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Additive Combinatorics methods in Fractal Geometry III Pablo - - PowerPoint PPT Presentation

Additive Combinatorics methods in Fractal Geometry III Pablo Shmerkin Department of Mathematics and Statistics T. Di Tella University and CONICET Dynamics Beyond Uniform Hyperbolicity, CIRM, May 2019 P . Shmerkin (U.T. Di Tella/CONICET)


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SLIDE 1

Additive Combinatorics methods in Fractal Geometry III

Pablo Shmerkin

Department of Mathematics and Statistics

  • T. Di Tella University and CONICET

Dynamics Beyond Uniform Hyperbolicity, CIRM, May 2019

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 1 / 23

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SLIDE 2

Review: Lq dimensions

Definition

Given a probability µ on Rd and q ∈ (1, ∞), we let Sn(µ, q) =

  • I∈Dn

µ(I)q, dimq(µ) = lim inf

n→∞

log Sn(µ, q) n(1 − q) ∈ [0, d]. q → dimq(µ) is non-increasing and dimq(µ) → dim∞(µ) as q → ∞. The main theorem holds not only for Frostman exponents but also for Lq dimensions. In the proof it is crucial that q < ∞.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 2 / 23

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SLIDE 3

Review: Lq dimensions

Definition

Given a probability µ on Rd and q ∈ (1, ∞), we let Sn(µ, q) =

  • I∈Dn

µ(I)q, dimq(µ) = lim inf

n→∞

log Sn(µ, q) n(1 − q) ∈ [0, d]. q → dimq(µ) is non-increasing and dimq(µ) → dim∞(µ) as q → ∞. The main theorem holds not only for Frostman exponents but also for Lq dimensions. In the proof it is crucial that q < ∞.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 2 / 23

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SLIDE 4

Review: Lq dimensions

Definition

Given a probability µ on Rd and q ∈ (1, ∞), we let Sn(µ, q) =

  • I∈Dn

µ(I)q, dimq(µ) = lim inf

n→∞

log Sn(µ, q) n(1 − q) ∈ [0, d]. q → dimq(µ) is non-increasing and dimq(µ) → dim∞(µ) as q → ∞. The main theorem holds not only for Frostman exponents but also for Lq dimensions. In the proof it is crucial that q < ∞.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 2 / 23

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SLIDE 5

Review: Lq dimensions

Definition

Given a probability µ on Rd and q ∈ (1, ∞), we let Sn(µ, q) =

  • I∈Dn

µ(I)q, dimq(µ) = lim inf

n→∞

log Sn(µ, q) n(1 − q) ∈ [0, d]. q → dimq(µ) is non-increasing and dimq(µ) → dim∞(µ) as q → ∞. The main theorem holds not only for Frostman exponents but also for Lq dimensions. In the proof it is crucial that q < ∞.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 2 / 23

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SLIDE 6

Review: Main Theorem for Lq dimensions

Theorem (P .S.)

Let (G, T, λ, ∆) be a model with exponential separation on R. We also assume that the maps x → ∆(x) and x → µx are continuous a.e., and that µx is supported on [0, 1]. Let s(q) = min

  • log ∆(x)q

q dx

(q − 1) log λ , 1

  • ,

where ∆q

q = y ∆(y)q.

Then dimq(µx) = s(q) for every x ∈ G and q > 1.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 3 / 23

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SLIDE 7

Tools involved in the proof

1

Additive combinatorics: an inverse theorem for the Lq norm of the convolution of two finitely supported measures(Balog-Szemerédi-Gowers Theorem, Bourgain’s additive part of discretized sum-product results).

2

Ergodic theory: key role played by subadditive cocycle over a uniquely ergodic transformation (cocycle borrowed from Nazarov-Peres-S. 2012, uses the proof of the subadditive ergodic theorem given by Katznelson-Weiss).

3

Multifractal analysis (Lq spectrum, regularity at points of differentiability).

4

General scheme of proof follows Mike Hochman’s strategy in his landmark paper on the dimensions of self-similar measures, but there are substantial differences.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 4 / 23

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SLIDE 8

Tools involved in the proof

1

Additive combinatorics: an inverse theorem for the Lq norm of the convolution of two finitely supported measures(Balog-Szemerédi-Gowers Theorem, Bourgain’s additive part of discretized sum-product results).

2

Ergodic theory: key role played by subadditive cocycle over a uniquely ergodic transformation (cocycle borrowed from Nazarov-Peres-S. 2012, uses the proof of the subadditive ergodic theorem given by Katznelson-Weiss).

