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Design for a combination of compounds: the balance between theory and practice Peter Lane & Yuehui Wu Research Statistics Unit Drug combination Increasing interest in combinations of drugs Ever-pressing need to speed up development


  1. Design for a combination of compounds: the balance between theory and practice Peter Lane & Yuehui Wu Research Statistics Unit

  2. Drug combination Increasing interest in combinations of drugs Ever-pressing need to speed up development – Will not wait to file individual components – Study dose-response in combination Two new compounds, with just early-phase results – Four doses of one (A, say): 1, 2, 4, 8 units – Three doses of the other (B): 1, 2, 4 units – Three levels of disease severity Design Phase II trial(s) from which to choose doses for Phase III (maybe varying with severity) – Propose factorial approach – Alternative is separate dose-ranging MODA Conference 8 June 2007 2 of 25

  3. Mechanistic or empirical? Mechanistic models appeal to underlying science – Simple S-shaped curve – More complex model for PD effect Empirical models are more robust computationally, given limitations of data – Can approximate mechanistic shape – Mechanistic models may include parameters that can’t be estimated from the data – Empirical models can give unrealistic fit, complicating interpretation MODA Conference 8 June 2007 3 of 25

  4. Mechanistic models – theory Two-dimensional Gompertz for doses A and B of two drugs Y = µ + ν exp{ -exp[ α - β A - γ B - δ√ (A*B) ] } + ε Invariant under changes in scale for A and B Invariant under shift in dose scale if α not fixed Each drug alone has Gompertz response MODA Conference 8 June 2007 4 of 25

  5. Gompertz model Y 1.0 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 -0.1 50 400 40 300 30 200 B 20 A 100 10 0 0 MODA Conference 8 June 2007 5 of 25

  6. Difficulties When range of doses does not take response into left-hand part of sigmoid shape, there are problems of collinearity of ν and α – Set α =0 Y = µ + ν exp{ –exp[ – β A – γ B – δ√ (A*B) ] } + ε Add additional terms such as severity of disease into µ – Adding such terms into other parameters can lead to computational difficulties MODA Conference 8 June 2007 6 of 25

  7. Empirical quadratic model – practice Response is Y Continuous explanatories are A and B Categorical explanatory is Severity ( i =1…3 ) Y = µ i + α i A + β A 2 + γ i B + δ B 2 + θ i AB + ε This is the simplest polynomial including curvature – Interaction is only linear×linear – Quadratic effects constant over Severity levels Has potential artefacts – Peak and decline may appear because of model rather than because of data MODA Conference 8 June 2007 7 of 25

  8. Example of quadratic model Response Component B Component A MODA Conference 8 June 2007 8 of 25

  9. To log or not to log? – theory Effect of dose is often modelled on log scale – Experience of effect tailing off as dose increases – Can be represented by logarithmic model MODA Conference 8 June 2007 9 of 25

  10. To log or not to log? – practice Quadratic model can be close to logarithmic – Close enough for practical interpretation – Maybe problems if maximum is in range MODA Conference 8 June 2007 10 of 25

  11. To log or not to log? – practice Logarithmic model does not handle 0 dose – So can’t use placebo data for model fitting Quadratic model has no problem at dose 0 What behaviour is expected from the science? MODA Conference 8 June 2007 11 of 25

  12. Strategy for Phase II study Avoid designing on the basis of hypothesis tests Establish a required precision for estimates Design to give that precision across chosen range of doses – E.g. with SD= 1 unit, require maximum half-width of 95% CI for predicted means to be 0.18 units (i.e. CI is mean ±0.18 ) Reduce number of doses for Component A to three (plus 0 dose to give B monotherapy) MODA Conference 8 June 2007 12 of 25

  13. Optimal design We are interested in constructing the design that reaches the target confidence interval width for the proposed model using the minimal sample size D-optimality criterion minimizes the generalized variance of unknown parameters |M -1 ( ξ , Θ )| where ξ ={x i , λ i } i=1…n, λ i =N i /N denotes the design MODA Conference 8 June 2007 13 of 25

  14. D-optimal design Locally D-optimal design for linear model doesn’t depend on the unknown parameters Once the model is defined, locally optimal design remains the same, e.g. the values of µ i, α i etc. won’t affect the locally D-optimal design for the following model Y = µ i + α i A + β A 2 + γ i B + δ B 2 + θ i AB + ε MODA Conference 8 June 2007 14 of 25

