Arizonas Open Meeting Law Jessica Gifford Funkhouser Jessica - - PDF document

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Arizonas Open Meeting Law Jessica Gifford Funkhouser Jessica - - PDF document

Agenda Number 5. Arizonas Open Meeting Law Jessica Gifford Funkhouser Jessica Gifford Funkhouser March 3, 2011 Disclaimer The opinions expressed here are my The opinions expressed here are my own Not on behalf of the court or any


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Arizona’s Open Meeting Law

Jessica Gifford Funkhouser Jessica Gifford Funkhouser March 3, 2011

Disclaimer

The opinions expressed here are my

 The opinions expressed here are my

  • wn

 Not on behalf of the court or any judge  For educational purposes, only, and not

to be considered “legal advice”

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to be considered legal advice

Agenda Number 5.

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Legislative Intent Behind the Open Meeting Law

 Maximize public access to the  Maximize public access to the

governmental process

 Open deliberations and proceedings to

the public

 Prevent public bodies from making

d i i i t

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decisions in secret

 Resolve any uncertainty in favor of

  • penness

Who Must Comply?

“Public Bodies” A R S § 38 431(6)

Public Bodies – A.R.S. § 38-431(6)

 Includes:

 Standing committees  Special committees  Advisory committees  Subcommittees 4  Subcommittees

 E.g., Finance, Audit & Power Committee  E.g., CAGRD & Underground Storage Committee  any committee with a Board member that is

appointed by the Board President

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Definition of Advisory or Subcommittee

A R S § 38 431

 A.R.S. § 38-431  Any entity, however designated, officially established

  • n motion or order of a public body or presiding
  • fficer of a public body

 Whose members are appointed for specific purpose

  • f making a recommendation concerning a decision

t b d id d f d t t

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to be made or considered or a course of conduct to be taken or considered by the public body

 E.g., ADD Water

What Must a Public Body Do?

A.R.S. § 38-431.01

Meet and take legal action only in

 Meet and take legal action only in

public meetings.

 Exception: may meet in authorized

executive sessions.

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What is a Meeting?

A.R.S. § 38-431(4)

 “Meeting” is a gathering in person or 

Meeting is a gathering, in person or through technological devices

 of a quorum of a public body

 Discuss  Propose  Deliberate

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 Deliberate  Take legal action

Notice of Meetings

A.R.S. § 38-431.02(C)

24 hours in advance of meeting

24 hours in advance of meeting

To all members of the public body

To the general public

Exceptions:

Can recess and resume a properly noticed meeting to a later date by making an announcement at the meeting and

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an announcement at the meeting and describing what agenda items will be covered

Actual emergencies

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The Agenda

A.R.S. § 38-431.02(H)

Must list the specific matters to be

 Must list the specific matters to be

 discussed  considered or  decided at the meeting

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 decided at the meeting

The Agenda

Must contain information reasonably

 Must contain information reasonably

necessary to inform the public.

 Public body may discuss, consider or

make decisions only on

 matters listed on the agenda and

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g

 other matters related thereto

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Common Agenda Problems

 Cannot use general categories without  Cannot use general categories without

details:

 “New Business”  “Old Business”  “Personnel”  “Announcements” 11 

Announcements

 “_______’s Report”  “Good of the Order”  “Around the Table”

Circumvention

Cannot use any device to circumvent the

 Cannot use any device to circumvent the

Open Meeting Law.