3

Multifractal analysis (Lq spectrum, regularity at points of differentiability).

4

General scheme of proof follows Mike Hochman’s strategy in his landmark paper on the dimensions of self-similar measures, but there are substantial differences.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 4 / 23

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SLIDE 9

Tools involved in the proof

1

Additive combinatorics: an inverse theorem for the Lq norm of the convolution of two finitely supported measures(Balog-Szemerédi-Gowers Theorem, Bourgain’s additive part of discretized sum-product results).

2

Ergodic theory: key role played by subadditive cocycle over a uniquely ergodic transformation (cocycle borrowed from Nazarov-Peres-S. 2012, uses the proof of the subadditive ergodic theorem given by Katznelson-Weiss).

3

Multifractal analysis (Lq spectrum, regularity at points of differentiability).

4

General scheme of proof follows Mike Hochman’s strategy in his landmark paper on the dimensions of self-similar measures, but there are substantial differences.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 4 / 23

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SLIDE 10

Tools involved in the proof

1

Additive combinatorics: an inverse theorem for the Lq norm of the convolution of two finitely supported measures(Balog-Szemerédi-Gowers Theorem, Bourgain’s additive part of discretized sum-product results).

2

Ergodic theory: key role played by subadditive cocycle over a uniquely ergodic transformation (cocycle borrowed from Nazarov-Peres-S. 2012, uses the proof of the subadditive ergodic theorem given by Katznelson-Weiss).

3

Multifractal analysis (Lq spectrum, regularity at points of differentiability).

4

General scheme of proof follows Mike Hochman’s strategy in his landmark paper on the dimensions of self-similar measures, but there are substantial differences.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 4 / 23

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SLIDE 11

How much smoothing does convolution ensure?

Question

Let µ, ν be measures on R, R/Z, etc. What conditions of µ and/or ν ensure that µ ∗ ν is substantially smoother than µ? Smoothness can be measured by entropy, Lq norms, etc. We think in the case in which either the measures are discrete, or are discretizations of arbitrary measures at a finite resolution. So the problem is combinatorial in nature.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 5 / 23

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SLIDE 12

How much smoothing does convolution ensure?

Question

Let µ, ν be measures on R, R/Z, etc. What conditions of µ and/or ν ensure that µ ∗ ν is substantially smoother than µ? Smoothness can be measured by entropy, Lq norms, etc. We think in the case in which either the measures are discrete, or are discretizations of arbitrary measures at a finite resolution. So the problem is combinatorial in nature.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 5 / 23

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SLIDE 13

How much smoothing does convolution ensure?

Question

Let µ, ν be measures on R, R/Z, etc. What conditions of µ and/or ν ensure that µ ∗ ν is substantially smoother than µ? Smoothness can be measured by entropy, Lq norms, etc. We think in the case in which either the measures are discrete, or are discretizations of arbitrary measures at a finite resolution. So the problem is combinatorial in nature.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 5 / 23

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SLIDE 14

Size of sumsets and additive structure

For any subset A of a group G, |A| ≤ |A + A| ≤ min 1 2|A|(|A| + 1), |G|

  • .

So, to first order, |A + A| varies between |A| and |A|2 (or |G| if |G| ≤ |A|2). We think of sets A with |A + A| ∼ |A| as sets with additive structure

  • r as approximate subgroups.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 6 / 23

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SLIDE 15

Size of sumsets and additive structure

For any subset A of a group G, |A| ≤ |A + A| ≤ min 1 2|A|(|A| + 1), |G|

  • .

So, to first order, |A + A| varies between |A| and |A|2 (or |G| if |G| ≤ |A|2). We think of sets A with |A + A| ∼ |A| as sets with additive structure

  • r as approximate subgroups.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 6 / 23

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SLIDE 16

Examples of sets with/without additive structure

Examples of sets for which |A + A| ∼ |A|: Subgroups (if they exist). Arithmetic progressions: |A + A| 2|A|. Proper GAPs: |A + A| ≤ 2d|A| where d is the rank. A GAP of rank d is a set of the form {a + k1v1 + · · · + kdvd : 0 ≤ ki < ni}. Dense subsets of a set with |A + A| ∼ |A| (such as a GAP). Examples of sets for which |A + A| ∼ |A|2: Random sets (pick each element of Z/pZ with probability p−α). Lacunary sets (powers of 2). A ∪ B where A, B are disjoint of the same size, A is one of the previous examples and B is arbitrary.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 7 / 23

