen. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 26 of 57

  8. Denial and Retraction abelard : Astralabe is in the study. eloise : No, he is in the kitchen. abelard : Astralabe is in the study. eloise : No, he is either in the kitchen or the study. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 26 of 57

  9. Denial and Retraction abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is in the kitchen. eloise : No, he is in the kitchen. abelard : Astralabe is in the study. eloise : No, he is either in the kitchen or the study. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 26 of 57

  10. Denial and Retraction abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is in the kitchen. eloise : No, he is in the kitchen. abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is either in the eloise : *No, he is either in the kitchen or the study. kitchen or the study. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 26 of 57

  11. Denial and Retraction abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is in the kitchen. eloise : No, he is in the kitchen. abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is either in the eloise : *No, he is either in the kitchen or the study. kitchen or the study. inappropriate Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 26 of 57

  12. Denial and Retraction abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is in the kitchen. eloise : No, he is in the kitchen. abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is either in the eloise : *No, he is either in the kitchen or the study. kitchen or the study. inappropriate eloise : Maybe. He’s either in the kitchen or the study. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 26 of 57

  13. Denial and Retraction abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is in the kitchen. eloise : No, he is in the kitchen. strong denial abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is either in the eloise : *No, he is either in the kitchen or the study. kitchen or the study. inappropriate eloise : Maybe. He’s either in the kitchen or the study. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 26 of 57

  14. Denial and Retraction abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is in the kitchen. eloise : No, he is in the kitchen. strong denial strong denial abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is either in the eloise : *No, he is either in the kitchen or the study. kitchen or the study. inappropriate eloise : Maybe. He’s either in the kitchen or the study. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 26 of 57

  15. Denial and Retraction abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is in the kitchen. eloise : No, he is in the kitchen. strong denial strong denial abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is either in the eloise : *No, he is either in the kitchen or the study. kitchen or the study. inappropriate eloise : Maybe. He’s either in the kitchen or the study. partial answer Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 26 of 57

  16. Denial and Retraction abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is in the kitchen. eloise : No, he is in the kitchen. strong denial strong denial abelard : Astralabe is in the study. abelard : Is Astralabe in the study? eloise : No, he is either in the eloise : *No, he is either in the kitchen or the study. kitchen or the study. weak denial inappropriate eloise : Maybe. He’s either in the kitchen or the study. partial answer Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 26 of 57

  17. Strong and W eak Denial � To strongly deny p is to bid to add p to the negative common ground . Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 27 of 57

  18. Strong and W eak Denial � To strongly deny p is to bid to add p to the negative common ground . � To weakly deny p is to block the addition of p to the positive common ground , or to bid for its retraction if it is already there. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 27 of 57

  19. Strong and W eak Denial, and the Common Ground � Strong or weak denials of p are appropriate responses to an assertion of p , because the assertion of p is a bid to add p to the positive common ground. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 28 of 57

  20. Strong and W eak Denial, and the Common Ground � Strong or weak denials of p are appropriate responses to an assertion of p , because the assertion of p is a bid to add p to the positive common ground. � A strong denial of p is one way to settle the question p ? — this is generally an appropriate response. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 28 of 57

  21. Strong and W eak Denial, and the Common Ground � Strong or weak denials of p are appropriate responses to an assertion of p , because the assertion of p is a bid to add p to the positive common ground. � A strong denial of p is one way to settle the question p ? — this is generally an appropriate response. � A weak denial of p is not generally an appropriate response to the polar question p ?, as the polar question does not place p in the positive common ground, and the question is inappropriate if p is already in the positive common ground, so there is no p to block or retract. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 28 of 57

  22. Strong and W eak Denials, and Strong and W eak Assertions � strong denial : add to the negative common ground. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 29 of 57

  23. Strong and W eak Denials, and Strong and W eak Assertions � strong denial : add to the negative common ground. � strong assertion : add to the positive common ground. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 29 of 57

  24. Strong and W eak Denials, and Strong and W eak Assertions � strong denial : add to the negative common ground. � strong assertion : add to the positive common ground. � weak denial : retract (or block) from the positive common ground. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 29 of 57

  25. Strong and W eak Denials, and Strong and W eak Assertions � strong denial : add to the negative common ground. � strong assertion : add to the positive common ground. � weak denial : retract (or block) from the positive common ground. � weak assertion : retract (or block) from the negative common ground. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 29 of 57

