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Reflection calculus and conservativity spectra Lev D. Beklemishev Steklov Mathematical Institute of RAS, Moscow Topological methods in Logic VI Tbilisi, July 17, 2018 Research reported in this work is supported by the Russian Science


  1. Reflection calculus and conservativity spectra Lev D. Beklemishev Steklov Mathematical Institute of RAS, Moscow Topological methods in Logic VI Tbilisi, July 1–7, 2018 Research reported in this work is supported by the Russian Science Foundation under project 16-11-10252

  2. Strictly positive modal formulas The language of modal logic extends that of propositional calculus by a family of unary connectives { ✸ i : i ∈ I } . Strictly positive modal formulas are defined by the grammar: A ::= p | ⊤ | ( A ∧ A ) | ✸ i A , i ∈ I . We are interested in the implications A → B where A and B are strictly positive.

  3. Strictly positive logics Strictly positive fragment of a modal logic L is the set of all implications A → B such that A and B are strictly positive and L ⊢ A → B . Strictly positive logics are consequence relations on the set of strictly positive modal formulas.

  4. Strictly positive logics Strictly positive fragment of a modal logic L is the set of all implications A → B such that A and B are strictly positive and L ⊢ A → B . Strictly positive logics are consequence relations on the set of strictly positive modal formulas.

  5. Basic strictly positive logic We derive sequents of the form A ⊢ B with A , B s.p. K + : the s.p. fragment of K 1 A ⊢ A ; A ⊢ ⊤ ; from A ⊢ B and B ⊢ C infer A ⊢ C ; 2 A ∧ B ⊢ A , B ; from A ⊢ B and A ⊢ C infer A ⊢ B ∧ C ; 3 from A ⊢ B infer ✸ A ⊢ ✸ B . Fact. K + is closed under substitution and positive replacement: if A ( p ) ⊢ B ( p ) then A ( C ) ⊢ B ( C ) ; if A ⊢ B then C ( A ) ⊢ C ( B ) .

  6. Basic strictly positive logic We derive sequents of the form A ⊢ B with A , B s.p. K + : the s.p. fragment of K 1 A ⊢ A ; A ⊢ ⊤ ; from A ⊢ B and B ⊢ C infer A ⊢ C ; 2 A ∧ B ⊢ A , B ; from A ⊢ B and A ⊢ C infer A ⊢ B ∧ C ; 3 from A ⊢ B infer ✸ A ⊢ ✸ B . Fact. K + is closed under substitution and positive replacement: if A ( p ) ⊢ B ( p ) then A ( C ) ⊢ B ( C ) ; if A ⊢ B then C ( A ) ⊢ C ( B ) .

  7. Normal strictly positive logics A normal s.p. logic is a set of sequents closed under the rules of K + and the substitution rule. Other standard logics: (4) ✸✸ A ⊢ ✸ A ; (T) A ⊢ ✸ A ; (5) ✸ A ∧ ✸ B ⊢ ✸ ( A ∧ ✸ B ) .

  8. Semilattices with monotone operators We consider lower semilattices with top equipped with a family of unary operators A = ( A ; ∧ , 1 , { ✸ i : i ∈ I } ) where each ✸ i is a monotone operator. An operator R : A → A is: monotone if x ≤ y implies R ( x ) ≤ R ( y ) ; semi-idempotent if R ( R ( x )) ≤ R ( x ) ; closure if R is m., s.i. and x ≤ R ( x ) . We call such structures SLO .

  9. Algebraic semantics We identify s.p. formulas and SLO terms. Then each sequent A ⊢ B represents an inequality (i.e. the identity A ∧ B = A ): A ⊢ B holds in A if A � ∀ � x ( A ( � x ) ≤ B ( � x )) . Facts: A ⊢ B is provable in K + iff A ⊢ B holds in all SLO A . Varieties of SLO = normal strictly positive logics.

  10. G¨ odel’s 2nd Incompleteness Theorem A theory T is G¨ odelian if Natural numbers and operations + and · are definable in T ; T proves basic properties of these operations (contains EA); There is an algorithm (and a Σ 1 -formula) recognizing the axioms of T . Con ( T ) = ‘ T is consistent’ K. G¨ odel (1931): If a G¨ odelian theory T is consistent, then Con ( T ) is true but unprovable in T .

  11. Semilattice of G¨ odelian theories Def. G EA is the set of all G¨ odelian extensions of EA mod = EA . S ≤ EA T ⇐ ⇒ EA ⊢ ∀ x ( ✷ T ( x ) → ✷ S ( x )); S = EA T ⇐ ⇒ ( S ≤ EA T and T ≤ EA S ) . Then ( G EA , ∧ EA , 1 EA ) is a lower semilattice with 1 EA = EA and S ∧ EA T := S ∪ T (defined by the disjunction of the Σ 1 -definitions of S and T )

  12. Reflection principles Let T be a G¨ odelian theory. Reflection principles R n ( T ) for T are arithmetical sentences expressing “every Σ n -sentence provable in T is true” . R n ( T ) can be seen as a relativization of the consistency assertion Con ( T ) = R 0 ( T ) . Every formula R n induces a monotone semi-idempotent operator R n : T �− → R n ( T ) on G EA . We consider the SLO ( G EA ; ∧ EA , 1 EA , { R n : n ∈ ω } ) .

  13. Reflection principles Let T be a G¨ odelian theory. Reflection principles R n ( T ) for T are arithmetical sentences expressing “every Σ n -sentence provable in T is true” . R n ( T ) can be seen as a relativization of the consistency assertion Con ( T ) = R 0 ( T ) . Every formula R n induces a monotone semi-idempotent operator R n : T �− → R n ( T ) on G EA . We consider the SLO ( G EA ; ∧ EA , 1 EA , { R n : n ∈ ω } ) .