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SLIDE 17

Examples of sets with/without additive structure

Examples of sets for which |A + A| ∼ |A|: Subgroups (if they exist). Arithmetic progressions: |A + A| 2|A|. Proper GAPs: |A + A| ≤ 2d|A| where d is the rank. A GAP of rank d is a set of the form {a + k1v1 + · · · + kdvd : 0 ≤ ki < ni}. Dense subsets of a set with |A + A| ∼ |A| (such as a GAP). Examples of sets for which |A + A| ∼ |A|2: Random sets (pick each element of Z/pZ with probability p−α). Lacunary sets (powers of 2). A ∪ B where A, B are disjoint of the same size, A is one of the previous examples and B is arbitrary.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 7 / 23

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SLIDE 18

Examples of sets with/without additive structure

Examples of sets for which |A + A| ∼ |A|: Subgroups (if they exist). Arithmetic progressions: |A + A| 2|A|. Proper GAPs: |A + A| ≤ 2d|A| where d is the rank. A GAP of rank d is a set of the form {a + k1v1 + · · · + kdvd : 0 ≤ ki < ni}. Dense subsets of a set with |A + A| ∼ |A| (such as a GAP). Examples of sets for which |A + A| ∼ |A|2: Random sets (pick each element of Z/pZ with probability p−α). Lacunary sets (powers of 2). A ∪ B where A, B are disjoint of the same size, A is one of the previous examples and B is arbitrary.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 7 / 23

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SLIDE 19

Examples of sets with/without additive structure

Examples of sets for which |A + A| ∼ |A|: Subgroups (if they exist). Arithmetic progressions: |A + A| 2|A|. Proper GAPs: |A + A| ≤ 2d|A| where d is the rank. A GAP of rank d is a set of the form {a + k1v1 + · · · + kdvd : 0 ≤ ki < ni}. Dense subsets of a set with |A + A| ∼ |A| (such as a GAP). Examples of sets for which |A + A| ∼ |A|2: Random sets (pick each element of Z/pZ with probability p−α). Lacunary sets (powers of 2). A ∪ B where A, B are disjoint of the same size, A is one of the previous examples and B is arbitrary.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 7 / 23

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SLIDE 20

Examples of sets with/without additive structure

Examples of sets for which |A + A| ∼ |A|: Subgroups (if they exist). Arithmetic progressions: |A + A| 2|A|. Proper GAPs: |A + A| ≤ 2d|A| where d is the rank. A GAP of rank d is a set of the form {a + k1v1 + · · · + kdvd : 0 ≤ ki < ni}. Dense subsets of a set with |A + A| ∼ |A| (such as a GAP). Examples of sets for which |A + A| ∼ |A|2: Random sets (pick each element of Z/pZ with probability p−α). Lacunary sets (powers of 2). A ∪ B where A, B are disjoint of the same size, A is one of the previous examples and B is arbitrary.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 7 / 23

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SLIDE 21

Examples of sets with/without additive structure

Examples of sets for which |A + A| ∼ |A|: Subgroups (if they exist). Arithmetic progressions: |A + A| 2|A|. Proper GAPs: |A + A| ≤ 2d|A| where d is the rank. A GAP of rank d is a set of the form {a + k1v1 + · · · + kdvd : 0 ≤ ki < ni}. Dense subsets of a set with |A + A| ∼ |A| (such as a GAP). Examples of sets for which |A + A| ∼ |A|2: Random sets (pick each element of Z/pZ with probability p−α). Lacunary sets (powers of 2). A ∪ B where A, B are disjoint of the same size, A is one of the previous examples and B is arbitrary.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 7 / 23

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SLIDE 22

Examples of sets with/without additive structure

Examples of sets for which |A + A| ∼ |A|: Subgroups (if they exist). Arithmetic progressions: |A + A| 2|A|. Proper GAPs: |A + A| ≤ 2d|A| where d is the rank. A GAP of rank d is a set of the form {a + k1v1 + · · · + kdvd : 0 ≤ ki < ni}. Dense subsets of a set with |A + A| ∼ |A| (such as a GAP). Examples of sets for which |A + A| ∼ |A|2: Random sets (pick each element of Z/pZ with probability p−α). Lacunary sets (powers of 2). A ∪ B where A, B are disjoint of the same size, A is one of the previous examples and B is arbitrary.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 7 / 23

slide-23
SLIDE 23

Examples of sets with/without additive structure

Examples of sets for which |A + A| ∼ |A|: Subgroups (if they exist). Arithmetic progressions: |A + A| 2|A|. Proper GAPs: |A + A| ≤ 2d|A| where d is the rank. A GAP of rank d is a set of the form {a + k1v1 + · · · + kdvd : 0 ≤ ki < ni}. Dense subsets of a set with |A + A| ∼ |A| (such as a GAP). Examples of sets for which |A + A| ∼ |A|2: Random sets (pick each element of Z/pZ with probability p−α). Lacunary sets (powers of 2). A ∪ B where A, B are disjoint of the same size, A is one of the previous examples and B is arbitrary.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 7 / 23