  26. Strong and W eak Denials, and Strong and W eak Assertions � strong denial : add to the negative common ground. � strong assertion : add to the positive common ground. � weak denial : retract (or block) from the positive common ground. � weak assertion : retract (or block) from the negative common ground. — “Perhaps p .” Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 29 of 57

  27. That’s one way to understand the relationship between assertion and denial, and how to distinguish strong denial from other negative speech acts. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 30 of 57

  28. One Consequence The common ground (what we, together, take for granted ) seems to be very fi nely grained. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 31 of 57

  29. One Consequence The common ground (what we, together, take for granted ) seems to be very fi nely grained. Abelard is being tutored by Eloise in geometry. He is reasoning about a triangle with interior angles of 40°, 60° and 80°. He adds up the angles, and notices that they sum to 180° ... Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 31 of 57

  30. One Consequence The common ground (what we, together, take for granted ) seems to be very fi nely grained. Abelard is being tutored by abelard : The interior angles of Eloise in geometry. He is triangles add up to 180°. reasoning about a triangle with interior angles of 40°, 60° and 80°. He adds up the angles, and notices that they sum to 180° ... Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 31 of 57

  31. One Consequence The common ground (what we, together, take for granted ) seems to be very fi nely grained. Abelard is being tutored by abelard : The interior angles of Eloise in geometry. He is triangles add up to 180°. reasoning about a triangle with interior angles of 40°, eloise : No. The interior angles of this 60° and 80°. He adds up triangle add up to 180°. Can you prove the angles, and notices that the general case? they sum to 180° ... Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 31 of 57

  32. One Consequence The common ground (what we, together, take for granted ) seems to be very fi nely grained. Abelard is being tutored by abelard : The interior angles of Eloise in geometry. He is triangles add up to 180°. reasoning about a triangle with interior angles of 40°, eloise : No. The interior angles of this 60° and 80°. He adds up triangle add up to 180°. Can you prove the angles, and notices that the general case? they sum to 180° ... Eloise here seems to block from the common ground (weakly deny) a logical consequence of claims in the common ground (the axioms of geometry), for the same kinds of reason we accept for other weak denials. This would be impossible if the common ground was simply a set of worlds. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 31 of 57

  33. Logical Consequence and Strong or W eak Denial If X � Y is derivable, then it’s out of bounds to strongly assert each member of X and strongly deny each member of Y . Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 32 of 57

  34. Logical Consequence and Strong or W eak Denial If X � Y is derivable, then it’s out of bounds to strongly assert each member of X and strongly deny each member of Y . But this example shows that it need not be out of bounds to strongly assert each member of X and weakly deny each member of Y . Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 32 of 57

  35. Positions Any position [ X, A : A, Y ] in which A has been strongly asserted and strongly denied, is out of bounds. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 33 of 57

  36. Positions Any position [ X, A : A, Y ] in which A has been strongly asserted and strongly denied, is out of bounds. X, A � A, Y Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 33 of 57

  37. Positions Any position [ X, A : A, Y ] in which A has been strongly asserted and strongly denied, is out of bounds. X, A � A, Y If X � Y is not derivable then [ X : Y ] is available . Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 33 of 57

  38. A W ord on Cut X � A, Y X, A � Y Cut X � Y Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 34 of 57

  39. A W ord on Cut X � A, Y X, A � Y Cut X � Y In any available position [ X : Y ] , if one way to settle A ? is not available, then the other way to settle it is available. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 34 of 57

  40. positions and rules

  41. De fi ning Rules X, A, B � Y X � A, B, Y = ∧ Df = ∨ Df = = = = = = = = = = = = = = = = = = X, A ∧ B � Y X � A ∨ B, Y X � A, Y X, A � B, Y = ¬ Df = → Df = = = = = = = = = = = = = = = = = X, ¬ A � Y X � A → B, Y Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 36 of 57

  42. De fi ning Rules X, A, B � Y X � A, B, Y = ∧ Df = ∨ Df = = = = = = = = = = = = = = = = = = X, A ∧ B � Y X � A ∨ B, Y X � A, Y X, A � B, Y = ¬ Df = → Df = = = = = = = = = = = = = = = = = X, ¬ A � Y X � A → B, Y These are kinds of de fi nitions , showing how to treat assertions or denials of the de fi ned concept in terms of the assertions or denials of their components. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 36 of 57

