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Anita L. Stewart, Ph.D. Institute for Health & Aging Center for Aging in Diverse Communities September 12, 2018 1 Phases of Disparities Research Detect Define health disparities Measure disparities in vulnerable populations Understand


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Anita L. Stewart, Ph.D. Institute for Health & Aging Center for Aging in Diverse Communities September 12, 2018

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Phases of Disparities Research

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Reduce Intervene Translate/disseminate Change policy Understand Identify determinants of disparities Detect Define health disparities Measure disparities in vulnerable populations

Adapted from Kilbourne AM et al, AJPH, 2006;12:2113-21.

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Understanding Disparities

What is it about being in a minority

group that could lead to poorer health?

 Behaviors, attitudes, values, beliefs  Access to health care  Quality of health care  Discrimination, educational experiences

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Reducing Disparities

How can we design and evaluate

interventions that can improve health in minority populations?

 Evidence-based  Designed to meet needs of population  Appealing/culturally sensitive  Practical, feasible  Effective

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Role of Conceptual Frameworks to Understand and Reduce Disparities

 Ground research in theory and

knowledge

 Identify and organize key variables on

pathway

 Help develop specific research questions

and methods of analysis

 Guide selection of measures  Visually depict study

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Advantages of Conceptual Frameworks

For proposals

 Clarify specific aims

For epidemiologic studies

 Clarify determinants, mediators, and

moderators of health outcome

For interventions

 Clarify mechanisms of action of

intervention components

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Study-Specific Conceptual Framework

 Definition: A diagram of proposed

causal linkages among a set of concepts believed to be related to a particular health problem

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Earp JA and Ennett ST, Health Educ Res, 1991;6:163-171.

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Types of Conceptual Frameworks

Population science

 Multi-level determinants of health

Health services research

 How health care affects health

Interventions

 How intervention components are linked

to outcomes

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Types of Conceptual Frameworks

Population science

 Multi-level determinants of health

Health services research

 How health care affects health

Interventions

 How intervention components are linked

to outcomes

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Ecological Context Generic Model

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Society Community Family

Individual

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Multi-level (Ecological) Determinants

  • f Health Disparities

Lifestyle – physical activity, diet, smoking Health care Psychosocial – coping, social support Physical environment Social environment

Health disparities

Psychological – beliefs, attitudes, personality

Contextual factors Individual-level factors

Economic resources Community resources Societal, political Sociodemographic – age, race, ethnicity, education

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Health Care as Determinant of Health Disparities

Lifestyle – physical activity, diet, smoking Health care Psychosocial – coping, social support Physical environment Social environment

Health disparities

Psychological – beliefs, attitudes, personality

Contextual factors Individual-level factors

Economic resources Community resources Societal, political Sociodemographic – age, race, ethnicity, education

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Types of Conceptual Frameworks

Population science

Multi-level determinants of health

Health services research

How health care affects health

Interventions

 How intervention components are linked

to outcomes

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Agency for Healthcare Research and Quality (AHRQ)

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Annual report on healthcare disparities (since 2003)

https://www.ahrq.gov/research/findings/nhqrdr/nhqdr16/index.html

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Conceptual Framework: National Healthcare Disparities Reports

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Consumer perspectives on health care needs Components of Healthcare Quality Safety Effectiveness Patient- centered care Timeliness Staying healthy Getting better Living with illness

  • r disability

Coping with the end of life

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The Structure-Process-Outcome Paradigm for Assessing Quality of Care

Patient health

  • utcomes
  • clinical
  • individual

Structure of care

  • system

Donabedian A, Qual Rev Bull, 1992, p. 356-360.

Process of care

  • technical
  • interpersonal

Technical process – knowledge and judgement skills Interpersonal process – the way care is provided

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The Structure-Process-Outcome Paradigm: Variations (cont)

Structure

  • f care
  • system

Process of care

  • technical
  • interpersonal

Intermediate

  • utcomes
  • compliance
  • knowledge

Long-term

  • utcomes
  • health
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The Structure-Process-Outcome Paradigm: Variations (cont)

Structure

  • f care
  • system

Process of care:

  • technical care
  • interpersonal

care Intermediate

  • utcomes
  • blood pressure
  • HbA1c

Long-term

  • utcomes
  • diabetes
  • CVD
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The Structure-Process-Outcome Paradigm: Variations (cont)