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SLIDE 24

Freiman’s Theorem

Theorem (Freiman 1966)

Given K > 1 there are d(K) and S(K) such that the following holds. Suppose |A + A| ≤ K|A|. Then there is a GAP P of rank d(K) such that A ⊂ P and |P| ≤ S(K)|A|. In other words, sets of small doubling are always dense subsets of GAPs of small rank.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 8 / 23

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SLIDE 25

Remarks on Freiman’s Theorem

Freiman’s Theorem can be seen as an inverse or classification theorem: based on qualitative information about A, it returns structural information. In applications it is important to have quantitative estimates on d(K) and S(K). Good bounds were obtained by Ruzsa, Chang, Sanders and Schoen, with Schoen’s current record being: d(K) ≤ K 1+ε, S(K) ≤ exp(K 1+ε). The theorem does not guarantee that P is proper. But it can be taken to be proper (with worse quantitative bounds). The conjecture is that d and S can be both taken polynomial in K. At least with the current bounds, Freiman’s Theorem says nothing if K grows with |A|, in particular if K = |A|δ. We will later see a result of Bourgain that gives structural information about A when |A + A| ≤ |A|1+δ.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 9 / 23

slide-26
SLIDE 26

Remarks on Freiman’s Theorem

Freiman’s Theorem can be seen as an inverse or classification theorem: based on qualitative information about A, it returns structural information. In applications it is important to have quantitative estimates on d(K) and S(K). Good bounds were obtained by Ruzsa, Chang, Sanders and Schoen, with Schoen’s current record being: d(K) ≤ K 1+ε, S(K) ≤ exp(K 1+ε). The theorem does not guarantee that P is proper. But it can be taken to be proper (with worse quantitative bounds). The conjecture is that d and S can be both taken polynomial in K. At least with the current bounds, Freiman’s Theorem says nothing if K grows with |A|, in particular if K = |A|δ. We will later see a result of Bourgain that gives structural information about A when |A + A| ≤ |A|1+δ.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 9 / 23

slide-27
SLIDE 27

Remarks on Freiman’s Theorem

Freiman’s Theorem can be seen as an inverse or classification theorem: based on qualitative information about A, it returns structural information. In applications it is important to have quantitative estimates on d(K) and S(K). Good bounds were obtained by Ruzsa, Chang, Sanders and Schoen, with Schoen’s current record being: d(K) ≤ K 1+ε, S(K) ≤ exp(K 1+ε). The theorem does not guarantee that P is proper. But it can be taken to be proper (with worse quantitative bounds). The conjecture is that d and S can be both taken polynomial in K. At least with the current bounds, Freiman’s Theorem says nothing if K grows with |A|, in particular if K = |A|δ. We will later see a result of Bourgain that gives structural information about A when |A + A| ≤ |A|1+δ.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 9 / 23

slide-28
SLIDE 28

Remarks on Freiman’s Theorem

Freiman’s Theorem can be seen as an inverse or classification theorem: based on qualitative information about A, it returns structural information. In applications it is important to have quantitative estimates on d(K) and S(K). Good bounds were obtained by Ruzsa, Chang, Sanders and Schoen, with Schoen’s current record being: d(K) ≤ K 1+ε, S(K) ≤ exp(K 1+ε). The theorem does not guarantee that P is proper. But it can be taken to be proper (with worse quantitative bounds). The conjecture is that d and S can be both taken polynomial in K. At least with the current bounds, Freiman’s Theorem says nothing if K grows with |A|, in particular if K = |A|δ. We will later see a result of Bourgain that gives structural information about A when |A + A| ≤ |A|1+δ.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 9 / 23