 “Splintering the quorum”:

 Serial communications (verbal, written,

electronic, etc.) Polling or Straw vote

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 Polling or Straw vote  “Hub and Spokes” of a wheel analogy  “Daisy Chaining”

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Prohibited 2-way Communications

Discussing

 Discussing  Deliberating  Taking Legal Action  Back and forth among a quorum

O tt th t ld f bl

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 On a matter that could foreseeably

come before the board (board business)

Serial Communications Among A Quorum

 Verbal serial communications – going from  Verbal serial communications

going from

  • ne person to the next, sharing

communications would violate OML

 Arizona Agency Handbook § 7.5.2

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Attorney General Opinion I05-004: E-mail

 Attorney General’s website www azag gov  Attorney General s website www.azag.gov  Board members cannot use e-mail to

circumvent the OML

 Cannot use e-mail among a quorum to:

 Propose legal action  Discuss legal action

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 Discuss legal action  Deliberate on legal action  Take legal action

Communications with the Media

OML does not prohibit speaking to the

 OML does not prohibit speaking to the

media regarding matters that may come before the public body

 A.R.S. § 38-431.09(B) added in 2008  Ariz. Att’y Gen. Opinion I07-013

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Staff & Other Persons

A.R.S. § 38-431.01(I)

Cannot direct staff to communicate in

 Cannot direct staff to communicate in

violation of the open meeting law

 Sanctions may be imposed upon any

person who knowingly aids, agrees to

aid or attempts to aid another person in

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p p violating this article – A.R.S. § 38- 431.07(A).

Public’s Rights

 Attend  Attend  Listen  Tape record  Videotape

 NO right to speak

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 NO right to speak

Note: Public body cannot require attendees to identify themselves or sign in (unless they are making a presentation)

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Meeting Location Pitfalls

 Inaccessible  Inaccessible

 A board member’s house  Country club

 Inaudible  Too small for a controversial meeting

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 Too small for a controversial meeting

 Recess and resume  leave a staff person to give directions  post a large notice  start the meeting a little later

Calls to the Public

A.R.S. § 38-431.01(H)

 Optional  Optional  Time, manner, place restrictions

 May limit time (egg timer)  May ban Repetition

 May require speakers on the same side 20

with no new comments to select spokesperson

 Prohibit disruptive behavior

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Common Pitfall of Calls to the Public

 Discussing matters not listed on the  Discussing matters not listed on the

agenda

 Public body’s response is limited to:

 Direct staff to study the matter  Ask that a matter be placed on a future

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agenda

 Respond to criticism

Note: Responses must take place at the

conclusion of the call to the public

Executive Sessions

A.R.S. § 38-431.03(A)

Only certain subjects are allowed Only certain subjects are allowed

 Personnel matters  Confidential records  Legal advice  Litigation, contract negotiations, and settlement

discussions E l l di i

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 Employee salary discussions  International, Interstate, and Tribal Negotiations  Purchase, Sale or Lease of Real Property

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Executive Session Agendas

 Only a general description is necessary  Only a general description is necessary  Needs to be more than a statutory citation  Should include the statutory section

authorizing the executive session

Need not contain information that would:

 Defeat the purpose of executive session

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 Defeat the purpose of executive session  Compromise the legitimate privacy

interests of a public officer, appointee, or employee

 Compromise the attorney-client privilege

Who May Attend Executive Sessions?

A.R.S. § 38-431(2)

 Members of public body  Members of public body  Persons subject to a personnel discussion  Individuals whose presence is

reasonably necessary in order for the

public body to carry out its executive session responsibilities

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 Clerk to take minutes/run tape  Attorney to give legal advice

Tip: Put on the record why certain staff are reasonably necessary.

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Executive Session Pitfalls

 What happens in executive session  What happens in executive session

stays in executive session!

 State ex. rel. Thomas v.

Schneider, 212 Ariz. 292, 130 P.3d

991 (App. Div. 1, 2006

 Taking legal action

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g g

 No straw vote  No show of hands

 All votes must take place in public!