Structure

  • f care
  • system

Process of care:

  • technical care
  • interpersonal

care Provider characteristics Intermediate

  • utcomes
  • blood pressure
  • HbA1c

Long-term

  • utcomes
  • diabetes
  • CVD
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The Structure-Process-Outcome Paradigm: Variations (cont)

Structure

  • f care
  • system

Process of care:

  • technical care
  • interpersonal

care Provider characteristics Intermediate

  • utcomes
  • blood pressure
  • HbA1c

Long-term

  • utcomes
  • diabetes
  • CVD

Patient characteristics

  • age, education, LEP
  • health behaviors
  • communication skills
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Interpersonal Processes of Care and Health Disparities

 Does the quality of MD-patient

communication affect health outcomes?

 Are there disparities in receipt of shared

decision making?

 Do these disparities affect health outcomes?

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Framework Clarifies Narrative: Interpersonal Processes of Care

 The intervention will increase compliance with

treatment by training doctors to communicate risk information in a manner that is culturally appropriate and easily understood by patients.

 We will assess patient understanding of risk

and treatment details as an explanation for the intervention’s effect on compliance.

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From RCMAR Webinar “Incorporating Conceptual Models Into Your Research Proposals” by Clemma Muller (Feb 22, 2018)

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Study-Specific Conceptual Framework

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MD-Patient communication Compliance Cause Effect The intervention will increase compliance with treatment by training doctors to communicate risk information in a manner that is culturally appropriate and easily understood by patients

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Study-Specific Conceptual Framework

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MD-Patient communication Patient understanding of risk and regimen Compliance Cause Effect Mechanism = Mediator

The intervention will increase compliance with treatment by training doctors to communicate risk information in a manner that is culturally appropriate and easily understood by patients

We will assess patient understanding of risk and treatment details as an explanation for the intervention’s effect on compliance.

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Adding Modifying and Confounding Variables

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MD-Patient communication Patient understanding of regimen Compliance MD & Patient genders or race/ethnicity Complexity of regimen

Earp and Ennett, 1991.

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Technical Process of Care and Health Disparities

 Are treatments less effective for

racial/ethnic minorities than whites?

 Are appropriate diagnostic procedures

used less often for minorities than whites?

 Do these affect health outcomes

 Are optimal treatments provided less

  • ften for minorities?

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Types of Conceptual Frameworks

Population science Multi-level determinants of health Health services research

 How health care affects health

Interventions

How intervention components

are linked to outcomes

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Intervention Conceptual Frameworks: Two Related Purposes

How intervention works to improve

  • utcomes

 Proposed mechanisms  Overall visual depiction

How intervention components map to

  • utcomes

 To choose measures

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How Framework Clarifies Narrative (Example)

 Cognitive-Behavioral Stress-Management

Intervention

 Based on social cognitive theory, the

cognitive-behavioral stress management intervention (CBSM) aims to improve

  • utcomes through two cognitive and

behavioral mediators (self-efficacy and self- management practices) and social support.

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Nápoles AM et al., Clin Trials, 2014;11:230-238.

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Conceptual Framework: CBSM Intervention

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Conceptual Framework: Pain Self- Management (PSM) Intervention

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Intervention Components

  • Group sessions
  • Peer

interventionist

  • One-on-one PSM

session Proximal Mediators

  • Social support
  • Self-efficacy
  • Pain self-

management skills

  • Self-regulation

Outcomes:

  • Pain severity

& interference

  • Physical

function

  • Emotional

well-being Adoption

  • f PSM

behaviors

Merlin JS et al., Contemp Clin Trials Commun. 2018;10:9-16.

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Community of Voices (Choral Singing) Conceptual Framework

Engagement components Mechanisms Outcomes

  • Sense of

belonging

  • Meaningful

activity

  • Strength
  • Balance
  • Brain

stimulation

  • Social network
  • Loneliness
  • Depression
  • Anxiety
  • Lower body

strength

  • Balance
  • Executive function
  • Memory

Psycho- social Physical Cognitive

  • New friends
  • Weekly activity
  • Singing is joyful
  • Stand to sing
  • Stretch/warm up
  • Learn new music
  • Attend to director

Johnson J et al., BMC Public Health, 2015;15:1049.