slide-29
SLIDE 29

Remarks on Freiman’s Theorem

Freiman’s Theorem can be seen as an inverse or classification theorem: based on qualitative information about A, it returns structural information. In applications it is important to have quantitative estimates on d(K) and S(K). Good bounds were obtained by Ruzsa, Chang, Sanders and Schoen, with Schoen’s current record being: d(K) ≤ K 1+ε, S(K) ≤ exp(K 1+ε). The theorem does not guarantee that P is proper. But it can be taken to be proper (with worse quantitative bounds). The conjecture is that d and S can be both taken polynomial in K. At least with the current bounds, Freiman’s Theorem says nothing if K grows with |A|, in particular if K = |A|δ. We will later see a result of Bourgain that gives structural information about A when |A + A| ≤ |A|1+δ.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 9 / 23

slide-30
SLIDE 30

Additive energy

Definition

The additive energy E(A, B) between two sets A, B is E(A, B) = |{(x1, x2, y1, y2) ∈ A2 × B2 : x1 + y1 = x2 + y2| Trivial lower bound: |A||B| ≤ E(A, B) since we always have the quadruples (x, x, y, y). Trivial upper bound: E(A, B) ≤ |A|2|B|, since once we have x1, y1, x2, the value of y2 is completely determined. In particular, |A|2 ≤ E(A, A) ≤ |A|3.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 10 / 23

slide-31
SLIDE 31

Additive energy

Definition

The additive energy E(A, B) between two sets A, B is E(A, B) = |{(x1, x2, y1, y2) ∈ A2 × B2 : x1 + y1 = x2 + y2| Trivial lower bound: |A||B| ≤ E(A, B) since we always have the quadruples (x, x, y, y). Trivial upper bound: E(A, B) ≤ |A|2|B|, since once we have x1, y1, x2, the value of y2 is completely determined. In particular, |A|2 ≤ E(A, A) ≤ |A|3.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 10 / 23

slide-32
SLIDE 32

Additive energy

Definition

The additive energy E(A, B) between two sets A, B is E(A, B) = |{(x1, x2, y1, y2) ∈ A2 × B2 : x1 + y1 = x2 + y2| Trivial lower bound: |A||B| ≤ E(A, B) since we always have the quadruples (x, x, y, y). Trivial upper bound: E(A, B) ≤ |A|2|B|, since once we have x1, y1, x2, the value of y2 is completely determined. In particular, |A|2 ≤ E(A, A) ≤ |A|3.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 10 / 23

slide-33
SLIDE 33

Additive energy

Definition

The additive energy E(A, B) between two sets A, B is E(A, B) = |{(x1, x2, y1, y2) ∈ A2 × B2 : x1 + y1 = x2 + y2| Trivial lower bound: |A||B| ≤ E(A, B) since we always have the quadruples (x, x, y, y). Trivial upper bound: E(A, B) ≤ |A|2|B|, since once we have x1, y1, x2, the value of y2 is completely determined. In particular, |A|2 ≤ E(A, A) ≤ |A|3.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 10 / 23

slide-34
SLIDE 34

Additive energy as the L2 norm of convolutions

Lemma

E(A, B) = 1A ∗ 1B2

2,

where 1A =

a∈A δa (not a prob. measure).

Proof.

Note that 1A ∗ 1B(z) = |{(x, y) ∈ A × B : x + y = z}|, so E(A, B) =

  • z

|{(x, y) ∈ A × B : x + y ∈ Z}|2 = 1A ∗ 1B2

2.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 11 / 23

slide-35
SLIDE 35

Additive energy as the L2 norm of convolutions

Lemma

E(A, B) = 1A ∗ 1B2

2,

where 1A =

a∈A δa (not a prob. measure).

Proof.

Note that 1A ∗ 1B(z) = |{(x, y) ∈ A × B : x + y = z}|, so E(A, B) =

  • z

|{(x, y) ∈ A × B : x + y ∈ Z}|2 = 1A ∗ 1B2

2.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 11 / 23

slide-36
SLIDE 36

Additive structure through energy

We can think of sets A with E(A, A) ∼ |A|3 as sets with “additive structure”. Examples: APs and GAPs. Dense subsets of APs and GAPs. Disjoint unions A ∪ B where E(A, A) ∼ |A|3 and B is arbitrary. If B has large sumset, then so does A + B!

Observation

Having small sumset and having large additive energy are indications

  • f additive structure. These notions cannot agree because both the

size of the sumset and the additive energy are increasing functions of A.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 12 / 23

slide-37
SLIDE 37

Additive structure through energy

We can think of sets A with E(A, A) ∼ |A|3 as sets with “additive structure”. Examples: APs and GAPs. Dense subsets of APs and GAPs. Disjoint unions A ∪ B where E(A, A) ∼ |A|3 and B is arbitrary. If B has large sumset, then so does A + B!