  14. Reflection calculus RC RC axioms (over K + for all ✸ n ): 1 ✸ n ✸ n A ⊢ ✸ n A ; 2 ✸ n A ⊢ ✸ m A for n > m ; 3 ✸ n A ∧ ✸ m B ⊢ ✸ n ( A ∧ ✸ m B ) for n > m . Example. ✸ 3 ⊤ ∧ ✸ 2 ✸ 3 p ⊢ ✸ 3 ( ⊤ ∧ ✸ 2 ✸ 3 p ) ⊢ ✸ 3 ✸ 2 ✸ 3 p .

  15. Main results on RC Theorems (E. Dashkov, 2012). 1 A ⊢ RC B iff A ⊢ B holds in ( G PA ; ∧ PA , 1 PA , { R n : n ∈ ω } ) ; 2 RC is polytime decidable; 3 RC enjoys the finite model property (многообразие конечно аппроксимируемо). Rem. The first claim is based on Japaridze’s (1986) arithmetical completeness theorem for provability logic GLP.

  16. Main results on RC Theorems (E. Dashkov, 2012). 1 A ⊢ RC B iff A ⊢ B holds in ( G PA ; ∧ PA , 1 PA , { R n : n ∈ ω } ) ; 2 RC is polytime decidable; 3 RC enjoys the finite model property (многообразие конечно аппроксимируемо). Rem. The first claim is based on Japaridze’s (1986) arithmetical completeness theorem for provability logic GLP.

  17. RC 0 as an ordinal notation system Let RC 0 denote the variable-free fragment of RC . Let W denote the set of all RC 0 -formulas. For A , B ∈ W define: A ∼ B if A ⊢ B and B ⊢ A in RC 0 ; A < n B if B ⊢ ✸ n A . Theorem. 1 Every A ∈ W is equivalent to a word (formula without ∧ ); 2 ( W / ∼ , < 0 ) is isomorphic to ( ε 0 , < ) . Rem. ε 0 = sup { ω, ω ω , ω ω ω , . . . } is the characteristic ordinal of Peano arithmetic.

  18. Conservativity modalities We consider operators associating with a theory S the theory generated by its consequences of logical complexity Π n + 1 : Π n + 1 ( S ) := { π ∈ Π n + 1 : S ⊢ π } . Notice that each Π n + 1 is a closure operator. We consider the SLO ( G EA ; ∧ EA , 1 EA , { R n , Π n + 1 : n ∈ ω } ) , the RC ∇ algebra of EA. Open problem: Characterize the logic/identities of this structure. Is it (polytime) decidable?

  19. Conservativity modalities We consider operators associating with a theory S the theory generated by its consequences of logical complexity Π n + 1 : Π n + 1 ( S ) := { π ∈ Π n + 1 : S ⊢ π } . Notice that each Π n + 1 is a closure operator. We consider the SLO ( G EA ; ∧ EA , 1 EA , { R n , Π n + 1 : n ∈ ω } ) , the RC ∇ algebra of EA. Open problem: Characterize the logic/identities of this structure. Is it (polytime) decidable?

  20. Why conservativity? Comparison of theories: U ⊢ R n ( T ) means U is much stronger than T . U ⊢ Π n + 1 ( T ) means T is Π n + 1 -conservative over U . Π n + 1 ( U ) = Π n + 1 ( T ) means T and U are equivalent up to quantifier complexity Π n + 1 . The logic combining both R n and Π n + 1 is able to express both the distance and the proximity of theories. Ex. (U. Schmerl, 1979) Π 2 ( PA ) = R ε 0 1 ( EA ) .

  21. Why conservativity? Comparison of theories: U ⊢ R n ( T ) means U is much stronger than T . U ⊢ Π n + 1 ( T ) means T is Π n + 1 -conservative over U . Π n + 1 ( U ) = Π n + 1 ( T ) means T and U are equivalent up to quantifier complexity Π n + 1 . The logic combining both R n and Π n + 1 is able to express both the distance and the proximity of theories. Ex. (U. Schmerl, 1979) Π 2 ( PA ) = R ε 0 1 ( EA ) .

  22. Why conservativity? Comparison of theories: U ⊢ R n ( T ) means U is much stronger than T . U ⊢ Π n + 1 ( T ) means T is Π n + 1 -conservative over U . Π n + 1 ( U ) = Π n + 1 ( T ) means T and U are equivalent up to quantifier complexity Π n + 1 . The logic combining both R n and Π n + 1 is able to express both the distance and the proximity of theories. Ex. (U. Schmerl, 1979) Π 2 ( PA ) = R ε 0 1 ( EA ) .

  23. Results A strictly positive logic RC ∇ that is conjecturally complete; Expressibility of transfinitely iterated reflection up to ε 0 ; Arithmetical completeness and decidability of the variable-free fragment of RC ∇ ; A (constructive) characterization of the Lindenbaum–Tarski algebra of the variable-free fragment; A relation of this algebra to proof-theoretic ordinals of arithmetical theories ( conservativity spectra ).

  24. The system RC ∇ RC ∇ is a strictly positive logic with modalities { ✸ n , ∇ n : n ∈ ω } ( ✸ n for R n , ∇ n for Π n + 1 ). Axioms and rules: 1 RC for ✸ n ; 2 RC for ∇ n ; 3 A ⊢ ∇ n A ; thus, each ∇ n satisfies S 4 + ; 4 ✸ n A ⊢ ∇ n A ; 5 ✸ m ∇ n A ⊢ ✸ m A if m ≤ n ; 6 ∇ n ✸ m A ⊢ ✸ m A if m ≤ n .

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