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Psychosocial Evaluation of Adult Cardiothoracic Transplant Candidates and Candidates for Long-term Mechanical Circulatory Support by Kathleen L. Grady, PhD, RN, MS, FAAN Administrative Director, Center for Heart Failure, Bluhm Cardiovascular


  1. Psychosocial Evaluation of Adult Cardiothoracic Transplant Candidates and Candidates for Long-term Mechanical Circulatory Support by Kathleen L. Grady, PhD, RN, MS, FAAN Administrative Director, Center for Heart Failure, Bluhm Cardiovascular Institute, Northwestern Memorial Hospital Professor, Departments of Surgery and Medicine, Feinberg School of Medicine Northwestern University, Chicago, IL I have no disclosures relevant to this lecture to report.

  2. Psychosocial factors at each stage of the transplant & mechanical circulatory support process Post-operative and Psychosocial End of Life Outcomes During CT Considerations TX and MCS Implant Post-operative Pre-surgical  Patient physical, Outcomes Considerations psychological,  Patient HRQOL social, and global after surgery  Psychosocial HRQOL  Patient HRQOL  Patient adherence factors affecting after recovery and self-care access to CT TX  Family caregiver and MCS  Patient well-being and QOL CT TX and End of Life Issues  Economic burdens preferences and  Patient MCS for the patient and decision-making preferences and Surgery  Psychosocial family decision-making evaluation for  Family concerns CT TX and MCS Psychosocial Predictors  Symptom implant of Clinical Outcomes management  Informed During CT TX and MCS and palliative consent care choices  Adverse events  Survival CT = cardiothoracic; TX= transplant; MCS = mechanical circulatory support; HRQOL = health-related quality of life Grady KL & Dew MA, from Braunwald E, MCS Companion to Heart Disease, 2017 (modified)

  3. Psychosocial factors at each stage of the transplant & mechanical circulatory support process Post-operative and Psychosocial End of Life Outcomes During CT Considerations TX and MCS Implant Post-operative Pre-surgical  Patient physical, Outcomes Considerations psychological,  Patient HRQOL social, and global after surgery  Psychosocial HRQOL  Patient HRQOL  Patient adherence factors affecting after recovery and self-care access to CT TX  Family caregiver and MCS  Patient well-being and QOL CT TX and End of Life Issues  Economic burdens preferences and  Patient MCS for the patient and decision-making preferences and Surgery  Psychosocial family decision-making evaluation for  Family concerns CT TX and MCS Psychosocial Predictors  Symptom implant of Clinical Outcomes management  Informed During CT TX and MCS and palliative consent care choices  Adverse events  Survival CT = cardiothoracic; TX= transplant; MCS = mechanical circulatory support; HRQOL = health-related quality of life Grady KL & Dew MA, from Braunwald E, MCS Companion to Heart Disease, 2017 (modified)

  4. Access to Care • Race and sex disparities in receipt of CT TX and MCS stem from multiple factors – referral practices and biases – uneven application of evidence-based guidelines for care – patient preferences for care • There is growing evidence that interventions that facilitate care provider adherence to clinical practice guidelines can reduce disparities in treatments offered to patients

  5. HT in Women with Dilated Cardiomyopathy • Single-center German study (n=698 DCM pts referred to HT center [15.5% female]) • Women vs men more frequently: • NYHA III-IV • ↓ exercise tolerance • worse pulmonary and kidney function • Referral for HT: • Women=16% • Men=84% • Listing for HT: • Women=43% • Men=41% • HT among listed patients: • Women=61% / 24% died • Men=55% / 33% died Regitz-Zagrosel V, et al., Clin & Translational Res 2010

  6. HT in Women with Dilated Cardiomyopathy • Single-center German study (n=698 DCM pts referred to HT center [15.5% female]) • Women vs men more frequently: • NYHA III-IV • ↓ exercise tolerance • worse pulmonary and kidney function • Referral for HT: • Women=16% • Men=84% • Listing for HT: • Women=43% • Men=41% • HT among listed patients: • Women=61% / 24% died • Men=55% / 33% died Regitz-Zagrosel V, et al., Clin & Translational Res 2010