Legal Advice

Discussion or consultation for legal

 Discussion or consultation for legal

advice with attorneys of the public body

 Lawyers for the PUBLIC BODY  Not lawyers for someone else  Not just because lawyer is present

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j y p

 Avoid factual “updates”

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Minutes

A.R.S. § 38-431.01(B)

Minutes or recording required

 Minutes or recording required

 Tape recordings – must be retained

for at least 3 months

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Access to Public Meeting Minutes

Minutes or a recording shall be open to

 Minutes or a recording shall be open to

public inspection 3 working days after the meeting

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Subcommittees and Advisory Committees

A R S §§ 38 431(6) 38 431 01(B) and

 A.R.S. §§ 38-431(6), 38-431.01(B) and

(E)(3)

 Subcommittees and advisory

committees must:

 Take written minutes or record all

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meetings, including executive sessions

Executive Session Meeting Minutes

 Shall have written minutes or a recording

 Burden of proof to show no violation in executive

session – on the public body

 Shall include the following:

 Date, time and place of meeting  Members present & absent  General description of matters considered 30  An accurate description of all instructions given  Such other matters as deemed appropriate by the

public body

 Shall be kept confidential (A.R.S. § 38-

431.03(B))

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When A Potential OML Violation Has Occurred

 If in the thick of things = Recess &  If in the thick of things = Recess &

assess

 Can you resolve the issue and continue?  Does the particular OML violation taint

your whole meeting? Maybe not – AG Opinion I08-001

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p

Ratification – A.R.S. § 38-431.05

Within 30 days after discovery of the

 Within 30 days after discovery of the

violation or when should have been discovered with reasonable diligence

 Tanque Verde Unified School Dist. v.

Bernini, 206 Ariz. 200, 76 P.3d 874 (App.

2003) (30 d ft t li OK)

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2003) (30 days after court ruling OK)

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Ratification – No Easy Task

 Notice 72 hours before the meeting  Notice 72 hours before the meeting

 Description of action to be ratified  Clear statement that the body proposes to

ratify a prior action

 Information on how to obtain detailed

written description of the action

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written description of the action

 Written description includes:  Action to be ratified  All of the preceding deliberations, consultations and

decisions that preceded and related to the action

 Must be included in minutes

Penalties

A.R.S. § 38-431.07(A) M b d h id tt t

 Members and any persons who aid, attempt, or

agree to aid:

 Civil penalty up to $500 for each violation  Such equitable relief as the court deems appropriate  Reasonable attorneys’ fees

 If intent to deprive the public of information:

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p p

 Court may remove public officer from office and  Charge officer and any person that aided, agreed to

aid, or attempted to aid, all the costs and attorney’s fees

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Key Resources

 The Arizona Ombudsman – Citizens’ Aide  The Arizona Ombudsman – Citizens Aide

Handbook – The Arizona Open Meeting Law

 Ombudsman website www.azoca.gov  Arizona Agency Handbook, Chapter 7,

www azag gov

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www.azag.gov

 Attorney General Opinions –

www.azag.gov

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Jessica Gifford Funkhouser is Special Court Counsel for Justice System Planning and Communications for the Superior Court of Arizona in Maricopa County. She graduated with high distinction from the University of Arizona College of Law in 1978 and was awarded the Order of the Coif.

  • Ms. Funkhouser has previously served as Special Counsel for Elections, Open

Meetings and Public Records in the Office of the Arizona Attorney General; State Election Director; Assistant Chief Counsel of the Division of County Counsel; Chief Counsel of the Appeals Division of the Maricopa County Attorney's Office; and Chief Counsel of the Criminal Division of the Arizona Attorney General's Office.

  • Ms. Funkhouser has been a volunteer Bar Counsel, a Hearing Officer in disciplinary

cases, and a member of the Disciplinary Commission. She co-chaired the 2005 State Bar Convention and has been a member of the Commission on Trial Court Appointments for Maricopa County.

  • Ms. Funkhouser received the Maricopa County Bar Association's Distinguished Public

Lawyer Award in 1999, the Arizona Attorney General’s Attorney of the Year Award for the Solicitor General’s Office in 2004, the Arizona Attorney General’s Exceptional Public Service Award and Outstanding Team Awards in 2005, and the State Bar President’s Award in 2009.

Jessica Gifford Funkhouser