Observation

Having small sumset and having large additive energy are indications

  • f additive structure. These notions cannot agree because both the

size of the sumset and the additive energy are increasing functions of A.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 12 / 23

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SLIDE 38

Additive structure through energy

We can think of sets A with E(A, A) ∼ |A|3 as sets with “additive structure”. Examples: APs and GAPs. Dense subsets of APs and GAPs. Disjoint unions A ∪ B where E(A, A) ∼ |A|3 and B is arbitrary. If B has large sumset, then so does A + B!

Observation

Having small sumset and having large additive energy are indications

  • f additive structure. These notions cannot agree because both the

size of the sumset and the additive energy are increasing functions of A.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 12 / 23

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SLIDE 39

Additive structure through energy

We can think of sets A with E(A, A) ∼ |A|3 as sets with “additive structure”. Examples: APs and GAPs. Dense subsets of APs and GAPs. Disjoint unions A ∪ B where E(A, A) ∼ |A|3 and B is arbitrary. If B has large sumset, then so does A + B!

Observation

Having small sumset and having large additive energy are indications

  • f additive structure. These notions cannot agree because both the

size of the sumset and the additive energy are increasing functions of A.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 12 / 23

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SLIDE 40

Small sumsets ⇒ large energy

Lemma

E(A, A) ≥ |A|4 |A + A|.

Proof.

|A × A| =

  • z∈A+A

|{(x, y) : x + y = z}| =

  • z∈A+A

1A ∗ 1B(z). Now apply Cauchy-Schwarz.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 13 / 23

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SLIDE 41

Small sumsets ⇒ large energy

Lemma

E(A, A) ≥ |A|4 |A + A|.

Proof.

|A × A| =

  • z∈A+A

|{(x, y) : x + y = z}| =

  • z∈A+A

1A ∗ 1B(z). Now apply Cauchy-Schwarz.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 13 / 23

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SLIDE 42

Motivation

Additive energy is very natural for doing analysis. But it is easier to understand sets of small doubling (e.g. Freiman’s Theorem). By Young’s inequality (in this context, simply the convexity of t → tp), f ∗ gp ≤ f1gp. Since 1A1 = |A| and 1A2 = |A|1/2, sets with E(A, A) ∼ |A|3 are sets for which Young’s inequality applied to 1A ∗ 1A2 is “almost” an equality. The examples of sets with additive energy ∼ |A|3 we have seen are of the form: a set with small doubling ∪ an arbitrary set of similar size. Are there any other examples?

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 14 / 23

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SLIDE 43

Motivation

Additive energy is very natural for doing analysis. But it is easier to understand sets of small doubling (e.g. Freiman’s Theorem). By Young’s inequality (in this context, simply the convexity of t → tp), f ∗ gp ≤ f1gp. Since 1A1 = |A| and 1A2 = |A|1/2, sets with E(A, A) ∼ |A|3 are sets for which Young’s inequality applied to 1A ∗ 1A2 is “almost” an equality. The examples of sets with additive energy ∼ |A|3 we have seen are of the form: a set with small doubling ∪ an arbitrary set of similar size. Are there any other examples?

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 14 / 23

slide-44
SLIDE 44

Motivation

Additive energy is very natural for doing analysis. But it is easier to understand sets of small doubling (e.g. Freiman’s Theorem). By Young’s inequality (in this context, simply the convexity of t → tp), f ∗ gp ≤ f1gp. Since 1A1 = |A| and 1A2 = |A|1/2, sets with E(A, A) ∼ |A|3 are sets for which Young’s inequality applied to 1A ∗ 1A2 is “almost” an equality. The examples of sets with additive energy ∼ |A|3 we have seen are of the form: a set with small doubling ∪ an arbitrary set of similar size. Are there any other examples?

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 14 / 23

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SLIDE 45

The Balog-Szemerédi-Gowers Theorem

Theorem (Balog-Szemerédi (1994), Gowers (1998), Schoen (2014))

There are constants c, C > 0 such that the following holds. Suppose E(A, A) ≥ |A|3/K. Then there exists A′ ⊂ A such that |A′| ≥ c|A|/K and |A′ + A′| ≤ CK 4|A′|.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 15 / 23

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SLIDE 46

Remarks on BSG

The proof is an elementary count of paths on bi-partite graphs. Gowers (1998) obtained polynomial bounds in K in his proof of a quantitative version of Szemerédi’s Theorem for progressions of length 4. There is a very similar statement for two different sets A, B of similar size (for example, B = −A), but the bounds become meaningless if one set is much larger than the other. There is an asymmetric version of BSG that gives information if log |A| and log |B| are comparable.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 16 / 23