  7. Why were Female Referral Rates Lower? • Single center U.S. study (Aaronson KD, 1995) • n=386 pts referred for management of mod-severe HF and/or HT evaluation • Female gender was associated with not being accepted for HT (odds ratio, 2.57, p=0.01) • Reason for not being accepted: • mostly self-refusal: women (29%) vs men (9%) • Other reasons for non acceptance: • lower patient income (Aaronson KD et al) • lower social support in women than men (Regitz- Zagrosek V et al.) Aaronson KD, et al., Circ 1995

  8. Psychosocial factors at each stage of the transplant & mechanical circulatory support process Post-operative and Psychosocial End of Life Outcomes During CT Considerations TX and MCS Implant Post-operative Pre-surgical  Patient physical, Outcomes Considerations psychological,  Patient HRQOL social, and global after surgery  Psychosocial HRQOL  Patient HRQOL  Patient adherence factors affecting after recovery and self-care access to CT TX  Family caregiver and MCS  Patient well-being and QOL CT TX and End of Life Issues  Economic burdens preferences and  Patient MCS for the patient and decision-making preferences and Surgery  Psychosocial family decision-making evaluation for  Family concerns CT TX and MCS Psychosocial Predictors  Symptom implant of Clinical Outcomes management  Informed During CT TX and MCS and palliative consent care choices  Adverse events  Survival CT = cardiothoracic; TX= transplant; MCS = mechanical circulatory support; HRQOL = health-related quality of life Grady KL & Dew MA, from Braunwald E, MCS Companion to Heart Disease, 2017 (modified)

  9. Decision Making • Risks and benefits are presented when clinicians and patients together consider treatment options

  10. Shared Decision Making Incorporates Patient-centered Care Patient- Equitable centered Effective Safe Timely Efficient Institute of Medicine. Crossing the Quality Chasm: A New Healthcare System for the 21 st Century National Academy Press

  11. Shared Decision Making Incorporates Patient-centered Care • Respectful of and responsive to individual patient preferences, needs, values, and goals which guide all clinical decisions. • Consistent with current professional knowledge AND includes a discussion of desired patient health outcomes. Institute of Medicine. Crossing the Quality Chasm: A New Healthcare System for the 21 st Century Allen L A et al. Circ Cardiovascular Quality Outcomes. 2011.

  12. Shared decision making and mechanical circulatory support implantation • Interviewer: “ Do you have any expectations regarding the VAD”? • Interviewee: “… I will feel better and the main thing is it will help keep me alive, so that is also an incentive”. Interviewer: “ What are your expectations in terms of getting • the VAD”? • Interviewee: “Really for me it is kind of simple things like I can walk, I can go to basketball games and football games climb a couple of bleachers; just do some things with my wife. I like to go shopping with her and we pretty much do a lot of things together anyway but when I go now she shops and I find a place to sit”. Grady K, et al., AHA grant-in-aid 2012-2014

  13. What Outcomes do Patients Care About? Survival Outcomes relevant to an Costs / individual Burden patient Quality of life Allen L A et al. Circulation 2012;125:1928-1952

  14. Adult Heart Transplants Kaplan-Meier Survival by Era (Transplants: January 1982 – June 2016) 100 1982-1991 (N=21,482) 1992-2001 (N=40,097) 2002-2008 (N=26,046) 75 2009-6/2016 (N=30,824) Survival (%) 50 All pair-wise comparisons were significant at p < 0.0001. 25 Median survival (years): 1982-1991=8.6; 1992-2001=10.5; 2002-2008=12.4; 2009- 6/2016=NA 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Years 2018 JHLT. 2018 Oct; 37(10): 1155-1206

  15. Improvement in Survival after LVAD Implant Actuarial survival for primary device implant, stratified by device type. Error bars indicate ± 1 SE. Patients are censored at transplant and recovery. CF, continuous flow; LVAD, left ventricular assist device; PF, pulsatile flow; TAH, total artificial heart Kirklin JK , Naftel DC, Pagani FD, et al., Sixth INTERMACS annual report: A 10,000-patient database. The Journal of Heart and Lung Transplantation, 2014;33(6):555 – 564.

  16. Satisfaction with Quality of Life at 5- 10 Years after Heart Transplantation Quality of Life Index, Total Score* 1.0 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 5.0 5.5 6.0 6.5 7.0 7.5 8.0 8.5 9.0 9.5 10.0 Time Periods (Years post transplant) Grady K, et al. JHLT, 2007 * based on a scale of 0-1; 0=least satisfied, 1=most satisfied

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