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Map Intervention Components to Outcomes

For each desired outcome, describe

how intervention or components might affect it

 Specific types of changes you expect

Map “need” that component is

addressing

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CBSM Intervention for Latinas with Breast Cancer

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Nápoles et al., 2014.

Psychosocial issue/Need Intervention component Outcome Lack of comprehensible information Language- and literacy-appropriate information Self-efficacy for

  • btaining information

Fear of death and recurrence Stress management skills training Fear of recurrence Ineffective communication with doctors Communication skills training Confidence asking doctors questions Emotional distress, anxiety Skills training – managing emotions Anxiety, health distress

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Lifestyle Intervention to Reduce Risk of Diabetes in Low-SES Adults

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Delgadillo A et al., Diab Educ, 2010;36:640-650.

Need/Goal Component: Education and Skills Training Outcome Increase physical activity (PA)

  • Guidelines for PA
  • How to incorporate walking

into daily routine

  • How to track PA

Time sitting Frequency of walking Lose weight

  • How to monitor food intake
  • Benefits of smaller plates

BMI Eat “smart”

  • Benefits of colorful fruits &

vegetables

  • How to buy low-cost fruits

& vegetables Frequency eating fruits and vegetables

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Community of Voices (Choral Singing) Intervention

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Engagement Component Mechanism Outcome Measure Learn and read lyrics and melody Cognitive stimulation Memory, verbal fluency Rey Short-term Memory Socialize Meet new people, sense of belonging Loneliness NIH Loneliness scale Sing favorite songs Singing is uplifting, creates joy Depression PHQ-9 Depression Scale Hold phrases, vocal control Ability to hold breath through phrases Respiratory function Shortness of Breath Scale

Johnson et al., 2015.

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References

Delgadillo AT, Grossman M, Santoyo-Olsson J, Gallegos-Jackson E, Kanaya AM, Stewart AL: Description of an academic community partnership lifestyle program for lower income minority adults at risk for diabetes. Diabetes Educ 2010, 36(4):640-650. Donabedian A: Quality assurance. Structure, process and outcome. Nurs Stand 1992, 7(11 Suppl QA):4-5. See also: McGlynn EA, Brook RH: Ensuring quality of care. In: Changing the US Health Care System. Edited by Anderson RM. San Francisco: Jossey-Bass; 1996. Earp JA, Ennett ST: Conceptual models for health education research and

  • practice. Health Educ Res 1991, 6(2):163-171.

Fried LP , Carlson MC, Freedman M, Frick KD, Glass TA, Hill J, McGill S, Rebok GW, Seeman T, Tielsch J et al: A social model for health promotion for an aging population: initial evidence on the Experience Corps model. J Urban Health 2004, 81(1):64-78. Gallo LC, Penedo FJ, Espinosa de los Monteros K, Arguelles W: Resiliency in the face of disadvantage: do Hispanic cultural characteristics protect health

  • utcomes? J Pers 2009, 77(6):1707-1746.

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References (cont)

Kilbourne AM, Switzer G, Hyman K, Crowley-Matoka M, Fine MJ: Advancing health disparities research within the health care system: a conceptual

  • framework. Am J Public Health 2006, 96(12):2113-2121.

Nápoles AM, Santoyo-Olsson J, Ortiz C, Gregorich S, Lee HE, Duron Y, Graves K, Luce JA, McGuire P , Diaz-Mendez M et al: Randomized controlled trial of Nuevo Amanecer: a peer-delivered stress management intervention for Spanish-speaking Latinas with breast cancer. Clin Trials 2014, 11(2):230-238. Johnson JK, Nápoles AM, Stewart AL, Max WB, Santoyo-Olsson J, Freyre R, Allison TA, Gregorich SE: Study protocol for a cluster randomized trial of the Community of Voices choir intervention to promote the health and well-being

  • f diverse older adults. BMC Public Health 2015, 15:1049.

Merlin JS, Young SR, Johnson MO, Saag M, Demonte W, Kerns R, Bair MJ, Kertesz S, Turan JM, Kilgore M et al: Intervention Mapping to develop a Social Cognitive Theory-based intervention for chronic pain tailored to individuals with HIV. Contemp Clin Trials Commun 2018, 10:9-16.

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