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SLIDE 47

Remarks on BSG

The proof is an elementary count of paths on bi-partite graphs. Gowers (1998) obtained polynomial bounds in K in his proof of a quantitative version of Szemerédi’s Theorem for progressions of length 4. There is a very similar statement for two different sets A, B of similar size (for example, B = −A), but the bounds become meaningless if one set is much larger than the other. There is an asymmetric version of BSG that gives information if log |A| and log |B| are comparable.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 16 / 23

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SLIDE 48

Remarks on BSG

The proof is an elementary count of paths on bi-partite graphs. Gowers (1998) obtained polynomial bounds in K in his proof of a quantitative version of Szemerédi’s Theorem for progressions of length 4. There is a very similar statement for two different sets A, B of similar size (for example, B = −A), but the bounds become meaningless if one set is much larger than the other. There is an asymmetric version of BSG that gives information if log |A| and log |B| are comparable.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 16 / 23

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SLIDE 49

Small sumset in an exponential sense

Question

Suppose A ⊂ Z/2mZ satisfies |A + A| ≤ 2εm|A| for ε small but independent of A. What can we say about A? In this regime Freiman’s Theorem gives no information. Trivial cases are |A| ≤ 2εm or |A| ≥ 2(1−ε)m.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 17 / 23

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SLIDE 50

Small sumset in an exponential sense

Question

Suppose A ⊂ Z/2mZ satisfies |A + A| ≤ 2εm|A| for ε small but independent of A. What can we say about A? In this regime Freiman’s Theorem gives no information. Trivial cases are |A| ≤ 2εm or |A| ≥ 2(1−ε)m.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 17 / 23

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SLIDE 51

Small sumset in an exponential sense

Question

Suppose A ⊂ Z/2mZ satisfies |A + A| ≤ 2εm|A| for ε small but independent of A. What can we say about A? In this regime Freiman’s Theorem gives no information. Trivial cases are |A| ≤ 2εm or |A| ≥ 2(1−ε)m.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 17 / 23

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SLIDE 52

A less trivial example

Example

Fix T ≫ 1, let m = m′T and let S ⊂ {0, 1, . . . , m′}. Let A be the numbers in [0, 1] ∩ 2−mZ whose 2T-adic expansion has a digit zero in position s for all s / ∈ S, and has no restriction on the digit for s ∈ S. Other than the carries, A + A has the same structure, so one indeed has |A + A| ≤ 2|S||A| ≤ 2m/T|A|. The set A is in fact a GAP.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 18 / 23

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SLIDE 53

Multiscale decompositions

m = Tm′, T ≫ 1, m′ ≫ T. Given A ⊂ 2−mZ ∩ [0, 1), we associate to it the 2T-adic expansion tree TA: the level s vertices are the 2−sT-dyadic intervals meeting A.

Definition

A is (R1, . . . , Rm′)-regular if in TA each level (s − 1)-vertex has Rs

  • ffspring.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 19 / 23

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SLIDE 54

Bourgain’s sumset theorem

Theorem (Bourgain 2010)

Given ε > 0 there are δ > 0 and T ∈ N such that the following holds for large enough m′. Let m = m′T. Suppose A ⊂ [0, 1] ∩ 2−mZ satisfies |A + A| ≤ 2εm|A|. Then A contains a subset A′ with |A′| ≥ 2−δm|A|. Moreover, A′ is (R1, . . . , Rm′)-regular and for each s either Rs = 1 (no branching) or Rs ≥ 2(1−δ)m (full branching)

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 20 / 23

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SLIDE 55

A combined asymmetric version

Theorem (P .S.)

Given δ > 0, q ∈ (1, ∞) there is ε > 0 such that the following holds for large m = m′T. Suppose µ, ν are prob. measures on Z/2mZ such that µ ∗ νq ≥ 2−εmµq Then there exist sets A ⊂ suppµ, B ⊂ suppν such that:

1

µ|Aq ≥ m−δµ|A, ν(B) ≥ m−δ.

2

µ, ν are constant on A, B (up to a constant factor).

3

The set A is (R1, . . . , Rm′)-regular and the set B is (R′

1, . . . , R′ m′)-regular.

4

For each s, either Rs ≥ 2(1−δ)T or R′

s = 1

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 21 / 23

slide-56
SLIDE 56

A combined asymmetric version

Theorem (P .S.)