  15. Sensitivity function − ξ Θ = ξ Θ T 1 d ( x , , ) f ( x ) M ( , ) f ( x ), Θ ∝ ξ Θ ˆ var[ Y ( x , )] d ( x , , ) At the optimal design support points, the sensitivity function for D-optimal design reaches the highest value compared to other points within the design region The design points are where one has the least information: so collect data there Sample size can be calculated based on the value of the sensitivity function at the optimal design support point MODA Conference 8 June 2007 15 of 25

  16. Automated SAS program We have a ready-to-use SAS program for constructing D- and A-optimal designs of linear and non-linear models ( Fedorov, V.V., Gagnon, R., Leonov, S., Wu, Y., 2007) Apply first-order exchange algorithm (references 1,2,3) for continuous design + = ξ Θ – Forward step x arg max d ( x , , ) s s ∈ Χ x − = ξ Θ x arg min d ( x , , ) – Backward step s s ∈ Χ x ξ MODA Conference 8 June 2007 16 of 25

  17. Optimal design in practice Theoretically, optimal design performs the best It may not be practical in real clinical trials – Nonlinear model: the true values of parameters are unknown while locally optimal design depends on those values: go for adaptive design! – Linear model: weight of each support point is fixed whereas the investigator may have specific constraints on sample-size assignment or may want specific doses in the trial MODA Conference 8 June 2007 17 of 25

  18. Benchmarking Locally D-optimal design should be built as the benchmark for the practical designs, N=724 to obtain the target CI width Relative G-efficiency ( G eff ) as the criterion for ξ Θ ( * d , ) m comparison, where ξ * = = G ξ Θ ξ Θ eff denotes the locally D- d ( , ) d ( , ) optimal design ξ Θ = ξ Θ ( , ) arg max ( , , ) d d x This measure is ∈ Χ x proportional to sample size MODA Conference 8 June 2007 18 of 25

  19. Practical designs Evenly spaced design: G eff =6/7.49=0.8 N=740 • Combination dose 2 (A) 7.4 and dose 2 (B) has large 6.7 variance • To obtain target CI-width for all possible drug combinations within design region, 900 subjects are needed MODA Conference 8 June 2007 19 of 25

  20. Force-point-in design The investigators want to have certain drug combinations in the trial, regardless of whether they are optimal design points or not Force-point-in design is a modification of locally optimal design that locates the “optimal” design including the desired design points MODA Conference 8 June 2007 20 of 25

  21. Force-point-in design (2) Assuming the weights for the forced-in design points (denoted by ξ 0 ) are known, the information matrix for ξ 0 is D-optimal design problem becomes: find design ξ m * such that Sensitivity function becomes MODA Conference 8 June 2007 21 of 25

  22. Practical designs (2) Force-point-in design: G eff =6/6.2=0.97 n=746 Must include in the design D-optimal design support points MODA Conference 8 June 2007 22 of 25

  23. Outcome Project team narrowly rejected the factorial approach: 1. Non-intuitive to study more patients at extreme combinations 2. Complex logistics of factorial design 3. Lack of experience with going to FDA with factorial design & response surface 4. Expectation that FDA would require pairwise comparison for selection of doses Instead: dose-range the two component drugs in separate studies MODA Conference 8 June 2007 23 of 25

  24. Acknowledgements Lynda Kellam and Caroline Goldfrad (Stats & Programming): project statisticians James Roger (Research Statistics Unit): two- dimensional Gompertz model MODA Conference 8 June 2007 24 of 25

  25. References Atkinson, A.C. and Donev, A. Optimum Experimental 1. Designs , 1992, Oxford: Clarendon Press. Fedorov, V.V. Theory of Optimal Experiments , 1972, 2. New York: Academic Press. Fedorov, V.V. and Hackl, P. Model-Oriented Design of 3. Experiments ; Lecture Notes in Statistics 125; Springer- Verlag, New York, 1997. Fedorov, V.V., Gagnon, R., Leonov, S., Wu, Y. (2007), 4. Optimal design of experiments in pharmaceutical applications. In: Dmitrienko, A., Chuang-Stein, C., D’Agostino, R. (Eds), Pharmaceutical Statistics , SAS Books by Users series, SAS Press, Cary, NC, pp. 151- 195. MODA Conference 8 June 2007 25 of 25

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