  43. Derivations ¬ p � ¬ p ¬ Df � p, ¬ p ∨ Df � p ∨ ¬ p Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 37 of 57

  44. Derivations ¬ p � ¬ p p � p ¬ Df ¬ Df � p, ¬ p p, ¬ p � ∨ Df ∧ Df � p ∨ ¬ p p ∧ ¬ p � Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 37 of 57

  45. Derivations ¬ p � ¬ p p � p ¬ Df ¬ Df � p, ¬ p p, ¬ p � ∨ Df ∧ Df � p ∨ ¬ p p ∧ ¬ p � p, q ∨ r � p ∧ q, q ∨ r p ∧ q, q ∨ r � p ∧ q, r ∨ Df ∧ Df p, q ∨ r � p ∧ q, r, q q, p, q ∨ r � p ∧ q, r Cut p, q ∨ r � p ∧ q, r ∨ Df p, q ∨ r � ( p ∧ q ) ∨ r ∧ Df p ∧ ( q ∨ r ) � ( p ∧ q ) ∨ r Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 37 of 57

  46. Sequent Derivations aren’t exactly Proofs � They don’t have the same shape as proofs. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 38 of 57

  47. Sequent Derivations aren’t exactly Proofs � They don’t have the same shape as proofs. � (Where is the conclusion in p ∨ q � p, q ?) Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 38 of 57

  48. Sequent Derivations aren’t exactly Proofs � They don’t have the same shape as proofs. � (Where is the conclusion in p ∨ q � p, q ?) � A endsequent X � A doesn’t tell you to infer A from X — it merely tells you to not assert all members of X and deny A . Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 38 of 57

  49. Let’s make this problem sharp Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 39 of 57

  50. Let’s make this problem sharp The Tortoise never asserts A and A → Z while denying Z , but he doesn’t accept A and A → Z as a reason for Z . Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 39 of 57

  51. justification requests

  52. What is a justi fi cation request ? abelard : Astralabe is in the kitchen. eloise : Really ? abelard : I saw him there fi ve minutes ago. eloise : ok . Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 41 of 57

  53. What is a justi fi cation request ? abelard : Astralabe is in the kitchen. eloise : Really ? abelard : I saw him there fi ve minutes ago. eloise : ok . abelard : Astralabe is in the kitchen. eloise : Really ? abelard : I saw him there fi ve minutes ago. eloise : Are you sure ? He’s been in the study with me for the last half hour. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 41 of 57

  54. What is a justi fi cation request ? abelard : Astralabe is in the kitchen. eloise : Really ? abelard : I saw him there fi ve minutes ago. eloise : ok . abelard : Astralabe is in the kitchen. eloise : Really ? abelard : I saw him there fi ve minutes ago. eloise : Are you sure ? He’s been in the study with me for the last half hour. abelard : Astralabe is in the kitchen. eloise : Really ? abelard : I saw him there fi ve minutes ago. eloise : Yes, but he was in the study two minutes ago. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 41 of 57

  55. Justi fi cation Requests and Norms for Assertion We should expect the need for justi fi cation requests given the commitments and entitlements involved in assertion. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 42 of 57

  56. Justi fi cation Requests and Norms for Assertion We should expect the need for justi fi cation requests given the commitments and entitlements involved in assertion. If I give you permission to ask me to vouch for my assertion you should to be able to call me on it. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 42 of 57

  57. Justi fi cation Requests and Norms for Assertion We should expect the need for justi fi cation requests given the commitments and entitlements involved in assertion. If I give you permission to ask me to vouch for my assertion you should to be able to call me on it. That’s a justification request . Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 42 of 57

  58. What is a justi fi cation request ? A justi fi cation request for a strong assertion [or strong denial] is an attempt to block the addition to the common ground, until a reason is given. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 43 of 57

  59. What is a justi fi cation request ? A justi fi cation request for a strong assertion [or strong denial] is an attempt to block the addition to the common ground, until a reason is given. This reason is another assertion [or denial] which must be granted , (added to the common ground) in order for the request to be met. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 43 of 57

  60. What is a justi fi cation request ? A justi fi cation request for a strong assertion [or strong denial] is an attempt to block the addition to the common ground, until a reason is given. This reason is another assertion [or denial] which must be granted , (added to the common ground) in order for the request to be met. Granting the given reason is necessary but not su ffi cient for satisfying the justi fi cation request. Greg Restall Assertions, Denials, Questions, Answers, & the Common Ground 43 of 57

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