Given δ > 0, q ∈ (1, ∞) there is ε > 0 such that the following holds for large m = m′T. Suppose µ, ν are prob. measures on Z/2mZ such that µ ∗ νq ≥ 2−εmµq Then there exist sets A ⊂ suppµ, B ⊂ suppν such that:

1

µ|Aq ≥ m−δµ|A, ν(B) ≥ m−δ.

2

µ, ν are constant on A, B (up to a constant factor).

3

The set A is (R1, . . . , Rm′)-regular and the set B is (R′

1, . . . , R′ m′)-regular.

4

For each s, either Rs ≥ 2(1−δ)T or R′

s = 1

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 21 / 23

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SLIDE 57

A combined asymmetric version

Theorem (P .S.)

Given δ > 0, q ∈ (1, ∞) there is ε > 0 such that the following holds for large m = m′T. Suppose µ, ν are prob. measures on Z/2mZ such that µ ∗ νq ≥ 2−εmµq Then there exist sets A ⊂ suppµ, B ⊂ suppν such that:

1

µ|Aq ≥ m−δµ|A, ν(B) ≥ m−δ.

2

µ, ν are constant on A, B (up to a constant factor).

3

The set A is (R1, . . . , Rm′)-regular and the set B is (R′

1, . . . , R′ m′)-regular.

4

For each s, either Rs ≥ 2(1−δ)T or R′

s = 1

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 21 / 23

slide-58
SLIDE 58

A combined asymmetric version

Theorem (P .S.)

Given δ > 0, q ∈ (1, ∞) there is ε > 0 such that the following holds for large m = m′T. Suppose µ, ν are prob. measures on Z/2mZ such that µ ∗ νq ≥ 2−εmµq Then there exist sets A ⊂ suppµ, B ⊂ suppν such that:

1

µ|Aq ≥ m−δµ|A, ν(B) ≥ m−δ.

2

µ, ν are constant on A, B (up to a constant factor).

3

The set A is (R1, . . . , Rm′)-regular and the set B is (R′

1, . . . , R′ m′)-regular.

4

For each s, either Rs ≥ 2(1−δ)T or R′

s = 1

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 21 / 23

slide-59
SLIDE 59

A combined asymmetric version

Theorem (P .S.)

Given δ > 0, q ∈ (1, ∞) there is ε > 0 such that the following holds for large m = m′T. Suppose µ, ν are prob. measures on Z/2mZ such that µ ∗ νq ≥ 2−εmµq Then there exist sets A ⊂ suppµ, B ⊂ suppν such that:

1

µ|Aq ≥ m−δµ|A, ν(B) ≥ m−δ.

2

µ, ν are constant on A, B (up to a constant factor).

3

The set A is (R1, . . . , Rm′)-regular and the set B is (R′

1, . . . , R′ m′)-regular.

4

For each s, either Rs ≥ 2(1−δ)T or R′

s = 1

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 21 / 23

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SLIDE 60

Back to self-similar measures

The following is a key step in the proof of the main result. It is proved using the inverse theorem from the previous slide.

Definition

ν(m)(j2−m) = ν([j2−m, (j + 1)2−m))

Theorem

Let (µx)x∈g be a family of DSSM, and suppose q > 1, D(q) < 1 and D is differentiable at q, there D(q) is the almost sure value of dimq(µx). Then for every σ > 0 there is ε = ε(σ, q) > 0 such that the following holds for all large enough m and all x: if ρ is an arbitrary 2−m-measure such that ρq′

q ≤ 2−σm, then

ρ ∗ µ(m)

x

q

q ≤ 2−εmµ(m) x

q

q.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 22 / 23

slide-61
SLIDE 61

Back to self-similar measures

The following is a key step in the proof of the main result. It is proved using the inverse theorem from the previous slide.

Definition

ν(m)(j2−m) = ν([j2−m, (j + 1)2−m))

Theorem

Let (µx)x∈g be a family of DSSM, and suppose q > 1, D(q) < 1 and D is differentiable at q, there D(q) is the almost sure value of dimq(µx). Then for every σ > 0 there is ε = ε(σ, q) > 0 such that the following holds for all large enough m and all x: if ρ is an arbitrary 2−m-measure such that ρq′

q ≤ 2−σm, then

ρ ∗ µ(m)

x

q

q ≤ 2−εmµ(m) x

q

q.

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 22 / 23

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SLIDE 62

End of part III

Merci beaucoup!

P . Shmerkin (U.T. Di Tella/CONICET) Additive Combinatorics & Fractals CIRM-Luminy, 15.05.2019 23 / 23